HomeMy WebLinkAboutRes 06-56 and FA-53 Project Area No. 1 Issuance & Sale of Tax Allocation Revenue BondsCITY OF PALM DESERT/PALM DESERT FINANCING AUTHORITY
STAFF REPORT
REQUEST: APPROVAL OF RESOLUTION NO. 06 56 OF THE CITY COUNCIL OF
THE CITY OF PALM DESERT MAKING FINDINGS OF SIGNIFICANT
PUBLIC BENEFIT IN CONNECTION WITH THE ISSUANCE AND SALE OF
TAX ALLOCATION REVENUE BONDS (PROJECT AREA NO. 1, AS
AMENDED), 2006 SERIES A (TAX-EXEMPT), AND TAX ALLOCATION
REFUNDING REVENUE BONDS (PROJECT AREA NO. 1, AS AMENDED),
2006 SERIES B (TAXABLE) OF THE PALM DESERT FINANCING
AUTHORITY
APPROVAL OF RESOLUTION NO. FA-53 OF THE PALM DESERT
FINANCING AUTHORITY ACKNOWLEDGING FINDINGS OF
SIGNIFICANT PUBLIC BENEFIT IN CONNECTION WITH THE ISSUANCE
AND SALE OF THE AUTHORITY'S TAX ALLOCATION REVENUE BONDS
(PROJECT AREA NO. 1, AS AMENDED), 2006 SERIES A (TAX-EXEMPT),
AND TAX ALLOCATION REFUNDING REVENUE BONDS (PROJECT
AREA NO. 1, AS AMENDED), 2006 SERIES B (TAXABLE) OF THE PALM
DESERT FINANCING AUTHORITY AND APPROVING THE ISSUANCE,
SALE AND DELIVERY OF SUCH BONDS
SUBMITTED BY: DAVE YRIGOYEN, DIRECTOR OF REDEVELOPMENT/HOUSING
DATE: APRIL 27, 2006
CONTENTS: CITY COUNCIL RESOLUTION NO. 06-
PALM DESERT FINANCING AUTHORITY RESOLUTION NO. FA -
Recommendation:
By Minute Motion:
1. That the City Council and Financing Authority Commission open a public
hearing, receive Public Testimony, and after hearing such testimony:
2. That the City Council approve Resolution No. 06-56 , making findings of
significant public benefit in connection with the issuance and sale of Tax
Allocation Revenue Bonds (Project Area No. 1, As Amended), 2006 Series A
(Tax -Exempt), and Tax Allocation Refunding Revenue Bonds (Project Area
No. 1, As Amended), 2006 Series B (Taxable) of the Palm Desert Financing
Authority.
3. That the Palm Desert Financing Authority approve Resolution No.
FA-s3 acknowledging finding of significant public benefit in connection with
the issuance and sale of the Authority's Tax Allocation Revenue Bonds
(Project Area No. 1, As Amended), 2006 Series A (Tax -Exempt) and Tax
Allocation Refunding Revenue Bonds (Project Area No. 1, As Amended), 2006
Series B (Taxable) and approving the issuance, sale and delivery of such
bonds.
G:1RDA'Arla Scott\Word Files\Staff Repts\PA1-CCPD-PDFA-Findings of Benefit.doc
Staff Report
Approval of Resolutions — Issuance/Sale of Tax Allocation Revenue Bonds — PA#1
Page 2 of 2
April 27, 2006
Executive Summary
The attached resolutions of the City Council and the Financing Authority are preliminary steps that
will further the process to issue tax-exempt and taxable refunding bonds of the Financing Authority
payable from tax increment revenues from Project Area No. 1, As Amended.
Discussion:
State law requires that a member local agency of the Financing Authority within whose boundaries
the financed improvements are to be located, hold a public hearing and make a finding of significant
public benefit with respect to the improvements. State law also requires the City Council to hold a
public hearing in connection with certain improvements financed with tax increment revenues of the
Redevelopment Agency.
There will be approximately $47 million of tax-exempt new money bonds and $25 million of taxable
refunding bonds issued. The Refunding bonds will be used to convert the Series 1997 from tax-
exempt to taxable bonds to remove the bond restrictions placed on Desert Willow. After the various
costs of issuance there will be approximately $46 million in bond proceeds. These funds will be
used for street widening throughout the project area, drainage improvements throughout the project
area, the construction of the Portola & 1-10 Interchange, construction of a swimming pool and
related shower and restroom facilities at the College of the Desert and other various projects.
Staff is recommending that the City Council hold the public hearing, adopt its resolution making the
findings, and that the Financing Authority subsequently adopt its resolution acknowledging those
findings.
Submitted by:
ave Yri
Director df, development/Housing
Approval:
JustinyiaCarthy, ACM Redevelopment
Carlos`L. e rtega fty Manager/CAO
Paul S. Gibson, Director of Finance
RESOLUTION NO. 06-56
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF PALM DESERT MAKING A FINDING OF SIGNIFICANT
PUBLIC BENEFIT AND OTHER FINDINGS IN
CONNECTION WITH THE ISSUANCE AND SALE BY THE
PALM DESERT FINANCING AUTHORITY OF ITS TAX
ALLOCATION REVENUE BONDS (PROJECT AREA NO.
1, AS AMENDED), 2006 SERIES A, AND TAX
ALLOCATION REFUNDING REVENUE BONDS
(PROJECT AREA NO. 1, AS AMENDED), 2006 SERIES B
(TAXABLE)
RECITALS:
WHEREAS, the Palm Desert Financing Authority (the "Authority") has
proposed to sell and issue its Tax Allocation Revenue Bonds (Project Area No. 1, As
Amended), 2006 Series A (the "Series 2006A Bonds") and Tax Allocation Refunding
Revenue Bonds (Project Area No. 1, As Amended), 2006 Series B (Taxable) (the
"Series 2006B Bonds," and together with the Series 2006A Bonds, the "Bonds"); and
WHEREAS, proceeds of the Series 2006A Bonds are to be applied for the
purpose of making a loan to the Palm Desert Redevelopment Agency (the "Agency") for
the object and purpose of, among other things, assisting in the financing of certain
public capital improvements of benefit to Project Area No. 1, As Amended, of the
Agency (the "Project Area") including (i) the construction of on and off ramps at Portola
Avenue and Interstate 10; (ii) the widening of various portions of Monterey Avenue,
Portola Avenue, Country Club Drive, and various other street improvements throughout
the Project Area; (iii) improvements to the frontage roads along Highway 111; (iv) a
sound attenuation wall along portions of Fred Waring Drive; (v) landscape, lighting and
median improvements along El Paseo; (vi) landscape improvements throughout the
Project Area, (vii) a Portola Avenue Bridge over the Whitewater Channel; (viii) drainage
improvements along a portion Monterey Avenue; (ix) the development of a visitors
center at El Paseo and Highway 111; (x) neighborhood and arterial street utility
undergroundings throughout the Project Area; (xi) a parking structure to accommodate
a hotel and related development at the Desert Willow Golf Resort; (xii) a business
facade enhancement grant program; and (xiii) the construction of a swimming pool and
related shower and restroom facilities at the College of the Desert; and
WHEREAS, proceeds of the Series 2006B Bonds are to be applied for the
purpose of making a loan to the Agency for the object and purpose of, among other
things, effecting the refunding of the portion of the Authority's Tax Allocation Revenue
Bonds (Project Area No. 1, As Amended), Series 1997, scheduled to mature on April 1,
2023; and
P6402.1054\884008.2
Resolution No. 06- 56
WHEREAS, pursuant to Section 6586.5 of the California Government
Code and after notice duly published in accordance with law, this City Council held a
public hearing on this date with respect to the issuance of the proposed Bonds and
received evidence concerning the public benefits therefrom; and
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM
DESERT DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
Section 1. Recitals. The above recitals, and each of them, are true and
correct.
Section 2. Approval of Financing. The City Council hereby finds that the
financing and refinancing of public capital improvements described above through the
issuance by the Authority of the Bonds will result in significant public benefits to the
constituents of the Agency and the City of Palm Desert, including demonstrable savings
in effective interest rate and more efficient delivery of Agency and City services to
residential and commercial development. The City Council hereby approves the
issuance of the Bonds by the Authority.
Section 3. Further Findings. The City Council hereby finds and
determines that based upon the "Summary Report Regarding Payment by the Palm
Desert Redevelopment Agency for All or a Portion of the Cost of the Installation and
Construction of Certain Public Capital Improvements of Benefit to Project Area No. 1,
As Amended," which Report was made available at the office of the City Clerk in
connection with the public hearing described in the Recitals hereof, and other
information presented to the City Council: (i) the above -described public capital
improvements are of benefit to the Project Area and to the immediate neighborhood in
which the project is located; (ii) the payment of funds for the cost of such public capital
improvements will assist in the elimination of one or more blighting conditions inside the
Project Area; (iii) the payment of funds for the cost of such improvements is consistent
with the Agency's implementation plan adopted pursuant to Health and Safety Code
Section 33490; and (iv) no other reasonable means of financing such improvements is
available to the City.
Section 4. Approval of Payment by Aaencv. The City Council hereby
approves payment by the Agency for the cost of the installation and construction of the
above -described improvements from tax increment revenues of the Agency from the
Project Area.
Section 5 Other Acts. The officers of the City are hereby authorized and
directed, jointly and severally, to do any and all things and to execute and deliver any
and all documents which they may deem necessary or advisable in order to effectuate
the purposes of this Resolution and any such actions previously taken by such officers
are hereby ratified and confirmed.
P6402.1054\884008.2
Resolution No. 06-56
Section 6. Effective Date. This Resolution shall take effect immediately
upon adoption.
APPROVED and ADOPTED this 27th day of April 2006 by the following
vote to wit:
AYES:
NOES:
ABSENT:
ABSTAIN:
Jim Ferguson, Mayor
ATTEST:
Rachelle D. Klassen, City Clerk
P6402.1054\884008.2
RESOLUTION NO. FA- 53
A RESOLUTION OF THE PALM DESERT FINANCING
AUTHORITY ACKNOWLEDGING A FINDING OF
SIGNIFICANT BENEFIT AND APPROVING AS TO FORM
AND AUTHORIZING THE EXECUTION AND DELIVERY
OF CERTAIN DOCUMENTS IN CONNECTION WITH THE
ISSUANCE, SALE AND DELIVERY OF THE
AUTHORITY'S TAX ALLOCATION REVENUE BONDS
(PROJECT AREA NO. 1, AS AMENDED), 2006 SERIES A,
AND TAX ALLOCATION REFUNDING REVENUE BONDS
(PROJECT AREA NO. 1, AS AMENDED), 2006 SERIES B
(TAXABLE) AND AUTHORIZING CERTAIN OTHER
MATTERS RELATING THERETO
RECITALS:
WHEREAS, the Palm Desert Financing Authority (the "Authority") is a joint
powers authority duly organized and existing under and pursuant to Articles 1 through 4
(commencing with Section 6500), Chapter 5, Division 7, Title 1 of the California
Government Code (the "Act") and that certain Joint Exercise of Powers Agreement
dated as of January 26, 1989, by and between the City of Palm Desert (the "City") and
the Palm Desert Redevelopment Agency (the "Agency"), and is authorized pursuant to
Article 4 of the Act to issue bonds for the purpose of making loans to the Agency to
provide financing and refinancing for public capital improvements; and
WHEREAS, the Authority desires to issue and sell its Tax Allocation
Revenue Bonds (Project Area No. 1, As Amended), 2006 Series A (the "Series 2006A
Bonds") and Tax Allocation Refunding Revenue Bonds (Project Area No. 1, As
Amended), 2006 Series B (Taxable) (the "Series 2006B Bonds," and together with the
Series 2006A Bonds, the "Bonds") to be issued and secured pursuant to a certain
Indenture (as defined below); and
WHEREAS, proceeds of the Series 2006A Bonds are to be applied for the
purpose of making a loan to the Agency pursuant to a certain Loan Agreement (as
defined below) for the object and purpose of, among other things, assisting in the
financing of certain public capital improvements of benefit to Project Area No. 1, As
Amended, of the Agency; and
WHEREAS, proceeds of the Series 2006B Bonds are to be applied for the
purpose of making a second loan to the Agency pursuant to the Loan Agreement for the
object and purpose of, among other things, effecting the refunding of the portion of the
Authority's Tax Allocation Revenue Bonds (Project Area No. 1, As Amended), Series
1997, scheduled to mature on April 1, 2023; and
P6402.1054\884009.3
Resolution No. FA- 53
WHEREAS, the City Council has made a finding, after a duly noticed
public hearing pursuant to Section 6586.5 of the California Government Code, that the
issuance of the Bonds will result in significant public benefit;
NOW, THEREFORE, THE PALM DESERT FINANCING AUTHORITY
DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
Section 1.Recitals. The above recitals, and each of them, are true and
correct.
Section 2.Acknowledament of City Council Findings. The Authority
hereby acknowledges and concurs with the City Council's finding of significant public
benefit and hereby approves and authorizes the issuance and sale of the Bonds.
Section 3.Issuance of Bonds: Indenture. The Indenture of Trust (the
"Indenture"), proposed to be entered into by and between the Authority and the Trustee
(defined in Section 3 below), in the form presented at this meeting and on file in the
office of the Secretary of the Authority (the "Secretary"), is hereby approved. The
issuance of the Series 2006A Bonds, in an aggregate principal amount not exceeding
$55,000,000, and the issuance of the Series 2006B Bonds, in an aggregate principal
amount not exceeding $30,000,000, pursuant to the Indenture are hereby approved.
Subject to Section 10 below, each of the President, the Chief Administrative Officer and
the Treasurer of the Authority, any deputy of such officers, and any member of the
Authority Commission (each, an "Authorized Officer"), acting singly, is hereby
authorized and directed, for and in the name and on behalf of the Authority, to execute
and deliver the Indenture in substantially said form, with such additions or changes as
the Authorized Officer executing the same may approve (such approval to be
conclusively evidenced by such Officer's execution and delivery thereof).
Section 4.ADDointment of Trustee and Escrow Agent. The appointment of
Wells Fargo Bank, N.A., as trustee (the "Trustee") under the Indenture and as escrow
agent (the "Escrow Agent") under the Escrow Agreement described in Section 6 hereof
is hereby approved.
Section 5.Loan Aareement. The Project Area No. 1, As Amended Loan
Agreement (the "Loan Agreement"), proposed to be entered into by and among the
Agency, the Authority and the Trustee, in the form presented at this meeting and on file
in the office of the Secretary, is hereby approved. Each of the Authorized Officers,
acting singly, is hereby authorized and directed, for and in the name and on behalf of
the Authority, to execute and deliver the Loan Agreement in substantially said form, with
such changes therein as the Authorized Officer executing the same may approve (such
approval to be conclusively evidenced by such Officer's execution and delivery thereof).
Section 6.Escrow Agreement. The Escrow Agreement (Project Area No.
1, As Amended), proposed to be entered into by and among the Agency, the Authority
P6402.1054\884009.3 2
Resolution No. FA- 53
and the Escrow Agent, in the form presented to this meeting and on file in the office of
the Secretary, is hereby approved. Each of the Authorized Officers, acting singly, is
hereby authorized and directed, for and in the name and on behalf of the Authority, to
execute and deliver the Escrow Agreement in substantially said form, with such
changes therein as the Authorized Officer executing the same may approve (such
approval to be conclusively evidenced by such officer's execution and delivery thereof.
Section 7. Preliminary Official Statement. The Preliminary Official
Statement relating to the Bonds (the "Preliminary Official Statement"), in the form
presented at this meeting and on file with the Secretary, is hereby approved. Each of
the Authorized Officers, acting singly, is hereby authorized and directed, for and in the
name and on behalf of the Authority, to cause the Preliminary Official Statement in
substantially said form, with such changes therein as such Authorized Officer may
approve, to be deemed final for the purposes of Rule 15c2-12 of the Securities and
Exchange Act of 1934. The distribution by Stone & Youngberg LLC. (the "Underwriter")
of copies of the Preliminary Official Statement to potential purchasers of the Bonds is
hereby approved.
Section 8.Official Statement. Each of the Authorized Officers, acting
singly, is hereby authorized and directed, for and in the name and on behalf of the
Authority, to cause the Preliminary Official Statement to be brought into the form of a
final Official Statement (the "Official Statement"), and to execute the same for and in the
name and on behalf of the Authority, with such changes therein as such Authorized
Officer may approve (such approval to be conclusively evidenced by such Authorized
Officer's execution and delivery thereof). The distribution and use of the Official
Statement by the Underwriter in connection with the sale of the Bonds are hereby
approved.
Section 9.Purchase Agreement. The form of the Bond Purchase
Agreement as presented to this meeting by the Underwriter and the sale of the Bonds
pursuant thereto upon the terms and conditions set forth therein are hereby approved.
Subject to Section 10 below, each of the Authorized Officers, acting singly, is authorized
and directed, for and in the name and on behalf of the Authority, to execute and deliver
the Purchase Agreement in substantially said form, with such changes therein as the
officer executing the same may require or approve, including such matters as are
authorized by Section 10 hereof (such approval to be conclusively evidenced by such
Authorized Officer's execution and delivery thereof).
Section 10. Terms of Sale of Bonds. Each of the Authorized
Officers, acting singly, is hereby authorized and directed to act on behalf of the Authority
to establish and determine (a) the aggregate principal amount of the Series 2006A
Bonds, which amount shall not exceed $55,000,000, (b) the aggregate principal amount
of the Series 2006B Bonds, which amount shall not exceed $30,000,000; (c) interest
rates on the Bonds, provided that the true interest cost with respect to the Series 2006A
Bonds shall not exceed 6.00 percent and the true interest cost with respect to the Series
P6402.1054\884009.3 3
Resolution No. FA-5
2006B Bonds shall not exceed 7.00 percent, (d) the Underwriter's compensation (i.e.,
underwriter's discount) with respect to the sale of the Bonds, provided that such
compensation with respect to the Series 2006A Bonds shall not exceed 1.00 percent of
the aggregate principal amount of the Series 2006A Bonds, and such compensation
with respect to the Series 2006B Bonds shall not exceed 1.25 percent of the aggregate
principal amount of the Series 2006B Bonds, and (e) such provisions as may be
required by the terms of the bond insurance, if any, or debt service reserve surety
bond(s), if any, purchased in connection with the issuance of the Bonds. The
authorization and powers delegated to such officer by this Section 10 shall be valid for a
period of 120 days from the date of adoption of this Resolution.
Section 11. Requisitions. Each of the Authorized Officers, acting
singly, is hereby authorized and directed to execute one or more requisitions authorizing
the Trustee to pay the costs of issuing the Bonds from the proceeds of the Bonds
pursuant to the Indenture.
Section 12. Other Acts. The Authorized Officers and all other
officers of the Authority are hereby authorized and directed, jointly and severally, to do
any and all things, to execute and deliver any and all documents which they may deem
necessary or advisable in order to consummate the issuance, sale and delivery of the
Bonds, or otherwise to effectuate the purposes of this Resolution, the Indenture, the
Loan Agreement, the Escrow Agreement, the Purchase Agreement and the Official
Statement, and any such actions previously taken by such officers are hereby ratified
and confirmed.
Section 13. Effective Date. This Resolution shall take effect
immediately upon adoption.
APPROVED AND ADOPTED this 27th day of April 2006 by the following
vote to wit:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
Rachelle D. Klassen, Secretary
P6402.1054\884009.3
Jim Ferguson, President
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