HomeMy WebLinkAboutRes 06-57 and FA-54 Project Area No. 2 Issuance and Sale of Subordinate Tax Allocation RevenueCITY OF PALM DESERT/PALM DESERT FINANCING AUTHORITY
STAFF REPORT
REQUEST: APPROVAL OF RESOLUTION NO. 06-s7 OF THE CITY COUNCIL OF
THE CITY OF PALM DESERT MAKING FINDINGS OF SIGNIFICANT
PUBLIC BENEFIT IN CONNECTION WITH THE ISSUANCE AND SALE OF
SUBORDINATE TAX ALLOCATION REVENUE REFUNDING BONDS
(PROJECT AREA NO. 2), 2006 SERIES A, AND SUBORDINATE TAX
ALLOCATION REVENUE CAPITAL APPRECIATION BONDS (PROJECT
AREA NO. 2), 2006 SERIES B OF THE PALM DESERT FINANCING
AUTHORITY
APPROVAL OF RESOLUTION NO. FA-54 OF THE PALM DESERT
FINANCING AUTHORITY ACKNOWLEDGING FINDINGS OF
SIGNIFICANT PUBLIC BENEFIT IN CONNECTION WITH THE ISSUANCE
AND SALE OF THE AUTHORITY'S SUBORDINATE TAX ALLOCATION
REVENUE REFUNDING BONDS (PROJECT AREA NO. 2), 2006 SERIES
A, AND SUBORDINATE TAX ALLOCATION REVENUE CAPITAL
APPRECIATION BONDS (PROJECT AREA NO. 2), 2006 SERIES B OF
THE PALM DESERT FINANCING AUTHORITY AND APPROVING THE
ISSUANCE, SALE AND DELIVERY OF SUCH BONDS
SUBMITTED BY: DAVE YRIGOYEN, DIRECTOR OF REDEVELOPMENT/HOUSING
DATE: APRIL 27, 2006
CONTENTS: CITY COUNCIL RESOLUTION NO. 06-57
PALM DESERT FINANCING AUTHORITY RESOLUTION NO. FA -
Recommendation:
By Minute Motion:
1. That the City Council and Financing Authority Commission open a public
hearing, receive Public Testimony, and after hearing such testimony:
2. That the City Council approve Resolution No. 06-57 , making findings of
significant public benefit in connection with the issuance and sale of
Subordinate Tax Allocation Refunding Revenue Bonds (Project Area No. 2),
2006 Series A, and Subordinate Tax Allocation Revenue Capital Appreciation
Bonds (Project Area No. 2), 2006 Series B of the Palm Desert Financing
Authority.
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Staff Report
Approval of Council and PDFA Resolutions — PA#2 Tax Alloc. Revenue Refunding Bonds
Page 2 of 2
April 27, 2006
3. That the Palm Desert Financing Authority approve Resolution No. FA-54 ,
acknowledging finding of significant public benefit in connection with the
issuance and sale of the Authority's Subordinate Tax Allocation Refunding
Revenue Bonds (Project Area No. 2), 2006 Series A and Subordinate Tax
Allocation Revenue Capital Appreciation Bonds (Project Area No. 2), 2006
Series B and approving the issuance, sale and delivery of such bonds.
Executive Summary
The attached resolutions of the City Council and the Financing Authority are preliminary steps that
will further the process to issue tax-exempt and taxable refunding bonds of the Financing Authority
payable from tax increment revenues from Project Area No. 2.
Discussion:
State law requires that a member local agency of the Financing Authority within whose boundaries
the financed improvements are to be located, hold a public hearing and make a finding of significant
public benefit with respect to the improvements. State law also requires the City Council to hold a
public hearing in connection with certain improvements financed with tax increment revenues of the
Redevelopment Agency.
There will be approximately $39 million of current interest bonds and approximately $30.6 million of
capital appreciation bonds issued (CABS) as well. After various costs of issuance, we will receive
approximately $66 million in bond proceeds. These funds will be used for land acquisition, parking
structures, widening of streets throughout the project area, parks, drainage facilities throughout the
project area, arterial street undergroundings, and various other projects.
Staff is recommending that the City Council hold the public hearing, adopt its resolution making the
findings, and that the Financing Authority subsequently adopt its resolution acknowledging those
findings.
Submitted by:
`Dave Yrigo/en
Director of Revelopment/Housing
DY:AKS:mh
Approval:
gtritin McC�arthy,'ACM Redevelopment
Carlos L. Ortegatity Manager/CAO
Paul S. Gibson, Director of Finance
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RESOLUTION NO. 06-57
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF PALM DESERT MAKING A FINDING OF SIGNIFICANT
PUBLIC BENEFIT AND OTHER FINDINGS IN
CONNECTION WITH THE ISSUANCE AND SALE BY THE
PALM DESERT FINANCING AUTHORITY OF ITS
SUBORDINATE TAX ALLOCATION REFUNDING
REVENUE BONDS (PROJECT AREA NO. 2), 2006
SERIES A, AND SUBORDINATE TAX ALLOCATION
REVENUE CAPITAL APPRECIATION BONDS (PROJECT
AREA NO. 2), 2006 SERIES B
RECITALS:
WHEREAS, the Palm Desert Financing Authority (the "Authority") has
proposed to sell and issue its Subordinate Tax Allocation Refunding Revenue Bonds
(Project Area No. 2), 2006 Series A (the "Series 2006A Bonds") and Subordinate Tax
Allocation Revenue Capital Appreciation Bonds (Project Area No. 2), 2006 Series B (the
"Series 2006B Bonds," and together with the Series 2006A Bonds, the "Bonds"); and
WHEREAS, proceeds of the Bonds are to be applied for the purpose of
making two loans to the Palm Desert Redevelopment Agency (the "Agency") for the
object and purpose of, among other things, assisting in (i) effecting a refunding of all of
the Authority's remaining outstanding Tax Allocation Revenue Bonds (Project Area No.
2), Series 1995, and (ii) the financing of certain public capital improvements of benefit to
Project Area No. 2, of the Agency (the "Project Area"), including : (A) the widening of
portions of Gerald Ford Drive and Monterey Avenue; (B) the installation of a drainage
facility at Portola Avenue and Frank Sinatra Drive; (C) arterial street utility
undergroundings throughout the Project Area; (D) improvements to the on and off
ramps at Monterey Avenue and Interstate 10; (E) the construction of on and off ramps
at Portola Avenue and Interstate 10; (F) the installation of Freedom Park at Country
Club Drive and Liberty Avenue; (G) the acquisition of open space for recreational
purposes; (H) a parking structure to accommodate a hotel and related development at
the Desert Willow Golf Resort; and (1) landscape improvements throughout the Project
Area; and
WHEREAS, pursuant to Section 6586.5 of the California Government
Code and Section 33679 of the California Health and Safety Code and after notice duly
published in accordance with law, this City Council held a public hearing on this date
with respect to the issuance of the proposed Bonds and received evidence concerning
the public benefits therefrom; and
WHEREAS, there has been made available in the office of the City Clerk
for two weeks prior to such public hearing for public inspection and copying, at a cost
not to exceed the cost of duplication, a summary report which includes all of the
P6402.1055\884011.2 1
Resolution No. 06-
following: (i) estimates of the amount of such taxes allocated to the
Agency from the Project Area proposed to be used to pay for the installation and
construction of such public capital improvements, including interest payments; (ii) facts
supporting the determinations required to be made by the City Council pursuant to
California Health and Safety Code Section 33445; and (iii) the redevelopment purpose
for which such taxes are being used to pay for the installation and construction.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM
DESERT DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
Section 1. Recitals. The above recitals, and each of them, are true and
correct.
Section 2. Approval of Financing. The City Council hereby finds that the
financing and refinancing of public capital improvements described above through the
issuance by the Authority of the Bonds will result in significant public benefits to the
constituents of the Agency and the City of Palm Desert, including demonstrable savings
in effective interest rate and more efficient delivery of Agency and City services to
residential and commercial development. The City Council hereby approves the
issuance of the Bonds by the Authority.
Section 3. Further Findinas. The City Council hereby finds and
determines that based upon the "Summary Report Regarding Payment by the Palm
Desert Redevelopment Agency for All or A Portion of the Cost of Land for Open Space
and the Installation and Construction of Certain Other Public Capital Improvements of
Benefit to Project Area No. 2," which Report was made available at the office of the City
Clerk in connection with the public hearing described in the Recitals hereof, and other
information presented to the City Council: (i) the above -described public capital
improvements are of benefit to the Project Area and to the immediate neighborhood in
which the project is located; (ii) the payment of funds for the cost of such public capital
improvements will assist in the elimination of one or more blighting conditions inside the
Project Area; (iii) the payment of funds for the cost of such improvements is consistent
with the Agency's implementation plan adopted pursuant to Health and Safety Code
Section 33490; and (iv) no other reasonable means of financing such improvements is
available to the City.
Section 4. Approval of Payment by Aaencv. The City Council hereby
approves payment by the Agency for the cost of the installation and construction of the
above -described improvements from tax increment revenues of the Agency from the
Project Area.
Section 5. Other Acts. The officers of the City are hereby authorized and
directed, jointly and severally, to do any and all things and to execute and deliver any
and all documents which they may deem necessary or advisable in order to effectuate
the purposes of this Resolution and any such actions previously taken by such officers
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Resolution No. 06-52_
are hereby ratified and confirmed.
Section 6. Effective Date. This Resolution shall take effect immediately
upon adoption.
vote to wit:
APPROVED and ADOPTED this 27th day of April 2006 by the following
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
Rachelle D. Klassen, City ClerkK
Jim Ferguson, Mayor
P6402.1055\884011.2
RESOLUTION NO. FA-54
A RESOLUTION OF THE PALM DESERT FINANCING
AUTHORITY ACKNOWLEDGING A FINDING OF
SIGNIFICANT BENEFIT AND APPROVING AS TO FORM
AND AUTHORIZING THE EXECUTION AND DELIVERY
OF CERTAIN DOCUMENTS IN CONNECTION WITH THE
ISSUANCE, SALE AND DELIVERY OF THE
AUTHORITY'S SUBORDINATE TAX ALLOCATION
REFUNDING REVENUE BONDS (PROJECT AREA NO. 2),
2006 SERIES A, AND SUBORDINATE TAX ALLOCATION
REVENUE CAPITAL APPRECIATION BONDS (PROJECT
AREA NO. 2), 2006 SERIES B, AND AUTHORIZING
CERTAIN OTHER MATTERS RELATING THERETO
RECITALS:
WHEREAS, the Palm Desert Financing Authority (the "Authority") is a joint
powers authority duly organized and existing under and pursuant to Articles 1 through 4
(commencing with Section 6500), Chapter 5, Division 7, Title 1 of the California
Government Code (the "Act") and that certain Joint Exercise of Powers Agreement
dated as of January 26, 1989, by and between the City of Palm Desert (the "City") and
the Palm Desert Redevelopment Agency (the "Agency"), and is authorized pursuant to
Article 4 of the Act to issue bonds for the purpose of making loans to the Agency to
provide financing and refinancing for public capital improvements; and
WHEREAS, the Authority desires to issue and sell its Subordinate Tax
Allocation Refunding Revenue Bonds (Project Area No. 2), 2006 Series A (the "Series
2006A Bonds") and Subordinate Tax Allocation Revenue Capital Appreciation Bonds
(Project Area No. 2), 2006 Series B (the "Series 2006B Bonds," and together with the
Series 2006A Bonds, the "Bonds") to be issued and secured pursuant to a certain
Indenture (as defined below); and
WHEREAS, proceeds of the Bonds are to be applied for the purpose of
making two loans to the Agency pursuant to a certain Loan Agreement (as defined
below) for the object and purpose of, among other things, (i) assisting in the financing of
certain public capital improvements of benefit to Project Area No. 2, of the Agency, and
(ii) effecting all of the Authority's remaining outstanding Tax Allocation Revenue Bonds
(Project Area No. 2), Series 1995; and
WHEREAS, the City Council has made a finding, after a duly noticed
public hearing pursuant to Section 6586.5 of the California Government Code, that the
issuance of the Bonds will result in significant public benefit;
P6402.1055\884013.2 1
Resolution No. FA-54
NOW, THEREFORE, THE PALM DESERT FINANCING AUTHORITY
DOES HEREBY RESOLVE, DETERMINE AND ORDER AS FOLLOWS:
Section 1.Recitals. The above recitals, and each of them, are true and
correct.
Section 2.Acknowledament of City Council Findings. The Authority
hereby acknowledges and concurs with the City Council's finding of significant public
benefit and hereby approves and authorizes the issuance and sale of the Bonds.
Section 3.Issuance of Bonds: Indenture. The Indenture of Trust (the
"Indenture"), proposed to be entered into by and between the Authority and the Trustee
(defined in Section 3 below), in the form presented at this meeting and on file in the
office of the Secretary of the Authority (the "Secretary"), is hereby approved. The
issuance of the Series 2006A Bonds, in an aggregate principal amount not exceeding
$45,000,000, and the issuance of the Series 2006B Bonds, in an aggregate initial
principal amount not exceeding $35,000,000, pursuant to the Indenture are hereby
approved. Subject to Section 10 below, each of the President, the Chief Administrative
Officer and the Treasurer of the Authority, any deputy of such officers, and any member
of the Authority Commission (each, an "Authorized Officer"), acting singly, is hereby
authorized and directed, for and in the name and on behalf of the Authority, to execute
and deliver the Indenture in substantially said form, with such additions or changes as
the Authorized Officer executing the same may approve (such approval to be
conclusively evidenced by such Officer's execution and delivery thereof).
Section 4.A000intment of Trustee and Escrow Agent. The appointment of
Wells Fargo Bank, N.A., as trustee (the "Trustee") under the Indenture and as escrow
agent (the "Escrow Agent") under the Escrow Agreement described in Section 6 hereof
is hereby approved.
Section 5.Loan Agreement. The Project Area No. 2 Loan Agreement (the
"Loan Agreement"), proposed to be entered into by and among the Agency, the
Authority and the Trustee, in the form presented at this meeting and on file in the office
of the Secretary, is hereby approved. Each of the Authorized Officers, acting singly, is
hereby authorized and directed, for and in the name and on behalf of the Authority, to
execute and deliver the Loan Agreement in substantially said form, with such changes
therein as the Authorized Officer executing the same may approve (such approval to be
conclusively evidenced by such Officer's execution and delivery thereof).
Section 6. Escrow Agreement. The Escrow Agreement (Project Area No.
2) (the "Escrow Agreement"), proposed to be entered into by and among the Agency,
the Authority and the Escrow Agent, in the form presented to this meeting and on file in
the office of the Secretary, is hereby approved. Each of the Authorized Officers, acting
singly, is hereby authorized and directed, for and in the name and on behalf of the
Authority, to execute and deliver the Escrow Agreement in substantially said form, with
P6402.1055\884013.2
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Resolution No. FA- t
such changes therein as the Authorized Officer executing the same may approve (such
approval to be conclusively evidenced by such officer's execution and delivery thereof.
Section 7. Preliminary Official Statement. The Preliminary Official
Statement relating to the Bonds (the "Preliminary Official Statement"), in the form
presented at this meeting and on file with the Secretary, is hereby approved. Each of
the Authorized Officers, acting singly, is hereby authorized and directed, for and in the
name and on behalf of the Authority, to cause the Preliminary Official Statement in
substantially said form, with such changes therein as such Authorized Officer may
approve, to be deemed final for the purposes of Rule 15c2-12 of the Securities and
Exchange Act of 1934. The distribution by Citigroup Global Markets Inc. (the
"Underwriter") of copies of the Preliminary Official Statement to potential purchasers of
the Bonds is hereby approved.
Section 8.Official Statement. Each of the Authorized Officers, acting
singly, is hereby authorized and directed, for and in the name and on behalf of the
Authority, to cause the Preliminary Official Statement to be brought into the form of a
final Official Statement (the "Official Statement"), and to execute the same for and in the
name and on behalf of the Authority, with such changes therein as such Authorized
Officer may approve (such approval to be conclusively evidenced by such Authorized
Officer's execution and delivery thereof). The distribution and use of the Official
Statement by the Underwriter in connection with the sale of the Bonds are hereby
approved.
Section 9.Purchase Agreement. The form of the Bond Purchase
Agreement as presented to this meeting by the Underwriter and the sale of the Bonds
pursuant thereto upon the terms and conditions set forth therein are hereby approved.
Subject to Section 10 below, each of the Authorized Officers, acting singly, is authorized
and directed, for and in the name and on behalf of the Authority, to execute and deliver
the Purchase Agreement in substantially said form, with such changes therein as the
officer executing the same may require or approve, including such matters as are
authorized by Section 10 hereof (such approval to be conclusively evidenced by such
Authorized Officer's execution and delivery thereof).
Section 10. Terms of Sale of Bonds. Each of the Authorized Officers,
acting singly, is hereby authorized and directed to act on behalf of the Authority to
establish and determine (a) the aggregate principal amount of the Series 2006A Bonds,
which amount shall not exceed $45,000,000, (b) the aggregate initial principal amount
of the Series 2006B Bonds, which amount shall not exceed $35,000,000; (c) interest
rates on the Bonds, provided that the true interest cost with respect to the Series 2006A
Bonds shall not exceed 6.00 percent and the true interest cost with respect to the Series
2006B Bonds shall not exceed 6.00 percent, (d) the Underwriter's compensation (i.e.,
underwriter's discount) with respect to the sale of the Bonds, provided that such
compensation with respect to the Series 2006A Bonds shall not exceed 1.00 percent of
the aggregate principal amount of the Series 2006A Bonds, and such compensation
P6402.1055\884013.2 3
Resolution No. FA-j
with respect to the Series 2006B Bonds shall not exceed 1.25 percent of the aggregate
initial principal amount of the Series 2006B Bonds, and (e) such provisions as may be
required by the terms of the bond insurance, if any, or debt service reserve surety
bond(s), if any, purchased in connection with the issuance of the Bonds. The
authorization and powers delegated to such officer by this Section 10 shall be valid for a
period of 120 days from the date of adoption of this Resolution.
Section 11. Other Acts. The Authorized Officers and all other officers of
the Authority are hereby authorized and directed, jointly and severally, to do any and all
things, to execute and deliver any and all documents which they may deem necessary
or advisable in order to consummate the issuance, sale and delivery of the Bonds, or
otherwise to effectuate the purposes of this Resolution, the Indenture, the Loan
Agreement, the Escrow Agreement, the Purchase Agreement and the Official
Statement, and any such actions previously taken by such officers are hereby ratified
and confirmed.
Section 12. Effective Date. This Resolution shall take effect
immediately upon adoption.
APPROVED AND ADOPTED this 27th day of April 2006 by the following
vote to wit:
AYES:
NOES:
ABSENT:
ABSTAIN:
ATTEST:
Rachelle D. Klassen, Secretary
Jim Ferguson, President
P6402.1055\884013.2
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