HomeMy WebLinkAboutMinutes - Finance Committee 05/28/20195,11.E
MINUTES
REGULAR MEETING OF THE PALM DESERT
AUDIT, INVESTMENT & FINANCE COMMITTEE
Tuesday, May 28, 2019
CALL TO ORDER
Chairman Leo called the meeting to order at 10:00 a.m.
Present: Absent:
Karen Alexander, Member Lauri Aylaian, City Manager
Carlos Campos, City Attorney's Office Brian Holcombe, Member
Russell Campbell, Vice -Chair
Janet Moore, Finance Director
Gina Nestande, Mayor Pro-Tempore (10:30 a.m.)
Susan Marie Weber, Mayor
Robert Leo, Chair
Also Present:
Stephen Aryan, Risk Manager
Jared Burns, Desert Willow Golf Resort
Jose Luis Espinoza, Assistant Finance Director
Kirk Hamblin, Lance, Soll & Lunghard CPAs
Anthony Hernandez, Senior Financial Analyst
Richard K. Kikuchi, Lance, Soll & Lunghard CPAs
Thomas Metz, Deputy City Treasurer
Niamh Ortega, Recording Secretary
II. ORAL COMMUNICATIONS
A. None.
III. APPROVAL OF MINUTES
A. MINUTES OF THE MEETING OF MARCH 26, 2019
MOTION was made by Member Weber to approve the Minutes of the regular
meeting of the Palm Desert Audit, Investment and Finance Committee held on
March 26, 2019. Motion was seconded by Campbell carried by a 6-0 vote, with
Alexander, Campbell, Campos, Moore, Weber and Leo voting AYE; Aylaian,
Holcombe and Nestande ABSENT.
INVESTMENT & FINANCE COMMITTEE
MINUTES
IV. NEW BUSINESS
MAY 28, 2019
A. REPORT ON CITY INVESTMENT SCHEDULE AND SUMMARY OF CASH
THROUGH APRIL 2019
Mr. Thomas Metz provided a summary of the report, highlighting that the City's
book value for the period ended April 30, 2019 was $257 million, and the yield -
to -maturity rate was 2.4%. He noted that a revised February statement for the
Housing Authority was included with the reports, stating that the corrected
version of the report has been provided to Council.
MOTION was made by Member Campbell to recommend that the City Council
receive and file the City Investment Schedule and Summary of Cash Report
through April 2019. Motion was seconded by Member Weber and carried by a 6-0
vote, with Alexander, Campbell, Campos, Moore, Weber and Leo voting AYE;
Aylaian, Holcombe and Nestande ABSENT.
B. STATEMENTS FOR LOCAL AGENCY INVESTMENT POOL ACCOUNT
THROUGH APRIL 2019
Mr. Metz reported that CAMP basis points are ahead of LAIF at this time.
MOTION was made by Member Weber to receive and file the reports for Local
Agency Investment Fund (LAIF), California Asset Management Program (CAMP),
and Riverside County Investment Pool through April 2019. Motion was seconded
by Member Campbell and carried by a 6-0 vote, with Alexander, Campbell, Campos,
Moore, Weber and Leo voting AYE; Aylaian, Holcombe and Nestande ABSENT.
C. FINANCIAL REPORT FOR CITY OF PALM DESERT THROUGH APRIL
2019
Member Moore stated that the City is currently on track, if not slightly ahead,
of prior year to date. Sales tax shows an increase, although she cautioned
that this could be due to a change in CDTFA reporting as opposed to the
Board of Equalization. Transient occupancy tax shows a slight increase.
TOT earned through the festival period is not reflected on the April report.
Operators are due to remit the tax by the end of May for April, so it will
shown on the next report.
MOTION was made by Member Campbell to receive and file the financial
report for the City of Palm Desert through April 2019. Motion was seconded by
Member Weber and carried by a 6-0 vote, with Alexander, Campbell, Campos,
Moore, Weber and Leo voting AYE; Aylaian, Holcombe and Nestande ABSENT.
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INVESTMENT & FINANCE COMMITTEE
MINUTES MAY 28, 2019
D. FINANCIAL REPORT FOR PARKVIEW PROFESSIONAL OFFICE
BUILDINGS FINANCIAL REPORT THROUGH APRIL 2019
Mr. Hernandez provided a summary of the report. He highlighted that Suite
116 has been leased and the tenant is expected to move in June 2019.
MOTION was made by Member Campbell to receive and file the financial
report for the Parkview professional office buildings through April 2019. Motion
was seconded by Member Alexander and carried by a 6-0 vote, with Alexander,
Campbell, Campos, Moore, Weber and Leo voting AYE; Aylaian, Holcombe and
Nestande ABSENT.
E. FINANCIAL REPORT ON DESERT WILLOW GOLF RESORT THROUGH
APRIL 2019
Mr. Burns provided a summary of operations through April 2019. He
highlighted that revenue is ahead of budget and prior year, and payroll is
slightly less than budgeted, although it is approximately $150,000 higher
than prior year. Responding to question, he indicated that the majority of
the change over prior year is due to the increase in minimum wage.
MOTION was made by Member Campbell to receive and file the financial
report for the Desert Willow Golf Resort through April 2019. Motion was seconded
by Member Alexander and carried by a 6-0 vote, with Alexander, Campbell,
Campos, Moore, Weber and Leo voting AYE; Aylaian, Holcombe and Nestande
ABSENT.
F. PRESENTATION RELATIVE TO THE AUDIT FOR THE FISCAL YEAR
ENDING JUNE 30, 2019
Mr. Richard K. Kikuchi introduced himself and Kirk Hamblin, both with
Lance, Soll & Lunghard CPAs. He informed the Committee that the firm is
currently in the planning stages of the audit for the fiscal year ending June
30, 2019. He stated that this is a great opportunity to meet with officials
regarding the audit and asked for input from members as they begin the
audit.
Mr. Kikuchi shared that his staff conducted interim procedures in April 2019.
and reviewed the City's investment policy and spoke to various employees
regarding the City's policies and procedures. His staff will be back at City
Hall on September 30 for approximately two weeks in order to conduct the
account analysis and test work so that the firm can render an opinion on the
City's audit. He concluded that everything is going smoothly at this point,
and invited feedback from Committee members.
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INVESTMENT & FINANCE COMMITTEE
MINUTES MAY 28, 2019
Member Moore added that Committee members may contact the auditing
firm directly if they choose, noting that they are welcome to bring up any
concerns they may have regarding the City's practices or operations. The
auditors' contact information is available should anyone wish to receive it.
G. REPORT RELATIVE TO THE AUDIT OF TRANSIENT OCCUPANCY TAX
OPERATORS
Mr. Jose Luis Espinoza noted that five hotel operators were audited to
determine if they were following the correct procedures for collecting TOT.
He noted that there were no significant findings. Mr. Kikuchi added that it is
a good practice for the City to perform such an audit, regardless of whether
there are findings.
MOTION was made by Member Campbell to recommend that the City
Council receive and file the report relative to the audit of Transient
Occupancy Tax operators. Motion was seconded by Member Weber
and carried by a 6-0 vote, with Alexander, Campbell, Campos, Moore,
Weber and Leo voting AYE; Aylaian, Holcombe and Nestande
ABSENT.
H. REVIEW OF PROPOSED BYLAWS FOR THE AUDIT, INVESTMENT AND
FINANCE COMMITTEE
Mr. Metz provided some background information on the Committee since
its inception, and how it has evolved to reach its current member
composition. He noted that staff is requesting that the name be changed to
Finance Committee, that staff be removed as voting members, and that the
number of public members be increased to allow up to five members to
serve.
Member Moore added that she would like to keep this Committee as a true
citizens' advisory committee, and that she would prefer that the members
of the public rather than staff be voting members. She also noted that the
public members could be increased or decreased, depending on the City
Council's preference.
Mr. Metz also pointed out that staff recommends the current rotation of
Mayor and Mayor Pro-Tem be continued so that all Council members have
the opportunity to be knowledgeable about the City's finances.
Member Weber stated that Council has been selecting four community
members to serve on the committee. She noted that she has heard various
comments in support of appointing a particular Council member to the
committee, and she is in favor of the rotation so that every Council member
can learn and understand the financial activity taking place.
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INVESTMENT & FINANCE COMMITTEE
MINUTES MAY 28, 2019
Member Weber asked if staff could look into having one of the community
members appointed directly by the Mayor for a period of one year.
Member Campbell asked if this person would be a voting member, to which
Member Weber confirmed. Member Moore asked if any other committees
were structured to allow one Council member to appoint members in this
manner. Member Weber responded that in her research she has not found
any other committees established this way, although other cities allow the
mayor to appoint people directly to committees without input from the rest
of Council.
Member Moore offered to research this suggestion further with the City
Clerk to determine how that could be structured going forward.
Chair Leo stated that he felt that Member Weber was raising a question
regarding continuity. The by-laws allow for staggered four-year terms, so all
members typically serve for their full term. Member Weber's suggestion
would see a mayor's appointee serving for only one year unless the Mayor
Pro-Tem elected to retain the same appointee for another one-year term.
Member Campbell stated a concern regarding whether or not that person
would be a sworn member similar to those already serving on the
Committee. Member Weber indicated that staff should research how this
would work for a one-year term.
Member Moore asked if the majority of the Committee would like staff to
further research the proposed Mayor's appointee. She asked if the
Committee wanted to postpone this item until Member Weber's suggestion
could be evaluated. Member Moore stated that there may be some
complexities that need to be explored.
Several variations of a motion were discussed, and Member Nestande
joined the meeting during the formation of the motion. Member Weber
asked for a recap on the discussion for the benefit of Member Nestande.
Member Moore asked Member Nestande if she needed any additional
information prior to voting, and Member Nestande responded that she was
clear on the item.
It was the consensus of the Committee to direct staff to conduct
additional research and evaluation but that the bylaws could move
forward as presented and staff could report back to the Committee at
the next meeting.
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INVESTMENT & FINANCE COMMITTEE
MINUTES
V. CONTINUED BUSINESS
None.
VI. OLD BUSINESS
None.
VII. INFORMATIONAL ITEMS
MAY 28, 2019
A. PRESENTATION RELATIVE TO COST RECOVERY FOR EMERGENCY
SERVICES (STEPHEN ARYAN, RISK MANAGER)
Mr. Stephen Aryan introduced himself and indicated that part of his
responsibility is to oversee public safety and fire contracts. He provided a
brief overview of the fire protection service tax that is placed on a resident's
property tax bill.
In 2017, one of the City Council's goals was to initiate a cost recovery
program to recoup the costs for ambulance services. The tax revenues
collected do not cover the costs incurred to provide these services. Staff
has worked over the past two years to put a program in place with Wittman,
a third -party vendor, to bill the insurance companies and recover costs.
For this fiscal year, the Finance department estimated approximately $1.2
million in revenues through this program, and in the last week exceeded
that estimate by approximately $200,000.
One of the most important parts of the program is the write-off policy. One
Page 2 there is a copy of the fee schedule and the write-off policy. Mr. Aryan
stressed that Palm Desert does not pursue any outstanding payments
through collections.
There was discussion surrounding the definition of residents vs. non-
residents, and Chair Leo indicated that there are numerous issues in the
City's HOAs as to whether a renter is a resident, and what information
should be required for residency. Mr. Aryan stated that the intent is just to
collect from the insurance companies, not be punitive towards its citizens.
Member Nestande highlighted that there is a potential issue with nursing
homes utilizing emergency services for non -emergency circumstances. Mr.
Aryan responded that there has been some discussion regarding this issue
at the staff level, although it is outside the realm of this presentation.
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INVESTMENT & FINANCE COMMITTEE
MINUTES MAY 28, 2019
Mr. Aryan concluded that staff has brought in a program to recover costs
that will annually increase revenue without negatively affecting the residents
of Palm Desert.
Chair Leo asked if the information relative to clients or patients would be
subject to the Freedom of Information Act, and Member Moore responded
that only certain information is received by the City sufficient to conduct the
billing. The information is considered confidential and is therefore not a
public record.
B. COMMITTEE MEMBER COMMENTS
Member Moore noted that the Committee schedule is to meet at least once
a quarter, and has been meeting every other month. A few members have
indicated that they will not be able to attend the July 23 committee meeting.
She indicated that there may not be a quorum and asked if other committee
members had a preference on meeting in July.
Following discussion, Member Moore shared that committee meeting
schedules are usually predetermined so as to avoid conflicts with other
meetings and to ensure there is a meeting space available. Additionally,
since staff will be working on year-end reports, there will be limited
information provided, particularly should the Committee wish to move the
meeting date forward by one week. She asked if the meeting of July 23
should be adjourned to the next regular meeting on September 24, 2019.
Member Nestande indicated that she would prefer to meet in September
rather than July. The Committee as a whole agreed.
C. REQUEST TO ADD POTENTIAL ITEMS TO UPCOMING AGENDA
None.
Vill. ADJOURNMENT
The meeting was adjourned at 10.55 a.m. to the next regular meeting of
September 24, 2019.
Respectfully submitted,
Polt'i
Niamh Ortega, Pecording Secretary
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