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HomeMy WebLinkAboutInvestment Report - November and December 2016CITY OF PALM DESERT FINANCE DEPARTMENT INTEROFFICE MEMORANDUM TO: RACHELLE D. KLASSEN, CITY CLERK FROM: NIAMH ORTEGA, RECORDING SECRETAR DATE: JANUARY 27, 2017 SUBJECT: COMPLIANCE ANALYSIS AND INVESTMENT REPORTS Attached are the Compliance Analysis and Investment Reports for November and December 2016 which were presented and approved at the January 2017 meeting of the Audit, Investment and Finance Committee. Please include the report on the upcoming agenda for review and acceptance by City Council. Also included is a copy of the approved Minutes of the November 2016 meeting for acceptance by the City Council, and the 2017 attendance report to date. Please feel free to contact me at Ext. 382 if you have any questions. Thank you. nmo Attachments (as noted) G:\FINANCE\NIAMH ORTEGA\INVESTMENT COMMITTEE\MEMOS\RKLASSEN INV RPT MAY.DOCX City of Palm Desert Yra4tt rer t/ ZGrefltm e>'l t Abort ECONOMIC COMMENTARY The Federal Open Market Committee (FOMC) met on November 1 & 2, and left short-term interest rates unchanged. Fed Chair Janet Yellen subsequently stated that the Fed was close to raising interest rates "at a gradual pace." Federal funds futures contracts have assigned a 95% probability to a 25 basis -point (0.25%) hike at the FOMC's December meeting. Stock prices rose, and bond prices fell, in the aftermath of Donald Trump's presidential victory. Financial markets believe that Mr. Trump's focus on infrastructure spending, tax cuts, and lighter regulation will stimulate government borrowing, economic growth, and inflation. The City purchased a $2 million par value Apple, Inc. Medium -Term Note, maturing May 3, 2018, with a 1.17% yield. The RDA Successor Agency paid out $12.5 million for routine debt service, and for the refunding of existing debt. Per Agency Board direction, approximately $72.3 million of bond proceeds have been transferred from the RDA Successor Agency investment portfolio to the City investment portfolio. This transfer of low -yielding (0.30%) bond proceeds has skewed the statistical performance of both portfolios by raising the RDA portfolio's weighted -average yield, and lowering the City portfolio's weighted - average yield. Yketmad j. Metz Deputy City Treasurer PORTFOLIO STATISTICS 2016 t_CIVit;eyie4er Capital Markets Team Director of Finance & City Treasurer Janet M. Moore Deputy City Treasurer Thomas J. Metz, J.D., M.B.A. Investment Objectives The treasurer shall invest all public monies in a manner that ensures safety of principal; sufficient liquidity to finance the City's expenditures; and the highest yield possible after the previous two objectives have been met. STATISTICS NOV-16 OCT-16 SEP-16 AUG-16 JUL-16 JUN-16 Thousands of Dollars Month -End Book Value Month -End Market Value Paper Gain (Loss) Prior Year Book Variance Interest Earnings (W/O Cash) Yield -To -Maturity Weighted Maturity (Days) Effective Duration $ 263,447 $ 193,014 $ 192,127 $ 193,717 $ 192,304 $ 192,790 $ 263,389 $ 193,020 $ 192,153 $ 193,804 $ 192,436 $ 192,932 $ (58) $ 6 $ 26 $ 87 $ 132 $ 142 $ 69,772 $ (3,108) $ (6,226) $ (8,428) $ (12,245) $ (10,005) $ 187 $ 139 $ 131 $ 137 $ 134 $ 126 0.89% 0.94% 0.87% 0.86% 0.84% 0.83% 201 269 233 233 224 227 0.32 0.44 0.36 0.35 0.35 0.37 All data as of November 30, 2016 Dollars in Thousands Maturities <1M < 2M < 3M < 6M <1Y < 2Y < 3Y < 4Y > 5Y Total: Ratings AAA or Aaa AA orAa A Unrated Total: Assets Riverside County Pool US Bank/LAIF Bond Proceeds Medium -Term Notes City Loan to RDA Commercial Paper Federal Agency -- Coupon LAI F Goldman Sachs Govt Fund Loans Receivable -- EIP Negotiable CDs CAMP Total: Month Dec15 Jan16 Feb Mar Apr May Jun Jul Aug Sep Oct Nov PORTFOLIO CHARACTERISTICS November 2016 Market Value $ 93,033 1,250 3,990 2,000 33,138 21,040 1,988 2,270 $ 158,709 Market Value $ 116,443 25,255 7,246 104,700 $ 253,644 Market Value 78,242 75,600 34,473 22,655 17,882 11,985 4,175 4,211 2,270 2,000 151 $ 253,644 Citv Yield LAIF Yield Variance 0.58 0.40 0.18 0.60 0.45 0.15 0.65 0.47 0.18 0.79 0.51 0.28 0.79 0.53 0.27 0.80 0.55 0.24 0.83 0.58 0.25 0.84 0.59 0.25 0.86 0.63 0.23 0.87 0.63 0.24 0.94 0.65 0.29 0.89 0.68 0.21 Maturities Distribution I 0 0 Credit Quality I i 100 80 - 60 - 59 Asset Allocation N 40 - 20 - 0- 21 13 1 3 1 n n 1 0 1 <1M <2M <3M <6M <1Y <2Y <3Y <4Y >5Y Unrated 41% Riverside County Pool 31% Loans Receivable -- EIP 1% 1 Performance N -0 Negotiable CDs 1% LAIF Goldman Sachs Govt Fund 2% 1.00 0.75 0.50- 0.25 - 0.00 eral Commercial Agency-- Paper Coupon 7% 5% AAA or Aaa 51% AA orAa 10% A 3% US Bank/LAIF Bond Proceeds 30% CAMP 0% Medium -Term Notes 13% City Loan to RDA 9% Jec19an16Feb Mar Apr May Jun Jul Aug Sep Oct Nov OLAIF Yield •City Yield STATEMENT OF COMPLIANCE November 2016 The investment of the City of Palm Desert securities portfolio is governed by California Government Code Section 53601 and by the Palm Desert Statement of Investment Policy. The City investment policy is more conservative than State law. The Palm Desert Audit, Finance & Investment Committee, and the Palm Desert City Council review the City investment policy annually. For the month ended November 30, 2016, the City investment portfolio was in compliance with all applicable state and local laws and regulations. The City Treasurer's Office continued to pursue conservative and prudent investment strategies, based upon the stated objectives of safety, liquidity, and yield. Barring unforeseen events, the City Treasury should have sufficient cash to finance City expenditures for the next six months. In addition, portions of the City investment portfolio could be liquidated in order to meet any significant, unexpected cash requirements. Interactive Data Services and Union Bank Custody Services provided market value prices for corporate securities in the City investment portfolio. All balances are bank balances. Respectfully submitted, �a�ref ✓LI..�Llaaw Director of Finance & City Treasurer SUMMARY OF AUTHORIZED INVESTMENTS California Government Code City Investment Policy CA Govt Maximum Maximum Code Investment Category Maturity Limit 53601(a) Palm Desert Bonds 5 Years No Limit 53633 Demand Deposits No Limit No Limit 53601(b) U.S. Treasuries 5 Years No Limit 53601(c) CA State Debt 5 Years No Limit 53601(d) CA Local Agency Debt 5 Years No Limit 53601(e) Federal Agencies 5 Years No Limit 5 Years 53601(f) Bankers's Acceptances 180 Days 40% 180 Days 53601(g) Commercial Paper 270 Days 25% A-1/P-1 270 Days 53601(h) Negotiable CDs 5 Years 30% 5 Years 53601(i) Repos 1 Year No Limit 30 Days 53601(I) Reverse Repos 92 Days 20% 53601(j) Medium -Term Notes 5 Years 30% A 53601(k) Money Market Funds 90 Days 20% AAA & Aaa 53601(I) Trust Indenture Debt 53601(m) Secured Bank Deposits 5 Years No Limit 53601(k) Local Government AAA & Aaa Investment Pools 90 Days No Limit or Advisor 53601(n) Mortgage -Backed 5 Years Securities L.A.I.F. 20% A (Issuer) & AA (Security) Minimum Maximum Maximum Minimum Quality Maturity Limit Quality No Limit % of City Portfolio No Limit - 5 Years No Limit Not Authorized Not Authorized No Limit 4.7% 40% A-1 or P-1 - 25% A-1 or P-1 7.0% 30% AA- or Aa3 0.8% 20% Not Authorized 5 Years 30A 13.6% 90 Days % 20% AAA & Aaa I 1.7% Not Authorized Not Authorized I I AAA & Aaa 50% (1) 90 Days or Advisor 30.9% Not Authorized No Limit $50MM/Acct No Limit I $50MM/Acct Footnotes: (1) Maximum concentration limit for local agency investment pools, excluding bond proceeds. (2) Total does not include Cash; City Loan to RDA; or Loans Receivable -- EIP. (2) I 31.5% 90.2% CITY OF PALM DESERT TREASURER'S OFFICE PAGE 3 OF 3 CITY/HOUSING PORTFOLIO CONCENTRATION LIMITS November 2016 of Investments Book Value Portfolio RIVERSIDE COUNTY TREASURER $ 78,241,637 29.19% U.S. BANK / LAIF BOND PROCEEDS 75,599,545 28.20% MEDIUM -TERM NOTES 34,549,238 12.89% LOCAL AGENCY INVESTMENT FUND (HOUSING) 24,699,061 9.21 COMMERCIAL PAPER -- DISCOUNT 17,849,152 6.66% FEDERAL AGENCY -- COUPON 11,999,787 4.48% LOCAL AGENCY INVESTMENT FUND (CITY) 4,175,185 1.56% GOLDMAN SACHS FS GOVERNMENT FUND 4,211,304 1.57% NEGOTIABLE CDs 2,000,000 0.75% CALIFORNIA ASSET MANAGEMENT PROGRAM 151,453 0.06% TOTAL BEFORE CASH $ 253,476,363 94.56% PLUS: CASH (CITY) 9,744,285 3.64% CASH (HOUSING) 4,829,756 1.80% GRAND TOTAL $ 268,050,404 (1) 100.00% FOOTNOTES: (1) In the City of Palm Desert Comprehensive Annual Financial Report ("CAFR"), both the City of Palm Desert ("City") and the City's external auditor define total investments as demand deposits, investments in various instruments, and investments held in local government investment pools. The concentration percentages shown above were calculated based on that definition. (2) Bond proceeds are included in this calculation since they are cash investments that are invested at the discretion of City staff in compliance with the terms and conditions of their bond indentures. (3) The Housing Authority is included in this calculation because it is part of the City of Palm Desert. The City Loan to RDA and the Loans Receivable -- EIP have been excluded from the calculation. 4 W • d W E ach'E co E _1 co M a2 0W C o E O 0t > 00 U j I- 7 O' W (NO • CO 0 CO CO CI CO V CO CD(0 N-n - V (O CO CO CO (Or M N .-(O NM 1-1. OO O O O O O O O E M W O (n v (+) (n 0( (O (.0 M N O = (0 0) M CO • r CO V N CO n co co 0 O CO CO O 0 M nt • p 0 M O M (0 (O N 0) V V m C O .- O D7 0 (� (D (D (D N O CO CO e 0 O N N c6 O f� O O O a y y 0 O 7 (V 0 i0 M m> v Investments CsJ (o v CA ASSET MANAGEMENT PROGRAM 22,654,999.95 22,654,999.95 22,654,999.95 CITY LOAN TO RDA 75, 599, 545.24 75, 599, 545.24 U.S. BANK / LAIF BOND PROCEEDS 12,000,000.00 FEDERAL AGENCY - COUPON 4,175,185.35 4,175,185.35 0 0 M 34,549,237.76 17, 849,152.22 78, 241, 637.27 2,270,000.00 r O O o 0- O O O N O v (0 o o o o N O M O M N O (0 D O O - O N V O 0 N N V V N 1- 0 CV 3 (0 0- O O co O o (ri v o 0 0o 0 0 0 0 (ri o 0 0 O V V V N LOCAL AGENCY INVESTMENT FUND 2 GOLDMAN SACHS FS GOVT FUND 3 CORPORATE MEDIUM -TERM NOTES NEGOTIABLE CDs 18,000,000.00 COMMERCIAL PAPER - DISCOUNT 7 78,241,637.27 2,270,000.00 W a w I- Z CO O • W W U O_ W a' W O IX Z W Q CC O 253,702,301.88 253,644,376.38 253,805,125.18 Investments Cash and Accrued Interest 0 O O co cv r 0) 9,778,562.29 9, 778, 562.29 >- a_ a� .c o a > .... —O LLI C c m o a 0 CD c) a cc to > a. 0 CO N O CO 0) ` 0 a) N..,_ 263,480,864.17 263,422,938.67 263,549,409.68 Total Cash and Investments 00 rn 2 n U L cOi c co _ (p 6a G p w`o O W m c ai o L O 7 0 (O .,, O C - O) coU a O �- O C O 2 (a o N a 0-.._o elL N N L a) _ a . .a)I— E 3 c0) CU > U C o C to C Z N O a) E L U(, Y C C C U (0 of o = a) r c aN (0 (0 _ _c(0 COT a) C •C a)a) C co E co c(ta a) 0 W C 0I w C E 4• 1) @ a c=i O > > t a) I— U Q W I— o m N (1) a OS U O a a)a) m co as (0 (0 a o co U a) E • > E U (• n U O O 0 j 0 Lao O Ow > E c co o x o 0 so c 0) C f0 U U ~▪ 7 riod 11/01/2016-11/30/2016 No fiscal year history available 01/18/2017 - 13:26 0 CC A T P LV d `7 a{0 0 O Book Value Market Value (0 LO ((0 O LO O (0 O (0 (0 O O O 0 0 (0 o M CO N LO LC) O N M ▪ LO V V u) 0 O CO O N O N M (0 a CD t— O m (n IO o (V 7 co CO N i0 0 N M O • > V a CI) `0 a▪ - Investment # CA ASSET MANAGEMENT PROGRAM M N V CO N } } COCO Subtotal and Average CITY LOAN TO RDA (0 co CO CO CO CO CO 03 CO CO CO CO ( co coCO CD CO CD CD 00 (CO O O O O O O O O O O co CO CO CO CO CO CO CO CO CO n IN IN N. 0 N n n n O CO O O O CO O CO CO (D O O O O O O O O O O 22,654, 999.95 22,654,999.95 22,654,999.95 CITY OF PALM DESERT } U 22,654,999.95 22,654,999.95 22,654,999.95 22,654,999.95 Subtotal and Average U.S. BANK / LAIF BOND PROCEEDS 14,968,086.96 14,968,086.96 N O V N- CO V (NO V • n O N O O M O co O) M (f) u) N CV N n n CO CO V O • N O 0 CO0 CO N O) CO 0 N CO CO (0 M (A I- 01 CO CO CO O) CO (O O O V M .- V CD IN O V 0. 00 V (0 • f� O N O O (`') O CO O M (O u) N N N n N CO O v_ (O O (A 0') CA O N.- CD (D O N CO O 0 CO 0 n O CO CO CO 01 CO O (O CO- V M V CD - co (• no. o 00 O (0 00) 0 N IN n O N O CO CO (O O 0) (n 0 0) VCD- (0(5 4,329,832.74 3, 883, 651.85 O t0 CO CO O soon 0 N N N N N 0 0 0 0 0 CO CO M C\) M CO O O CO CO 0 0 0 0 0 NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND 06/30/2016 NVESTMENT FUND CO m O 75,599,545.24 75,599,545.24 75,599,545.24 IN N. (0 O O O N N N CO N N N 6) (� O (O V n CON N 0 0 0 0 0 N CO O) 0. O O O CO CO (O CO CO CO Q Q Q 0 0 (0 O Cl N CO 0) O O O 5, 000, 000.00 4,000,000.00 0 O 0 0 CO (f) ✓ N N- COn0) 0) 0) ✓ M 5,000,000.00 3,000,471.00 0 O O 0 O O O O O (D- o O O O CO O O O u7 00 000 N N N N N 0s iiiM M N M 0 0 0 0 NVESTMENT FUND NVESTMENT FUND LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY O N V (O V IN CO CO 0 O O O O CO CO O CO 01 0 0 0 0 0 0 0 0 0 CO CO CO CO M CO CO M CO CO CO CO CO CO CO M CO CO NNNNNNNNN 262770004 262826004 0 0 0 0 o 0 N. N CO CO 01 u) N 0 CO I (N N N N 245730004 0 0 0 0 0 ▪ (00 n O N n O N n CO N CO N CO 75,599,545.24 Subtotal and Average FEDERAL AGENCY -COUPON FEDERAL FARM CREDIT BANK FEDERAL FARM CREDIT BANK FEDERAL HOME LOAN BANK O n (O CO CO CO 3133EFYM3 co u7 Z co W Q M O co co C) 0) CO O 11,999,786.72 11,985,213.00 12,000,000.00 co (0 O CO 0 O 0 O tD M CO CO M O O O O O CO (0 (0 (0 CO C13 Q Q Q Q CO O 0 0 0 (O CO CO CO CO O O O O 4,175,185.35 4,175,185.35 4,175,185.35 4,175,185.35 0) N M N (n 1'. O O M 0) IN 0) 0) Subtotal and Average LOCAL AGENCY INVESTMENT FUND U LL Q J 0 N (0 Subtotal and Average GOLDMAN SACHS FS GOVT FUND 0 (D 10 o 0 0 O O O O O co (O • O O O O O O 0 O .LO - O O O O O O O CO 0 CO CO 0000 N N N N CO C) C) M (0 )r) (n (n O O 0 0 GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS N CO V 0 CO CO CO CO CO CO CO CO C7 i.? 0 0 0 0 0 CD CD 0 0 1N) 14) N N 252026002-G 252026003-G 01/18/2017 - 13:26 co co 0 PM (PRF_PM2) 7.3.0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CM M CO 01 M M CO CO M CO C) CO co) CO co) M co CO CO CO M CO 0 C) M M CO M C) M CO M 0) M CO M 0000000000000000000000000C)0000000,000 0 CO CO CO CO CO (0 CO CO CO CO (0 CO CO CO CO CO CO (0 CO (0 CO (0 CO N CO CO CO (0 CO N CO (0 CO (0 CO (0 (0 CO CO (0 CO CO CO CO CO CO (0 (0 03 (0 CO (0 CO (0 (0 (0 CO (0 CO (0 (0 (0 (0 (0 CO (0 (0 CO (0 (0 CO (0 0 < < < < < < < < < Q < < < < < < < < < < < < < < < < < < < < < < < < < < 0 Book Value to C CC C III E N to W }W}�� N 3 O o 0 0 0 0 0 0 0 0 0 0 o OM) 0) CO 0 0 0 0 0 0 o 0 CO co o 0 00) co o) OM) (OO N V (00 n 00 CO0 Q yn = l0 0 0 0 0 0 0 0 0 0 0 0 0 0 0) 0 0 0 O O O O N (0 C) O c0 N (0 a O 5 O ' CO W CO CO V' CO CD V' CO V M V N G C ( ()') d V CO- CO- _ 0 CO CO .I (C (/) L m CM - CO O m O V05 o45E o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 O CO M M M M M CO 0) 0) co) CO CO CO CO CO 0) 0) CO 0) CO M CO M M C) 03 M CO C) CO M M 0) CO M CO O O O O O O O O O 0 0 0 0 0 O 0 0 0 0 0 0 0 O 0 0 0 0 0 O 0 0 0 0 0 0 0 (O 0 0 0 0 0 0 0 0 0 0 0 0 CO CO CO 0 0 0 0 0 0) 0 CO 0 O (O 0) CO CO CO 7 CO N CO 0 0 0 0 0 0 0 0 0 0 0 0 01 M 0 0 0 0 0 0 0 n C) O 01 M m CO N V u0 0- CO O) N O O O O O O O O O O O O 0) O CD O O O O O N c0 C) O 0- (O N 0() 0) O R (0 C) cil N 0) CO) CO CO CO Co CO 0 4-N C co N V 0) O CO CO V 0) C) O) Co- CO 0- c0 COO 0 V N. coCC) (O 0 0 0 0 0 0 0 0 0 0 0 0 M CO (O 0 0 0 0 0 0) (0 CO 0 0 CO 0) 0) CO (D ct O N 0 0 0 0 0 0 0 0 0 0 0 0 O M O O O O O O O C- 30 O M 0) O N V (0 N. N m N O O O O O O O O O O O O 0) O (0 O a O O O N m M O n (0 N ti 6 0) O V (O (+) N M 0) C) r CO O) M (D V CO co N LL o m Z y ,0 cc 0 C0 (D CO CO C0 CO CO CD O (O CO (0 O CO (O CO CO CD CO C0 (0 CO O CO (0 CO CO CO CO c0 CO (O (O CO C0 (D 1.1. - D N Co N N N N N N N 0 N 0 N 0 0 N N N N 0 N N 0 N N N N N 0 N N N N 0 0 N N U O ° M M (\ M CO M CO CO C) M cOO CO CO M CO co) CO 001 C) CO 0 CO M M CO C) M C) M \O C) CO C`O CO M CO a (0 (0 C[) (0 (n (0 (n (D In (0 L. (f) (0 (f) CO (0 (A co UO (l) in' 1!) (!) (D Ln (f) ([) ([) Z L. (f) (D (0 (() (0 (o O O O O O O O o 0 0 0 0 0 0 o O o 0 0 o O 0 0 0 0 0 0 0 o O O o O O o 0 Market Value 0 CO 0 CO V M (D CO CO W M O 0l O N M (D 0-(p CO 0 (0 N. N. co t0 0 0 0) U (0 C > l0 Q C) U) CO U) V) U) CO (!) U) CO U) CO CO CO C/) U) U) CO CO V) (1) Cl) (0 2 2 TTI 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0 0 0 0 0 0 0 0 0 U 0 0 0 U 0 U 0 0 0 U 0 U 0 0 CO U) CO U) (n CO CO (n U CO CO CO CO CO CO CO CO CO CO CO CO CO CO N ZZZZZZZZZZZZZZZZZZZZZZZ co o O_J 0 0 0_J 0 0 (] 0 0 0 O 0 0 0 O O 0 0 J J J J J J J J J J J J J J J J J J J J J J J 0 0 0 0 0 0 0 0 0 00000000000000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Investment # a U GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS U) 0) CO 2 2 2 (1Q) VQ) UU)) Q Q J J J 0 0 0 GOLDMAN SACHS (D t` CO 0) 0 CO (0 CD C` CO 0) N V (0 0- CO 0) 0_ N_ V' (D CO f` CO 0) 0 CO 0) 0 N el(O CO a0 CO 0) 0) CD 0) 0) 0) 0) 0) 0) 0 0 0 O O 0 0 N N N N M 0) 0) M CO M M CO 03 CO M CO M CO CO 01 CO tt [t V V st 'V V V ' .p 252026004-G 252026005-G 252026006-G 252026007-G 252026008-G 252026009-G O .- N c') V Lc) c0 n (0 O O O O O O O O O O 0 CO (O (O CD CO CO CO (O 0 CO N N N N N N N N N000000 N N N N N 0 N 00 N O (0 (0 (0 LC) (0 CO (0 (0 u) (D NNNNNNNNNN 260128001-G 260128002-G 260128003-G 260128004-G 260128005-G 260128006-G 260128007-G 260128008-G 260128009-G 0 CO N CO N 260128011-G 261470000-G O O (O N 261470002-G 274729000-G 274729001-G 274729002-G 274729003-G 278985000-G 278985001-G Portfolio CITY PM (PRF_PM2) 7.3.0 01/18/2017 - 13:26 to O 0 Z 0 7 W R a L 0 1 LLI co W d d a N C ( M Q 2 rN 0 �oo> 0,0 0 H a U 0 0 0 0 0 0 0 0 0 0 0 0 CO M CO CO CO CO CO M CO CO 0 0 0 0 0 0 0 0 0 0 CC 03 CO CO CO (O (O CO CO (0 (O o CO CO a a¢ CO a¢ a Q 0 2 mco cx N Book Value Market Value 0 0 o 0 0 0 0 O 0 O OO M 0 OO M CO 0 M 0. (h 0 O 0 O O O O O O O N- CO N- N 0) I- CO CO CO CO r` r` 0 0 0 0 0 0 0 0 O NCVNINNNNNN N CO i0 m W (4) m CO N 0 0 0 C 0 - 0 0 O o 0 CO 0 COCV QD 0) CO 0 v p CO 0 U) CO CO 0) a (0 417 01/22/20 281 09/08/20 183 06/02/20 O U) 7 O 0 0 U) O U) r- N O 0) r CO Sr N CO CEO CON CO N U) CO a ¢ ¢ a ¢ a CO CO ¢ < a 239 07/28/2017 O a 07/14/2017 07/17/2017 07/21/2017 CO (aO U) Sr a Or .- 1- N- 0 0 (0 a o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 a Cr 0 0 0 (n (0 u) O u) () CO 7 0 0 W O M CO r 0) a CO a 7 OCONN a a a U) (0 CO m CO CO a CO N r 0) 0 7 0) 0 0 0 (0 O a a CO 0) CO U) CO (O N 0 CO a CO 0) (O LC) CO a (() 0 m 0) N (D U) O _N 4 O (O (+) O a O O a U) a N O O co co O M O) coO O CO N CO CO t` Sr M N. CO O N O N LO O) 0) O M 0) O C� r, 01 CO CO N CO 7 CO O I- O) Co 0) U) 0) CO O 0) du CO N (O 0 0)LO 0) 0) CA a 0) a O .- O 0 N- N CA 0) Q1 N 01 N O U) LO O O O 7 a N 7- 7 N (0 M M U) a a a U) (D 0) 0) CO O .4 7 a a CO CD CD U) CO CO N n O) 0) U) (D U) O 7 O co CO 0 CO N ON U) 0) O) O r I- Ol O 0) U) N 1, 999, 990.00 O O O O O 0 0) CO U) 0) 0 03 0 U) 2,253,138.45 1,972,404.00 U) 0 0 0 0 0 0 N O U) 0 0 0 0 N CO C7 a U) (\ 0 N. CO sr 000CO CO U) 0 0 0) 0 0) 0) N O U) a O 0) N U) M M a a) v a a- (o (o rn rn co co a n 0 0 0 O 0 0 0 0 0 0 0 0 7 •- a a CO 0) CO (0 CO (p N •- 0 0 0 0 0 0 0 0 0 0 0 0 CO n 0) 0) U) (O U) O N V 0 0 0 O O O O O O O O O O co o0 0 CO (O CO .- 0 0 0 0 0 0 O O O O 0 0 0 N 0 N (O 0) 03 0 0 M O O O O O O 0 O O O O O CO (. a- O 0 O .-- 0 0 0 0 0 0 0 0 a 0) 0 O 0 (n 0 43 0 0 0 0 0 0 r N o 0 o N O N 0 U) U) 0 0 0 a N N U N N 7 N LO M M LO N Investment # a H U GOLDMAN SACHS FS GOVT FUND 34,549,237.76 34,473,528.20 34,501,000.00 2, 000, 000.00 2, 000, 000.00 2,000,000.00 O MO Cco 0 0 O M 0 O O co O O n N O N O CO- 70 (0 O 0) 01 m `Cr N COa N U) O 0 0 0 0 O O 0 O 0 O O O O O O N 40 CO CO O U) CO O N O (h 0 o rn (o n n co 0) O 0) 0) N M V N U) 0 O O CV 4, 000, 000.00 O O 0 O O 0 O O O O 0 0 0 0 0 0 0 0 0 0 O 0 U) CO CO CD CO CO CO (0 (O CO CO CO CO CD CO (O (O CD (0 CO CO U) CD CO CO O CD (0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N N N N NNNNNN CNNNNNNNNNNINN N NNNN 0 0 0 0 0 0 0 0 0 N N M 0) 0 O(0 a a C() 0 0) 0) O N CO CO CO CO CO N N O N O N O N N N N f\') O N N 0000000000 0 �-- 0000 O 0 0 0 N N N 0 0 0 O O O Cr) CO C/) CC) CO CO C!) 2 2= 2 2. 2 2 2 2 U U U U U U U U 0 ZZZZZZZZZ 0 0 0 O 0 U Q Q Q J J 0 J J J J J J J 0 0 0 0 0 0 0 000 GOLDMAN SACHS 0 (aD COM00) 00 N n n r n I` n CO 0 CO 230128003-G 237164004-G 237567004-G 245730004-G 248477004-G 262826004-G 263026004-G 270298004-G 277292004-G 262770004-G Subtotal and Average CORPORATE MEDIUM -TERM NOTES U Z Z J J CL a QCL a CHEVRON CORP. CHEVRON CORP. MICROSOFT CORPORATION PFIZER, INC. RABOBANK NEDERLANDS NY TOYOTA MOTOR CREDIT CORP TOYOTA MOTOR CREDIT CORP WELLS FARGO BANK WELLS FARGO & COMPANY WELLS FARGO & COMPANY a 0) 0) a (D N CO Sr 0) U) N O U) CO I- a (D a U) a U) U) 1� CO a CO CO a CO Sr CO Sr a M 0 037833BB5 co U CO CO(CO aO a CO ((0 ((0 CO CD (O 0 594918BN3 717081 DD2 74977EPZ0 89236TCP8 89236TCA1 CO CO 0) 94974BGB0 94974BFW5 35,121,876.54 Subtotal and Average NEGOTIABLE CDs WELLS FARGO BANK 94988EYV4 O O Subtotal and Average BANK OF TOKYO-MITSUBISHI NY JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC PM (PRF_PM2) 7.3.0 Ti. .'w- r. w =o m co a 2 0) a V 7 V V V V V V V V V V 'R V V 1 V 1' V v '7 V V V V V V V V V V V V V -a- co) 00 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Cl 00 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 COy) CO 03 CO CO CO CO 03 CO CO CO CO CO CD CD CO cci co co ca ca co es ea CZ CO 01 CO 03 CO 03 CO CO 03 CO 03 (0 (0 CO COCOCOCOCO(0 (0 CO(a CO(0 (0 CO(0 CO(0 0) (0 (a CO(a (a CO(0 (a (000(0 CO(0 CO(a CO(a CO(0 CO(0 CO(a CO0) 03 CO o < < < < < < < < < < < < < < < < < < < < < < < < < < < < < < < < < a 0 Book Value N C C W G) tip coE 0 T- W 41 0 c�V 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 al O L c r co Li J c4 co L Q 2 = m 0_ ;� •° LL.015 E O o >- Z ,J., CD (0 (LO(0UU)� LO(0(041(0 (LO(0(0(010 10(0(0(01 �1010(010(0 1..o (0 LQ (a (0 0. O 0 0 In0 0 0 CD O 0 000000 0 0 0 0 0 000000 U ^ I.L 1 .00 0 N NNNNNN NNCVNN NNNNNN NNNNN N NI CVN N N 0 , 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O O o 0 0 0 0 0 0 0 0 a r- n 0. n r n n n n n n n n n 0- 0. r- n r n 0- 0- n I, d O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 17,849,152.22 v v v v v -, - v v v - v v v - v v v - v 'R v v v v v c v v V v V V v 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00C,00000000000000000000000000000000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00000000000000000000000000000000000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 000C,0000000000000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 o 0 0 0 0 O 0 0 0 0 0 O 0 0 0 0 0 0 0 o O 0 o O 0 O 0 0 O O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Market Value 0) 0) 0) 0 C > A Qm Investment # 0 U 17,881,510.00 18,000,01 17,849,152.22 Subtotal and Average WF ADVANTAGE HERITAGE MMF LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL Li. LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 n 2 2 2 2 2 2 2 W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C0 0 HI- F-- HHFF-HHHHHFa- I- - HHHHH FF---H FF- -FF--HH FF--H I-- I--HHHHFF- - CC CC LC W CC C 2 W 2 W CC CC W LC U W UJ CC C IS W CC CC LC CC W W CC CC CY W CC CC CC CC W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W 222222222222222212222222222222122 2 2 00000000000000000000000000000000000 0 0 0 0 C0 C.7 0 0 0 0 0 0 U' 0 CD 0 U CD U U U Y.`) 0 0 0 0 0 C0 0 0 CD CD CD 00 CC K a' d' LY LY cC LC W' d' LY 2 I2 LC LY LY a' LC CC a' R' CC I2 LC CC CC d' LY LY CC W CC CY LY K < < < < < < < < < < < < < < < a < < < < < < < < < < < < < < a a < < < LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL CO (/) CO CO CO CO U) CO CO CO U) t/) CO CO U) CO CO CO CO U) U) CO CO U) U) V) CO CO (/) CO CO CO CO CO U) J J J J J J J J J J J J J J J J J J J J J J J J J _) J J J J J J J J J J J J J J J J J J J - J J J J J J J J J J J J J J - J -) J J J J J J J W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 O 0 N (h O N O N O .- N 0) O .- N C) V 6 6 0- oe 0) 0 N 0) 7 6 607 0) O o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 .- M 0) n n n n O co co 0) 0) 0) 0 0 0 0 n- 7 V V V V V 1 V V V' (n LO O u) CO 0) 0) 0) 0) 0) 0) 0) 0) 0) CO 0) 0) 0) 0) 0 1' 1' 1- 1.c v v v v v ‘1'v v v v a v v CO CO CO CO CO CO CO CO CO CO CO CO CO CO 0 CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NCNNNNNINNNCVNNNNNNNNN 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 22 2 2 2 2 2 2 2 2 2 22 O N 0 O N O N O N 0 O N 0 0 co 0 0 0 O .- N C) V (1) co 07 0) O O O O O O O O 0 O O 0 0 O 0 0 O O O O 0O O O O O 0o r) n n n n 0o 0o co rn a) rn o 0 o a v v v v v v v v v v (n u) u-, (- 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) 0) rn v v v v v v v v v v v v a v v v v v v CO CO CO CO CO CO O CO CO O CO CO CO CO CO 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 N N N N N N N N N N N N N N N N N N N Run Date: 01/18/2017 - 13:26 •�o a - 0 V1D V v .4. V 2 o0o OooO 000000 OOOOOOOOOOOOO O O O O 0 o O O O O O O O O N CO CO MD CO CO CO (O CO CO CO CO (0 (O CO (0 CO (0 (O CO (0 (O CO (0 CO CO CO (O CO O < < < < < < < < < < < < < < 0 2 Book Value N 4-0 ui in d E N CD W (1) CD N 00000000000000 0 0 CD TO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 E C r cc) a J c6 co L aE a .� sa �.2 cu LO Z a0 N u7 uO M) (o LO Mn u7 to (O I'— OCO M N 000 000 000 Va0N N N 00NNNN N N N N C 000000 W � N r- N- N- I,- n I,- nd 0 0 0 0 0 0 0 0 O o 0 O 0 O Aaa 0.773 V V V V V V V V V V V V V V 0 0 0 0 0 o 0 0 0 o O 0 0 0 r` 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o o 0 0 0 0 0 o O o 0 0 o O 0 0 o O o O o o O 0 o O o 0 o O 0 dada 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 O 0 0 O O O O O O O O O O O O O O O 0 O O Market Value CD CD 0 CQ 0 LL LL LL LL LL LL LL LL IL LL LL LL LL LL W W W W W W W W W W W W W W 0000000(.900000c.9 HHHFF---HHFF-- ~~HHNHF¢-H W' W W' CC W W' W W W W W W W W WW W W W W W W W W W W W 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 y O O O 0 O O O O O O O 0 O O N < < < < < < < < < < < < < < LL LL LL LL LL LL LL LL LL LL LL LL LL LL U) CO (n (/) (/) Ncn 0) U) CO CO J J J J J J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W 3 3 3 3 3 3 3 3 3 3 3 3 3 3 Investment # WF ADVANTAGE HERITAGE MMF x x x x x x x x x x O N O .-- A 7 0 .- NA N N O 0, 0,0 0 0 0 0 N N J. 1-- r� r-- n r-- o O O O V V V V V V N N N N r` r f` r` O O N N N N N N N N NNNNNN N N N N x x 2 x x x O CV O A V N N 0 0 O 0 n r` v v r- V v v N N N N OONNNN NNNNNN 22710200-H 22710201-H 22710202-H 22710203-H 23589808-H 23589808-H 23589810-H 23589810-H 23589811-H 23589811-H 23589812-H 23589812-H Subtotal and Average RIVERSIDE COUNTY TREASURER 78, 241, 637.27 78, 241, 637.27 78,241,637.27 POOLED INVESTMENT FUND 0 V L) 0 SYS052460 n O 78,241,637.27 78,241,637.27 78,241,637.27 78,241,637.27 Subtotal and Average LOANS RECEIVABLE - EIP 6,484 09/02/2034 0 r 0 n 2, 270, 000.00 2,270,000.00 2,270,000.00 0 N N 0) 0 CITY OF PALM DESERT CO M (c 0 0 0 0 0 N 0 0 0 N N 0 O 0 0 0 N Subtotal and Average 253,702,301.88 253,644,376.38 253,805,125.18 261,968,611.14 Total and Average Run ate: 01/18/2017 -13:26 (0 O � m Q^ a U N o i o i o Q. o a a 2 d CO CO co Book Value Market Value a O O O O O O co O O O 00 O O O 0 co - 8,731,711 00 oCCD m •- 0 v r� co. rn d n CO r N co- N) « N N co co os L N N 00 a n n 0 0 ® 0) U CO C Q m W 2 D H LI- 1.0 O co W O a J J_ O) a. N LL 0 W _ U 0 c v E W in U UNION BANK CHECKING ACCOUNTS RECREATIONAL FACILITIES CORP (O C) 0 L 0 O 0 CO CO CO (O CO 0 N O O O CO CO co CO 0 0) }}>- CO CO Accrued Interest at Purchase 0 0 O Average Balance 9,778,562.29 9,778,562.29 0 0 ti 263,480,864.17 263,422,938.67 263,549,409.68 261,968,611.14 Total Cash and Investments Run Date: 01/18/2017 - 13:26 >- 4 E eo Q O Z • .O .O E > 0 0 2 • 0 0-Z > I- 7 W tND 1- Investments o CO m <0 0 0 0 24,699,061.18 24,699,061.18 24,699,061.18 2Li- 0g CO ti (O O 0 24,699,061.19 24,699,061.19 24,699,061.19 Investments 0 0 0 4,829,755.91 4, m co CO T 29,528,817.10 29,528,817.10 29,528,817.10 Total Cash and Investments (n a) c_ c co W r 1- Current Year 29,518,493.75 Average Daily Balance ui t c O E X 4) co 0 c a) 0 L_ O) C Vi N • u1 0 CD -0 Y(° > a> -o V) E a)o N4) 0 c a • E E co N O c — co O a)r E > 1� U O o c o n Effective Rate of Return Reporting period 11/01/2016-11/30/2016 No fiscal year history available Run Date: 01/18/2017 - HOUSING AUTHORITY T { d J 0 co 1 0 a 2 November 30, 2016 Book Value Market Value co O O O 0 0 0 0 CO 0 0 O 0 0 0 To 0 0 `m a Investment # CA ASSET MANAGEMENT PROGRAM O Subtotal and Average 0 rn m 24,699,061.18 24,699,061.18 LOCAL AGENCY INVESTMENT FUND O 0 0 0 0 co co O O d N O a N 00c g� 24,699,061.18 24,699,061.18 24,699,061.18 24,699,061.18 Subtotal and Average O 24,699,061.19 24,699,061.19 24,699,061.19 29,518,493.75 Total and Average Run Date: 01/18/2017 - Report Ver. 7.3.3b T HOUSING AUTHORITY N rn 0 = < a 0 w 0 0 a) N a) tG E U o ) N N 73 L 2 o Q 0 E •0 :O �- 0 00 0 0 o 0 0 O O t0 O O C Book Value Market Value NCD cr) w 0 t CcN 7 O 0. 0 0 a) a) o trc) o to c c m > io Qm w N co Investment # _ 6 7 U CHECKING HOUSING AUTH CHECKING HOUSING AUTH TRUST t0 t0 O O <0 )0 N N 4') (0 O O < <0 N N 0) } } 0) Average Balance 29,528,817.10 29,528,817.10 29,528,817.10 29,518,493.75 Total Cash and Investments 01/18/2017 - 13:56 0 C PM (PRF_PM2) 7.3.0 CO CO (.n 00 0 0 U> N- r 1() n O j (O r (O CO0 CO W O O O O c O to O o M H mU (o m O O e � a r- co co O (f) O co co n o o) o 0 0 ro o co ri Y N O) N- (0 CO O 7 0 CO V O O c7 CO > 00 C.;m C CO M N O O CV (7)0 f- O 1,402, 000.00 y d CO co Tr 00 E. (, O O (0)., m O N 2> V M M (p O V 0 ON O 0 r- r` O o V c{ Investments CO co o0 U.S. BANK / LAIF BOND PROCEEDS 11, 020, 301.87 RIVERSIDE COUNTY TREASURER v ro O m cci (D 0 CA ASSET MANAGEMENT PROGRAM LOCAL AGENCY INVESTMENT FUND 1,402, 000.00 LOANS RECEIVABLE -- EIP 0 v V GOLDMAN SACHS FS GOVT FUND 0 O 0 0 O 15,657,293.90 15,657,293.90 15,657,293.90 Investments 0 0 0 9,838,707.89 a) a) O co (0 a ao 25,496,001.79 25,496,001.79 25,496,001.79 Total Cash and Investments C) (n C N iFf (f) CO ru .c C O O M 0) E m 0 Z 25,368,520.46 Average Daily Balance Effective Rate of Return 0 CD CO • C < (0 O .0 .. O ow co O l0 d C O .0 4) O 'c 0) O .O 0 O O U D r\ a) 8 E .Z N 0) > w (n CO •n z O 0.0 o T3 O N CV O p • .c?coa C (Op .w O O E N U O > = 0) O Q O) 0 Q a CO a) • mo ) c m E .2 o 0 .__ a) a) U O C C O C O �4 U O • O C O_ L ri N 0U 1 N O: (0 E O U N >,•O C -c il o co Reporting period 11/01/2016-11/30/2016 No fiscal year history available T y a 5 CD CO CO 03 CO 0 CD CD CD 0 4) 4) O 4) 4) 4) (0 (0 4) O O O O O O O O O O w v v o v v Sr v v v v v v v v Sr Sr v v v Sr v v v h O O O O O O O O O O O O O O O O O O O O O O O ( • O O 0 O O O 0 0 O 0 0 O 0 O 0 O 0 0 O O 0 O 0 O O O O O O 0 O O O O O O O o O O O O O O O O O CO CO CO CO (0 CO (0 (0 CO CO CO (O (0 (0 (0 CO (0 CO CO CO CO CO (0 CO CO CO (0 (0 CO CO CO CO CO (0 CO (0 (0 (0 CO (O CO CO CO CO CO (O Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q CO CO CO CO (0 CO CO CO (O CO sr St St 7 V V sr sr Std' sr sr sr sr Sr sr sr sr V Sr 'sr V d' m( I,.n n n r` n n N. r` r` 0 66 0 0 0 0 0 0 0 o o 0 0 0 0 0 coo 0 0 0 (0 4) (O (0 (0 (0 (0 (0 4) () 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C11 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O a) O 0 0 CO 0 0 0 0 0 0 0) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7 0 0 0 00 0 0 0 0 O 0 CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 c 0 0 0 0 0 0 .. 0 0 0 0 0 0 0 0 0 06 0 0 06 0 0 0 0 0 0 0 0 C 0 O N CV- O 0 O CO Market Value 0 0 0 O) 0 0 0 0 0 0 0) 0 0 0 CO 0 0 0 0 0 0 CO O 0 0 . O O O O O O co N 0) 0 O n 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 O O O O O O O O O O O O O O O O O O O O O O O CO x o 0) O 0 O O) O O O O 0 O 0) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (V 7 O o 0 CO 0 0 0 0 0 0 CO O CD o O O CD 0 O O O 0 0 0 0 0 0 O IDCDO O O TO 0 0 0 0 0 0 0 0 ▪ 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O v v ((r) A N N a 0 o L r, r` 6) m ZCO CD (O LO (0 (O (O (O (O (0 LO 4) (O (0 (0 L O O O O O O O O O O O O O O O - O NNNIN N N N N N N N N N N N N N 7 O O O O O O O O O O O O O O O O O a N. n N- r- r` n n n n N. N. r` n N. N. 0 0 0 0 0 0 0 0 0 0 o O o 0 0 O 0 a) (U 0) (a C m w > m v Q m N LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 - 22222222222222222222222 W W W W W LL1 W W W W W W W W W W W W W W W LLJ W F Hr F F F F- CO 2 2 2 2 2 2 2 2 2 - 2 H I-- H H H FQ- H H H IQ- F- H H H H FQ- H H H FQ- H I-- H W W W W W W W W W W 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 CO CO CO CO Cn CO CO CO (n W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 2 2 2 2 2 2 y 00000000000000000000000 0) J J J J J J J J J J (J O O O O 0 O 0(D C O O O O Q 0 O c c(J c 0 O 7 Q Q Q Q Q Q Q Q Q Q N LL O. a LL LL a a LL a a N Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q N LL LL LL LL LL LL LL LL LL LL Q LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL 0 0 0 0 0 0 0 0 0 O CO TO CO CO CO CO CO CO CO CO CO CO Cn CO CO Cn CO CO CO CO Cn CO CO J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W W W W W W W W W W 0 0 0 0 0 0 0 C.) 0 0 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 Investment # a rti U.S. BANK / LAIF BOND PROCEEDS OCO COCO (CO COCOCO CO 0• n co O co ) COOCOO CO OC) CO') CO') OCR') CO CO0 O CO CO CO CO CO CO CO CO CO CO C) NINNINNNNNNIN O N- N CO V 4) n CO 0) 0 0 0 0 0 0 0 0 000 0 0 CO C`') CO CO CO CO CO C) C'') CO NNNCO CO CO CO CO N N N N CO CO N N N O O O CO CO CO CO O CO Subtot WF ADVANTAGE HERITAGE MMF 8905200-H 2 2 2 2 2 0 0 0 0 O O O O O O N N N N V 4) t0 4) 0 Li-)O O O O O O) CA O W O) co O O O co 8905401-H 8905402-H ( O co 8905500-H 8905501-H 8905502-H 8905503-H 2 2 2 2 2 2 2 O (V C) V O O O O O O O O (0 CO (O CO CO CO O 4) (0 (0 LO (f) 4) (0 0 0 0 0 0 0 0 O) 0) O) 0) 0) 0) O) CO 00 CO CO CO CO CO 8905803-H 8905806-H 8905900-H 2 2 2 2 O N O O O 0 N N N N 4) 4) (0 4) O O 0 O C0 0) 0) 0) (b CO CO CO 8905206-H 2 2 2 2 2 O O 0 O N 0 O O (0 (0 V V 47 4) ,I)4) LO 0 0 0 0 0 0 0) 0) O) 0) 0) CO CO CO CO 03 8905501-H 2 2 2 I. TN. 2 2 2 2 2 2 0 0 0 0 0 0 O 0 (D O 0 0 O O O O O O O O (0 0 • (0 (0 CD CD CD OCO O COCO (. (0 LC)) (0 (0 LC)) (0 00000000000 0) rn rn 0) 0) 0) rn 0) 0) 0) rn CO CO CO O CO CO CO CO CO CO CO 8905900-H Report Ver. 7.3.3b 1 November 30, 2016 ci) 0_ Q Q 0 0 V 0 v `I' v v v v v v v v NI- v v NI- v v v `I' v St v v v v v v'1 v v v v v v v v v 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 O O F.. 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N N N N 0 O O o r N- N- N- O O 0 0 LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL. 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O O O O O O O O O O O O O O O O O O O O O O O O O O M O 0 a) o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 co 0 0 0 0 0 0 0 O r'- 7 O O O 0 O O O O 0 O O O O O O O O O O O O O O O O co To 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o co 0 N 07/01/2015 LO u)) ([) (A (f) (n lf) l() O - O O O O O O O N N N N N N N N O - O O O O O O O r� 3 n. � r` n N- r; 0 o O 0 0 O 0 0 07/01/2015 07/01/2015 (t) (0 4] (n O O O O N N N N 000 T- � 0 0 0 0 07/01/2015 LL LL LL LL LL LL LL LL LL W LL LL LL LL LL LL LL LL LL LL LL LL LL LL W • W W W W W W W W W W W W W W W W W W W W W W W FQ- H FQ- H IQ— H F- FQ- FQ- IQ— IQ— IQ— H I-- H F H H H H H H H F W W W W W • CC CC 2 Q' d' CC 2 K CC 2 CC CC CC CCLL' CC CC CC CC W W W W W W W W W W W W W W W W W W W W W W 2 2 2 S S 2 2 2 2 2 2 S 2 2 2 2 2 2 2 2 2 2 2 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Q • Q Q Q Q Q Q Q • Q • Q Q Q Q Q • Q Q Q Q Q Q Q Q Q Q en LL LL 40 lL LL LL LL LL LL LL LL (.L LL LL 40 U LL LL LL LL LL LL LL LL ▪ _j CO CO_J_J_J_J CO CO CO 0) CO CO CO CO N _J-_J CO _J J J J J J J J J J J J J J J J J J J _1 J J J J J J J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W W W W W W W W W W W Investment # a N D U WF ADVANTAGE HERITAGE MMF 20300501-H 20300501-H 20300502-H 20300502-H 20300503-H 20300503-H 20300504-H 20300504-H 20300600-H 20300600-H 20300601-H 20300601-H 20300602-H 20300602-H 20300603-H 20300603-H 20300800-H 20300800-H 20300801-H 20300801-H 20300802-H 20300802-H 20300803-H 20300803-H 20300804-H 20300804-H x = x x x O N M V O O O O O N N N N N M M M M CO 0) 0) CO 0) 0) 0 0 0 0 0 N N N N N 2 x 2 2 2 N M V O O O O O NNNCVN M M M M M 0) 0) 0) 0) 0) O 0 0 0 0 N N N N N 20975500-H 20975500-H 20975501-H 20975501-H 20975502-H 20975502-H 20975503-H 20975503-H 20975504-H 20975504-H 29013206-H 29013206-H 0 0. Subtotal and Average RIVERSIDE COUNTY TREASURER POOLED INVESTMENT FUND O V O 1 11,020,301.87 11,020,301.87 15,853,635.20 Subtotal and Average CA ASSET MANAGEMENT PROGRAM C.A.M.P. POOL (RDA S.A.) 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CO CO 0 0 CO CO CO CO 245730000-G 245730001-G 245730002-G 245730003-G 245730004-G 248477000-G 0 0 0- co N 248477002-G 248477003-G 248477004-G 259582000-G 259582001-G 259582002-G 259582003-G 261448000-G 261448001-G 261448002-G 261448003-G 262826000-G 262826001-G 262826002-G 262826003-G 262826004-G 263026000-G 263026001-G 263026002-G 263026003-G 263026004-G 270298000-G 270298002-G 270298003-G 270298004-G 277292000-G 277292001-G 277292002-G PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:05 November 30, 2016 (D V N o.-- O O O O O O O O O O O O O O M co co N CO CO CO CO CO CO CO CO CO CO CO CO N r o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O— cO O � co co CO CO CO CO CO CO CO CO 03 CD CO VS CO CO CO CO CD CO CD CO @ CO CO CO CO CO CO ✓ ¢ Q Q Q Q Q Q Q Q Q¢¢ Q Q Q 0 0 0_ 0 0 0 0 0 0 0 0 0 0 0 00 0 V CDG1 CO CO A N CO CO CO CO CO CO CO M CO CO CO M N ce O O O O O 0 O O O O O O O O O Cn Book Value Market Value GI 0 Investment # 0 W 0 GOLDMAN SACHS FS GOVT FUND 0 00 MN OCDCON O 0) O CO 0 O 00 COO 0 0 0 0 t0 O CO 00 0 0 O . O O O O O O M O N O (0 0 0 0 0 N O O O N N )74. a N a O 1 0 0 0) N .O 0 CO N .- 0 0) 0 CO 0 O O 0 CO 0 0 0 0 0 CO 0 CO 0 0 0 O 0 O 0 0 0 0 o c6 o 0 o o o 0 0 0 (O O O 0 N N a N a 0 r a O O 0) N 0 0 CO N O CO 0 CO 0 0 CO• COCO 0 O 0 0 0 0 0 M 0 N O (0 0 0 0 0 N O O O N N a N a a CDCDC(0ODCD(0(DCDCD<0(0(OCDCO 00 0 C. 0 0 0 0 0 O 00 0 0 0 N N NNNCNNNNN CNN NNN CO CO CO CO CO CO (CO CO CO CO CO CO CO CO CO (0 N (0 (A (0 N (n N (0 (0 o D o 0 0 0 o D o 0 o O O D o GOLDMAN SACHS 2 2 2 2 2 2 2 2 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 a a a a a a a a a¢¢ a a Z Z Z Z Z Z Z Z Z Z Z Z Z O§ O§ O O§ 0 O 0 O O ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ J J J J J J J J J J J J J O 0 0 0 0 0 0 0 0 0 0 0 0 O o 0 0 0 0 0 o o 0 0 0 0 GOLDMAN SACHS 0) O N M a N CO r CO 0 N CO ‘1- 0 - N N N N N CO CO CO 0 CO CO CO CO CO N O CO CO. CO CO 277292003-G 277292004-G O • N M o o O O o O O O O O O N CO CD CO CO r r r r r r r r NNNN 278904000-G 0 0) 0 r N 278904002-G 278904003-G 262770000-G 262770001-G 262770002-G 262770003-G 262770004-G 0 O r Subtotal and Average 15,657,293.90 15,657,293.90 15,657,293.90 25,368,520.46 Total and Average PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:05 n Q Q a)0 co CL a o 0 Z = .0 W d Q U • g co co r N20 • O 0 O o 0 Qaa 0 Market Value 0 9,838,707.89 CD o d co N 3 co 1O 0 o > ▪ n C) 10 M a cola co- .0 E CD Investment # a w 7 U UNION BANK CHECKING ACCOUNTS RDA SUCCESSOR AGENCY O O O Average Balance v cn 25,496,001.79 25,496,001.79 25,496,001.79 25,368,520.46 Total Cash and Investments O O a PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:05 CITY OF PALM DESERT FINANCE DEPARTMENT INTEROFFICE MEMORANDUM TO: RACHELLE D. KLASSEN, CITY CLERK FROM: NIAMH ORTEGA, RECORDING SECRETAR DATE: JANUARY 27, 2017 SUBJECT: COMPLIANCE ANALYSIS AND INVESTMENT REPORTS Attached are the Compliance Analysis and Investment Reports for November and December 2016 which were presented and approved at the January 2017 meeting of the Audit, Investment and Finance Committee. Please include the report on the upcoming agenda for review and acceptance by City Council. Also included is a copy of the approved Minutes of the November 2016 meeting for acceptance by the City Council, and the 2017 attendance report to date. Please feel free to contact me at Ext. 382 if you have any questions. Thank you. nmo Attachments (as noted) G:\FINANCE\NIAMH ORTEGA\INVESTMENT COMMITTEE\MEMOS\RKLASSEN INV RPT MAY.DOCX City of Palm Desert f 'Pftirtrer J J>Zl/e4f/inP%it ECONOMIC COMMENTARY The Federal Open Market Committee (FOMC) met on December 13 & 14, and raised the federal funds rate by 25 basis points to a range of 0.50% -- 0.75%. This is the second rate hike in eight years. The FOMC forecast three more 25 basis -point rate hikes in 2017. Wells Fargo Economics and the futures market, however, are only expecting two rate hikes, with one likely to occur in June 2017. Wells Fargo Economics is forecasting that U.S. GDP will rise from 1.6% in 2016 to 2.3% in 2017. Consumer spending is expected to increase, benefitting from a stronger U.S. dollar and from stronger wage gains. Business fixed investment is also expected to increase, with oil exploration driving equipment purchases. Home building should improve, although rising mortgage rates will limit gains. The retail department store sector continues to shrink as more consumers shift their spending online. In 2017, Macy's will lay off 10,000 employees and close 68 stores, and Sears will close 51 stores. Retail analysts believe that 50% of all retail sales will be online by 2030 -- up from 10% today. The City purchased a $2 million par value Apple, Inc. medium -term note, maturing May 3, 2018, yielding 1.26%; and a $3 million par value Abbey National Treasury piece of commercial paper, maturing June 5, 2017 yielding 1.12%. J4tuina Z Me& Deputy City Treasurer PORTFOLIO STATISTICS 2016 Capital Markets Team Director of Finance & City Treasurer Janet M. Moore Deputy City Treasurer Thomas J. Metz, J.D., M.B.A. Investment Objectives The treasurer shall invest all public monies in a manner that ensures safety of principal; sufficient liquidity to finance the City's expenditures; and the highest yield possible after the previous two objectives have been met. STATISTICS DEC-16 NOV-16 OCT-16 SEP-16 AUG-16 JUL-16 Thousands of Dollars Month -End Book Value Month -End Market Value Paper Gain (Loss) Prior Year Book Variance $ Interest Earnings (W/O Cash) $ Yield -To -Maturity Weighted Maturity (Days) Effective Duration 266,008 $ 263,447 $ 193,014 $ 192,127 $ 193,717 $ 192,304 265,973 $ 263,389 $ 193,020 $ 192,153 $ 193,804 $ 192,436 (35) $ (58) $ 6 $ 26 $ 87 $ 132 73,069 $ 69,772 $ (3,108) $ (6,226) $ (8,428) $ (12,245) 197 $ 187 $ 139 $ 131 $ 137 $ 134 0.90% 0.89% 0.94% 0.87% 0.86% 0.84% 196 201 269 233 233 224 0.30 0.32 0.44 0.36 0.35 0.35 All data as of December 31, 2016 1 Dollars in Thousands Maturities <1M < 2M < 3M < 6M <1Y < 2Y < 3Y < 4Y > 5Y Total: Ratings AAA or Aaa AA or Aa A Unrated Total: Assets Riverside County Pool US Bank/LAIF Bond Proceeds Medium -Term Notes City Loan to RDA Commercial Paper Federal Agency -- Coupon LAIF Goldman Sachs Govt Fund Loans Receivable -- EIP Negotiable CDs CAMP Total: Month Jan16 Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec PORTFOLIO CHARACTERISTICS December 2016 Market Value $ 98,112 3,994 2,999 37,141 17,985 1,973 2,270 $ 164,474 Market Value $ 111,605 29,240 7,244 111,400 $ 259,489 Market Value 78,372 75,600 36,457 22,655 17,896 9,000 10,875 4,212 2,270 2,000 152 $ 259,489 Citv Yield LAIF Yield Variance 0.60 0.45 0.15 0.65 0.47 0.18 0.79 0.51 0.28 0.79 0.53 0.27 0.80 0.55 0.24 0.83 0.58 0.25 0.84 0.59 0.25 0.86 0.63 0.23 0.87 0.63 0.24 0.94 0.65 0.29 0.88 0.68 0.20 0.90 0.72 0.18 Maturities Distribution I 0 0 0 a Credit Quality Asset Allocation N 100 80 - 60 60 - 40 - 20 - 2 0 <1M <2M AAA or Aaa 51% Unrated 43% 23 11 0 2 n n 1 0 <3M e6M <1Y <2Y <3Y <4Y >5Y CAMP 0% Riverside County Pool 30% Loans Receivable -- EIP 1% Negotiable CDs 1% Performance M 1.00 0.75 0.50 0.25 - LAI F 4% Goldman Sachs Govt Fund 2% 0.00 - L1 Jan16Feb AA or Aa 11% A 3% US Bank/LAIF Bond Proceeds 29% Medium -Term Notes 14% City Loan to RDA 9% eral Commercial Agency-- Paper Coupon 7% 3% Ma Ap May Jun I 1 Jul A g Sep Oct Nov De •LAIF Yield City Yleld STATEMENT OF COMPLIANCE December 2016 The investment of the City of Palm Desert securities portfolio is governed by California Government Code Section 53601 and by the Palm Desert Statement of Investment Policy. The City investment policy is more conservative than State law. The Palm Desert Audit, Finance & Investment Committee, and the Palm Desert City Council review the City investment policy annually. For the month ended December 31, 2016, the City investment portfolio was in compliance with all applicable state and local laws and regulations. The City Treasurer's Office continued to pursue conservative and prudent investment strategies, based upon the stated objectives of safety, liquidity, and yield. Barring unforeseen events, the City Treasury should have sufficient cash to finance City expenditures for the next six months. In addition, portions of the City investment portfolio could be liquidated in order to meet any significant, unexpected cash requirements. Interactive Data Services and Union Bank Custody Services provided market value prices for corporate securities in the City investment portfolio. All balances are bank balances. Respectfully submitted, Awe/ di. ✓, aaae Director of Finance & City Treasurer SUMMARY OF AUTHORIZED INVESTMENTS California Government Code City Investment Policy CA Govt Maximum Maximum Minimum Maximum Maximum Minimum % of City Code Investment Category Maturity Limit Quality Maturity Limit Quality Portfolio 53601(a) Palm Desert Bonds 5 Years No Limit 53633 Demand Deposits No Limit No Limit 53601(b) U.S. Treasuries 5 Years No Limit 53601(c) CA State Debt 5 Years No Limit Not Authorized 53601(d) CA Local Agency Debt 5 Years No Limit Not Authorized 53601(e) Federal Agencies 5 Years No Limit 53601(f) Bankers's Acceptances 180 Days 40% 53601(g) Commercial Paper 270 Days 25% A-1/P-1 53601(h) Negotiable CDs 5 Years 30% 53601(i) Repos 1 Year 1 No Limit 53601(1) Reverse Repos 92 Days I 20% I Not Authorized No Limit 5 Years No Limit No Limit 5 Years No Limit 3.5% 180 Days 40% A-1 or P-1 - 270 Days 25% A-1 or P-1 6.9% 5 Years 30% AA- or Aa3 0.8% 30 Days 20% 53601(j) 53601(k) Medium -Term Notes 5 Years I 30% I A Money Market Funds 90 Days 1 20% 1 AAA & Aaa 1 53601(I) Trust Indenture Debt 53601(m) Secured Bank Deposits 5 Years 1 No Limit 53601(k) Local Government Investment Pools AAA & Aaa 90 Days No Limit or Advisor 53601(n) 16429.1(b) I Mortgage -Backed Securities L.A.I.F. 5 Years No Limit 20% A (Issuer) & AA (Security) $50MM/Acct I 5 Years 30% A 14.1% 90 Days I 20% AAA & Aaa 1.6% Not Authorized Not Authorized AAA & Aaa 90 Days 50% (1) or Advisor 30.3% No Limit Footnotes: (1) Maximum concentration limit for local agency investment pools, excluding bond proceeds. (2) Total does not include Cash; City Loan to RDA; or Loans Receivable -- EIP. Not Authorized I $50MM/Acct I 33.3% (2) 90.4% CITY OF PALM DESERT TREASURER'S OFFICE PAGE 3 OF 3 S: CITY/HOUSING PORTFOLIO CONCENTRATION LIMITS December 2016 % of Investments Book Value Portfolio RIVERSIDE COUNTY TREASURER $ 78,371,709 28.96% U.S. BANK / LAIF BOND PROCEEDS 75,599,545 27.94% MEDIUM -TERM NOTES 36,539,027 13.50% LOCAL AGENCY INVESTMENT FUND (HOUSING) 24,699,061 9.13% COMMERCIAL PAPER -- DISCOUNT 17,849,152 6.60% FEDERAL AGENCY -- COUPON 9,000,000 3.33% LOCAL AGENCY INVESTMENT FUND (CITY) 10,875,185 4.02% GOLDMAN SACHS FS GOVERNMENT FUND 4,212,365 1.56% NEGOTIABLE CDs 2,000,000 0.74% CALIFORNIA ASSET MANAGEMENT PROGRAM 152 0.00% TOTAL BEFORE CASH $ 259,146,196 95.77% PLUS: CASH (CITY) 6,484,437 2.40% CASH (HOUSING) 4,961,823 1.83% GRAND TOTAL $ 270,592,456 (1) 100.00% FOOTNOTES: (1) In the City of Palm Desert Comprehensive Annual Financial Report ("CAFR"), both the City of Palm Desert ("City") and the City's external auditor define total investments as demand deposits, investments in various instruments, and investments held in local government investment pools. The concentration percentages shown above were calculated based on that definition. (2) Bond proceeds are included in this calculation since they are cash investments that are invested at the discretion of City staff in compliance with the terms and conditions of their bond indentures. (3) The Housing Authority is included in this calculation because it is part of the City of Palm Desert. The City Loan to RDA and the Loans Receivable -- EIP have been excluded from the calculation. A CITY OF PALM DESERT a) E co � N co • U 202 .O ,O E o o O d CO 0) _0) V 0) 0 1,- (D V M O ▪ 7 ^ NCO▪ n M N C O C1 CO • N O _ 0 o 0 0 0 0 0 .- T. o N- '- (O 1- O 0 ,-CO tO (0 0) (D (CD CO N 0 1- O - - T. r- CO .- ,- O CO N (0 U M CO) N CD V▪ ' N + (D O 0 n V O) ((0 0 r(0 0 CO 0 O O (0 N M c- O (O C6 O O a O 3 co m N 0 • (• (D r 0 m> V O) V O a,((0 N co (D W (n O M O O (D OOi O I- N CO) 0 co N 0) O N A � CL Investments CO 0) CA ASSET MANAGEMENT PROGRAM 2 22,654,999.95 22,654,999.95 CITY LOAN TO RDA 7 75, 599, 545.24 75, 599, 545.24 U.S. BANK / LAIF BOND PROCEEDS 9, 8,999,664.00 FEDERAL AGENCY - COUPON cco (ti co ui co 0 LOCAL AGENCY INVESTMENT FUND 4, 4,212,364.67 GOLDMAN SACHS FS GOVT FUND 3 36,457,099.70 36, 501, 000.00 CORPORATE MEDIUM -TERM NOTES 0 O 0 2,000,000.00 NEGOTIABLE CDs 17, 849,152.22 17, 896, 390.00 O 0 0 CD O COMMERCIAL PAPER - DISCOUNT 78,371,709.04 78, 371, 709.04 78, 371, 709.04 RIVERSIDE COUNTY TREASURER 2, 270, 000.00 2,270,000.00 2,270,000.00 LOANS RECEIVABLE - EIP 01 0 t0 01 0 O O 0 259,523,528.48 259,488,503.23 259,636,349.53 Cash and Accrued Interest CD 0 0 6,484,437.19 6, 520, 548.31 266,044,076.79 266,009,051.54 266,120,786.72 Total Cash and Investments CO CV Y U_ CO O E (0 a) M C U r E > O N Q. > U C a) U O N C (I) O >, E -0 a) O co0 UUw 'C ) . N -(0 d O c a C o EO C O E -= 73 -O (n c a) E (0 U O O N O) (0 to (0 (() (0 o 0 0 CO U a)E a) .> E • U 7 O N 'O a) O U c o ac)No a_O _c N o E c .oc > Ec co 0 X 0 —1 U( 'cc) c a) X .� C a) (0 z O a) U C O — e. . 0 t3) N f` I C� 'C-' 0 G N O O O_ C L • C• Ii O O W CO �`_ 0 al O -CC O O 7 -C C r a N '0 CI- O O O O * m a a o C) C a) N a ) V L a w a)~ c 3 C (0 a) a) m a) O U C U a) C (c C O m — o co.a= .n U UC N C '- C 0 V) a) N co O u) • (1) U d 0(0 r (0 11) �- - C 0) a) a) c cn a) 0 E a) } 0)CI) ui t9 a) > a) _w (1 -(0C (0 Cl_ 0 10 - C.)Q W F- o uo) 2E No fiscal year history available Run Date: 01/18/2017 - 13:28 CO 7 o fa � a N 0 0 m R 2 CC 0 0 N F- d CL C W m Cr) E�1�� N , W W 0 7 CI0 CO CO O) N Q N A 0 sr Lei al it 1 (a J CSa$ N 1-a Q G a) o M,o �a°1°� r a 0 CO h r 0 0 CO 0) 0) 0) 0) 0) 0) 0) CO 0) 0) O) O 0 O O 0 O O O O O O O Market Value Investment # CA ASSET MANAGEMENT PROGRAM Subtotal and Average CITY LOAN TO RDA 0) O 22, 654, 999.95 22, 654, 999.95 22, 654, 999.95 CITY OF PALM DESERT 22,654,999.95 22,654,999.95 22,654,999.95 22,654,999.95 Subtotal and Average U.S. BANK / LAIF BOND PROCEEDS 0) 0) 0) 0) 0) 0) 0) O) 0) O O O O O O O O O 14, 968, 086.96 O O Cr O N N CO h O V N. CO V O h 0 N 0 0 M O co 0) M (n O N 0 N h h CO O V O N 0 0) M W O r) 0) O 0 N CO O 0)) M (1) h CO COO COCO0) CO (0 O O— (0 V (n N N CO O h O h CO V O V O h O N .-- O O M co o co 0 N hh N CO CO V CO CO - CO 0) O O N CO O (0 M 0) (A N CO CO CO M 0) CO ✓ co- O O V M V O 14,968,086.96 ( 0 V N. CO V CO O 0 0) M (0 ((0 N N h h CO O V O N O W M O) O O) CO 0 N CO CO O O h 0) CO CO CO 0) sr - 16, 837,123.43 CD O CO CO (D CO O O O 0 0 0 0 0 0 NNNN N N N N O 0 0 o 0 0 a 0 CO CO CO CO CO CO COO (0 O (D (0 O O (- D 0 0 0 0 O 0 O O NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND Z Z NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND NVESTMENT FUND LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY LOCAL AGENCY O N V (0 V h CO 0) 0 O O CO O CO CO CO CO 0) 0 0 O 0 0 O 0 0 0 CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO NNNNNNNNN 262770004 262826004 237567004 277292004 O CO N 0 N 245730004 0 0 (0 N 237164004 0 0 0 CO N 0) O 75,599,545.24 75,599,545.24 75,599,545.24 75,599,545.24 Subtotal and Average FEDERAL AGENCY -COUPON 5,000,000.00 4, 999, 340.00 263 09/21/2017 h N N M 0 0 O 0 co 0) O O CO CO Q Q O o O o CO 0) O O 0 0 0 O 0 0 M 0 O 0 0 O 0 0) 0) O 0) 0 O 0 0 0 0 0 0 O 0 O CO CO CO CO CO O O O O O CO CO N N CO Q 0) 0 0 0 0 0 O 0 0 O 0 h CO CO M M C) O O O O O O 10, 875,185.35 O O O O O M V V (O N (D CO CO (O 0 0) O 0 0 • W v m o O O 0 0 o 0 O O O o O 0 0 0 O O O O O 0 O O O O (0 V 0) 10,875,185.35 10,875,185.35 10,875,185.35 10,875,185.35 O O O 0) O O O O 0). V O 0 0 O O O O O CO O O O O O) LO V 0 O 0 LO (0 O O O O CO O O O O 0) LO sr- O O O O CO O O N N N N N N N N CO CO CO CO CON CO (n in" La--(t) co co O O 0 0 0 Z Z Z Z CO • CO F if 0 0 W W CC CC U U LLLL l¢• ¢i. LU K W W O 0 111 LL LL O 0 (O h CO CO 3133EFYM3 3133EFN78 11,612,813.79 Subtotal and Average LOCAL AGENCY INVESTMENT FUND 0 O 0 N } 7,920,346.64 Subtotal and Average GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS N M V (() co co co O CO CO M CO CO CO CO 252026000-G 0 (0 O N N 252026002-G 252026003-G 252026004-G h 0 0 m 0 0 Report Ver. 7.3.3b N .d '- @ cD co a 0 0 (1) r H C Ce C ▪ d W d f to N E 0 W O N O O O O O O O O O 0 0 O 1` In CO 0 0 0 0 0 CO N N O O 0) CO 0 V CO 0) N N 0 N- CI) ; N 7 0 o 0 0 0 O 0 0 O 0 0 0 0) CO CO 0 0 0 0 0 0 N (n 0 '- )A O CO CO (1) K CO O Q W 0 0 0 0 0 0 0 0 (7 0 0 0 0 N (O O O O O O N 0 (O O n N.(0 1- 0) O (O V V V O co cs) co :C • r COO O M (N.0 O.— O O n 0 C V LO M 0 M M N G C 1 M a of (0 0) of - (0 N (0 (Q 0 L CO `° r (0 a I- ▪ 15 E LL• ,O� 0 • to 0) w CO CO (D CD CO (O CO CO (O CO CO CD (0 CO CO CO (O CO CO (O (O (D CO (0 (O (O (O CO (O CO CO (O CO CO CO CO CO I— d CO R O O O O o o O O O O O o o O O O o O O O o o O O o O 0 O O O O O O O O o t❑ N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N U C > M \7 M M M M M M M `O M M M (`) M M M M M M h ) M M M 01 - M M M O a Tii0 (o (o (D ici"0 (n u) 0 0 (n i-130 0 0 (n 0 (n v) (D (n u) (n (n (D (n 0 0 0 0 0 (▪ n (n (D (0 (n (n CO d o O O O o O o O O O O O O o o O O O O o 0 0 0 0 o O o O O o O o 0 0 0 0 co� a al co 2 g0 (D 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O o O o O O O cD M 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 co co co co co co CO CO CO M CO M CO CO CO CO CO CO M CO CO M CO M CO CO CO CO CO CO CO M CO M CO CO1-- O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O (0 @ CO CO CO @ CO @ @ @ @ @ @ CO @ CO CO @ CO CO @ @ CO CO @ @ CO @ @ @ @ CO @ CO @ (0 CO @ CO CO CO CO RI CO RI @ @ @ RI @ CO @ CO CO @ CO @ @ @ @ @ CO CO @ CO RI@ CO CO @ CO(0 CO0 Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q 0 2 o O O o 0 0 0 o O o o O O O O o O O O o O o O o o CDO 0 0 0 0 0 0 0 O 0 ) O 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 O O 0 0 0 0 0 0 0 O 0 O 0 0 0 0 0 0 0) A M CO CO CO CO CO CO M CO M 0) CO CO CO CO el M CO M M CO CO CO M CO M CO CO CO CO M CO CO CO CO CO Y a' O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O G) 0 0 0 0 O 0 O 0 O 0 0 0 N. (0 O 0 0 0 0 0 0) N 00 0 0 O ss CO 0 V CO 0) N N O N. • O O O O O O O O O O O O CO CO O O O O O o O N 0) O CA V O CO CO In 7 CO O <0 0 0 0 0 0 0 6 0 0 6 O O O N (O O O o 0 0 N [T N O (-: 1` N n V O) (fi ' '' V 0 > co CO co O O M I"- CO O 0) V n O _lesr 03 COO M M 60 O co- CO- 0) CO (V 0') O CO (O 0 O V r m t` COto 00 0 0 0 0 0 0 0 0 0 0 1,-0() 00 0 0 00 0 0)N (O 0 0 O M 0 V' (O CO N N 0 N. 0 0 0 O 0 O 0 0 0 0 0 0)N 0)0 0 00 0001430 In V O CO CO O Sr CO 0 O O O O o 0 0 0 0 0 0 0 0 N (O O o 0 0 0 N d' (O O 0- t` N r V' O (O V V V O CO O CO 0 CO I. (D O .- CO sr CO CO sr (0 M O M M (A o O CM 0 0 CON CO CO n (0 co o 4- n n co M Market Value 0( N Investment # GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS (!) U) V) (/) (n CO (1) (/) CO CO CO CO CO 2 2 2 2 2 2 2 2 2 2 2 22 0 0 0 U U U U U 0 U U U U CO N N CO CO U)(0(0 C V) CO CO ZZZZZZZZZZZZZ 0 0 0 0 0 0 0 0 0 0 0 0 0 ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ J J J J J J J J J J J J J 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (7 GOLDMAN SACHS GOLDMAN SACHS CO CO 2 2 Q Q CO U) 0 0 ❑ ❑ 0 0 O 0 GOLDMAN SACHS GOLDMAN SACHS 0 V) 2 2 Q Q 0 0 ❑ ❑ O 0 O 0 GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS CO CO U) V) CO U) CO CO CO U) 2 2 2 2 2 2 2 2 2 2 O 0 0 0 U 0 0 0 0 0 Z Z Z Z Z Z Z Z Z Z 0 0 0 0 0 0 0 0 J J J J J J J J J J 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 00 10 CO O O CO 0) CO CO O N (C) • CO CO O N V (0 O f` co O O co co O N co O co co 00 O O O 0) O O co 0) O O 0 0 0 O O O O O O O 0 N N N N CO CO CO CO V CO M CO M CO CO CO M CO M M CO sr V V V V Sr '7 C sr Sr sr Sr Sr 7 V V V V V Sr Sr R V 00 (D O 0 O 0 CD CD 0 0 N (N N N 252026007-G 252026008-G 252026009-G (� 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O N M V (D CO n O .- N M R (11 (0 (-. OO O O O O 0 0 O O O 0 0 0 O 0 0 O O O 0 0 0 0 0 (O CO CO (O (O CO CO (O CO CO CO CO CO (O CO CO CO CO CO CO CO N N N N N N N N N N N N N N N N N N N N N O 0 0 0 0 0 0 0 0 N N N N N N N N N 0 0 0 0 0 0 0 0 0 0 0 0 O 0) (C) (D (f) lD CO CC) (D CO CD (O (O CD CO (.O (O CD CO CO CD NNNNNNNNNNNNNNNNNNNNN 261470000-G O n CD N 261470002-G 274729000-G O co N 7 r N 274729002-G 274729003-G 278985000-G O W co N 230128003-G Run Date: 01/18/2017 - 13:28 PM (PRF_PM2) 7.3.0 7 0 0 Book Value Market Value 4.4 Nr up 0 E N W ; N 7 0) V O (OD NW V. CO 'Cr (n0 0 0 0 0 0 0 0 0 0 0 Q 0_ .. ; I-:a0 CA co (D h O N t O O O O O O O O O CD t CO 0 M (D n CO 0 0 0 0 0 0 0 0 0 0 2 co — r N 0 N 0 0) r co N. CO 0 0 O O O O O O 0 C 1 el(0 O M N 0 0. 0(0 0 0 0 0 00 0o 0 0 :C N I...CO N o 0 00 NON O n 47 Q 5. Q) t N N N N N - 0. -.0 LL c 0 a) 11��POo Qi d d O (o co CO (D CD N CD CD CD (0 CO CO CO CO 0 CD o (D 0 (A CD O 0 H O CO R 00 0 0 0 r0 O 0 0 Or O O O O O O O O co 0 O O O rLLj L❑ N N N N N N N N N N N N N N N N N N N N N N U 2 0 0 0 0 0 0 0 0 0 N N (O co O) M co t V t (1) o') Cr.) 0 7 (\ co co co co CO M M CO N O N O N O N O N N N N Cl.N (O 0 (O (D CD 8M n. 0 0 0 0 0 0 0 0 0 o r o 0 0 0 o r `o o 0 0 0 0 0 0 0 0 0 0 0 M M M CO CO CO CO CO CO O O O O O O O O CO CO CO CO CO 03 CO 03 CO CO CD CO CO CO III 01 CO 03 Q Q Q Q Q Q Q Q Q 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 M CO CO M CO CO CO CO CO O O O O O O O O O o M O N 0) R 0 (0 CO M Cr V CCD Co 0i (0 (0 r� o r v co 0 N O N (17 OMco ) O 0. M 0 co- o co c7t 05/12/2017 C) 0 O 487 05/03/2018 487 05/03/2018 r 0- o 0 N N 0) 0 08/08/2019 0 0 03/19/2018 07/13/2018 01/12/2018 Co 0 N N N 0 09/08/2017 n 0 N N 0 CO N 0) a N CO (D CO O N t 0 N CO 43 LO CO CO 0) u') co co N (1) O O O L O h r N 0 n CO (D N CO N t (D .- N to N M t O M CO CO N 0 < < < < < ¢ a < < < < < < 0 0 0 0 t 0 0 0 0 0 0 0 0 0 0 0 t t 0 o o (n (D (D 0 (n 0) O O CO CO r (p N lD t CD t O O r r r r r r 1, 999, 923.58 CO 0) N 0) n 0) M 0 01 0) 0) O O) (O O) t 0) CD CO Ct') t t CO 0 0 N- CO 0) O CD --- r O N t t O CO 0 N 0 N COO 0) 0 0- COco cc) O co - co N CA N co 0) 0) coN 0) O) t r r 1, 992, 500.00 4, 999, 747.59 5,005,960.00 0 t CO t CO CO 0) CO 0) CO CO (r0 0 0)) 0) 0) 0) CO N 0) t O N 0 N O N 2,249,761.95 1,973,106.00 3,510,524.37 oo (0 N O C') 5,006,074.37 1, 000, 000.00 (0 0 0 0 0 0 O N 0 (0 0 0 0 0 (D O u') 0) (D 0) co 0 m n O 0) O 0) 0) CA N O t ( ) 01 0 0) to 0 0) U CO C > CO Q m Investment # 0 w U GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS (n (n 2 0 0 ❑ ❑ 0 0 0 0 GOLDMAN SACHS 0) Cr t 0) M O) (1) 0 t n mr- N. n m Coo Co CO 237164004-G 237567004-G 245730004-G 248477004-G 262826004-G 263026004-G 270298004-G 277292004-G 262770004-G Subtotal and Average CORPORATE MEDIUM -TERM NOTES 2 a } CC Z Z 0 O CO U z o 0 Llj CC 0 ci w c O ❑w O O 0 UH 0 Y 0 z z Z Z 0 z Z 2 O O (n Q Q W W W 2 K 0 R m F- d d it W W 0 N N0 U_ Q Q Q U C.)Q I- TOYOTA MOTOR CREDIT CORP 3,000,000.00 WELLS FARGO BANK 5,000,000.00 WELLS FARGO & COMPANY 1, 000, 000.00 WELLS FARGO & COMPANY 36,539,026.73 36,457,099.70 36,501,000.00 36,218,968.50 Subtotal and Average 208 07/28/2017 (0 co CO O N 36 02/06/2017 194 07/14/2017 197 07/17/2017 07/21/2017 0 (tD t V 0 M N N 0 0 0 0 0 (() co 0 O O M N N 0 O 0 O 0 0 O O 0 0 O 0 O O N N 2, 000, 000.00 2, 000, 000.00 08/31/2016 WELLS FARGO BANK t 0) O Q) t CD N CO Cr 0) (1') N r N CO 0 CD t t M co tt M V co V t M LO M 037833BB5 037833AJ9 037833AJ9 J (0 m (0 CO CD 166764BC3 594918BN3 ❑ ❑ CO O r` 74977EPZ0 89236TCP8 94974BFW5 NEGOTIABLE CDs 94988EYV4 O 0 O O O N 0 O O CD O N Subtotal and Average COMMERCIAL PAPER - DISCOUNT 3,978,713.33 3, 996, 840.00 4,000,000.00 0) O CO 0 0 0 M O N O C( N 0) 0) t N 5,946,200.00 0 0 O 0 0 0 O O O 0 (D 0 CO D N 0 0) 0) 0) 5,000,000.00 3,000,000.00 6,000,000.00 CO CO (O (D 0000 N N N N t 0) (f) O r NO N m 0 0 0 0 BANK OF TOKYO-MITSUBISHI NY BANK OF TOKYO-MITSUBISHI NY JP MORGAN SECURITIES LLC JP MORGAN SECURITIES LLC CO M 1) h CO t t t t 06538BP64 06538E U E 1 46640PUH4 46640PUM3 o a O I t 0 a a a Run Date: 01/18/2017 - 13:28 N C ++ d W d E W W Cg E C J ca (n a2- a o 4 o o U a December 31, 2016 2 0 V V V V '7 V '7 V V V V V V v v v v v v v v v v v v v v v v v v V v v fO 0� 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N O O O O O O O O O o O O O O O O O O O O O O O O O O O O O O O O O O 0 O O O O O O O O O O O O O O O O O O O O O O O O O O O 0 0 O d O O O O N (D CO CO CO (0 CO CO CO CO (O CO CO (0 CO CO CO CO (0 (D (0 CO CO (0 CO (0 (O CD CO CO CO (0 CO (D CO (0 (0 CO CO CO (O (O CO (D CO (D COCO0 (DCO (D CO CO CO CO (0 (O CO (0 cO (0 asD) (0 c CO(0 CO(0 CO(0 (0 (O CO(0 a a¢ a¢ a a¢ a a a a a¢ a a a a¢ a¢ a a a a a a a a a a a a a a 0 2 Book Value Market Value Ta Investment # 0 17,849,152.22 17,896,390.00 18,000,000.00 17,849,152.22 Subtotal and Average WF ADVANTAGE HERITAGE MMF "it •- v v v v v v- v-- v v v v v v v v v v v v c v v v v v v v v v 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 coo 0 0 0 0 0 0 0 0 0 0 0 o o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ci 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 O 0 0 0 0 0 0 O 0 0 0 0 O O O 0 O 0 O 0 0 0 0 0 0 0 O 0 O 0 0 0 O 0 0 O 0 0 0 O 0 0 0 0 0 O O 0 O 0 0 O 0 0 0 0 0 0 O 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LO Ln LO LO LC) L0 LO LO LO LO Ln LO LO LO N LO to LO LO LO LO LO LO LO LO LO LC) to O O O O O O 0 co pc) O O O O O O O O O O O O O O O O O O N NNNNNN NNNNN NINNNNN NNNNN NNNNNIN 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ON. 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 O 0 0 0 O 0 0 0 0 0 LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL (.L LL LL LL LL LL LL LL LL LL LL 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 22222222222222222222222222222222222 UJWWWWWWWWWWWWUJIJJWWWWWUJWUJWUJWWWWWWWWWW HHHHHHHHHHHHF- -HHHHHHHFF--HHHFa-HHFa-HHHHHHH W' W W W LY LY W W W W W' W W LY LY W W W W W W LY W K W W LY W' W W W W W W W W W W W W W W W W W W W W W W W W W W WW W W W W W WWWWWW W 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 00000000000000000000000000000000000 C7 O O C7 0 (7 0 0 0 0 0 0 0 0 0 0 O O 0 i.7 0 0 0 O 0 0 0 0 0 0 C.7 0 0 0 0 W' W W W W W W W W LY LY W W W LY LY W W W W W W W W' W W W LY Lr W LY LY W W' W a LL LL a a a¢ a¢¢¢ a a LL a a LL a¢¢ a¢ a LL a¢ a a a LL a¢ a a LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL U. LL LL LL LL LL LL LL LL. LL LL LL LL LL LL LL J J J J J J J J J J J _J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 r O 0 O N O 0 O r N 0 O N A 0 Ln 6 0 0D 6 O N A 4 6 (O oD O) O O O O O O O O O O O O O O O O O O O o O O O O O O c� c, n n r` r` CO CO CO CO 0) CD 0 0 0 o r r r r .- r r r r r O V V' V V V' V LO LO LO LO v v v v v v v v v v v v 0) 0) OD O O) 0 T O LT m 0 03 O O 0 W CO N 0 CO 00 W CO CO O O O O N 03 CO CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NNNNNNNNNNNNNNNNNNN 8911301-H 8914700-H 8914701-H 8914702-H 2 (h 0 8914800-H 2 2 2 2 2= 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 N O r N O N 0 O 0 (M 0 0 6 R. O N C) V 6 c0 6 O) O O O O O O O O O O O O O O O O O coO o r r r r r r r .- r O CO CO 0 m 0 0 0 0 `71' tf V LO LO Ln LO o) 0) 0) o) o) 0)0) o) rn `Kt v v v v v CI' v v v v v v c v v v v 0o co 0 0 0 0 co co co 0 o O o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N CNCNCNICNCNCNCNI N N N N N N N N N N N ra Q 0 0 0 0 O a PM (PRF_PM2) 7.3.0 7 4^ 0 co rn a N H d C 07 E N CO W d Q� O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 V V V V V V VVV V VVVV 0 00 0 0 0 0 0 0 0 00 00 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N CO (0 (6 CD CD CO CD N CO (9 (0 COCO e6 CO C) N (o co CO (0 CO CO C CO CO CO C) o a Q Q Q Q Q Q Q Q Q Q Q Q Q 0 i N V V V V V V V VVVVVVV 0 0 0 0 00 0 0 0 0 0 0 0 0 co 0 0 0 o O o 0 0 0 0 0 0 0 0 :9ce 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 = O O O O 0 O O O O O O O 0 o O > 66 O O O O O O O O O O O O 0 0 O O m O 0 0 0 0 0 0 0 0 O O O O O o O O O O O O O O O O 0 O O O O O O O O O O 0 O O O O O O O Market Value 00000000000000 0 p N (7, 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C ) ce) a J al N L a co— .n LL :O o cu V O O cu Q N 0 tf) (C) LC) LO L(1 LL7 In el) In IO aw (o 0 0 0 0 0 0 0 0 0 0 0 0 y_ ` 0 N N N N N N N N N N N U E. = 0 0 0 0 0 0 0 0 0 0 0 0. o 0 0 0 0 0 0 0 0 00 LL LL LL LL LL LL LL LL LL LL LL LL LL LL 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 W W W W W W W w W w W W W W a °Q Q a a a a a °Q a a a a a F- H H H H H H F- H F- H H H H- W W W UJ CYCYCYCYCY W W LU w w w w w w w w w w W w w w w 2 2 2 2 2 2 2 2 x 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 cc a cc a Q cc CC a CC a a C w Q Q Q Q Q Q Q Q Q Q Q Q Q Q y LL LL LL LL LL LL LL LL LL W LL LL LL LL N CO (n en CO CO (0 N - (n fn (n CO N J J J J J J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W Investment # a U WF ADVANTAGE HERITAGE MMF 2 2 2 2 2 2 O N O M V N N 0 O O O n v V V V V N N N N O ONNNN NNNCNNN 2 2 O N 0 N N 0 2 2 M O O 2 O V r V v vvv v V v N N N N OONNNN NNNNNN 22710200-H 22710200-H 22710201-H 22710201-H 22710202-H 22710202-H 22710203-H 22710203-H 23589808-H 23589808-H 23589810-H 23589811-H 23589811-H 23589812-H 23589812-H O O 0 Subtotal and Average RIVERSIDE COUNTY TREASURER co co 0 ro co ro 0 78, 371, 709.04 78, 371, 709.04 78, 371, 709.04 POOLED INVESTMENT FUND O (D V 0 SYS052460 09/02/2034 CD v v co ea M 0 0 V n 0 0 m o N. n 0 78,371,709.04 78,371,709.04 78,371,709.04 78,312,966.95 Subtotal and Average LOANS RECEIVABLE - EIP 0 0 n 0 0 0 0 O O O O 0 O 2,270, 000.00 2,270,000 00 09/02/2014 CITY OF PALM DESERT co CV) N' 2,270,000.00 0 0 0 N N Subtotal and Average 259,523,528.48 259,488,503.23 259,636,349.53 268,441,742.27 Total and Average d rn D. December 31, 2016 Book Value Market Value M 0 0 o 0 o O o O O O O▪ ) O O O O 'Q O LO O N 0 N c M co co N COO N O V N � 6,276,687 94 O L N A— N 0 CO ✓ 10 O M V O 10 I— O CO. 0- CD V' CO 01 LO 7 0)) N O (0 1� V 6 > co co co m m 0. o d N (D V d0 co N co co L in N 2 7 0 a o Cl) m 0) a.) • C SP- > A am W O H � O w W • O y J_ 7n a N W O o: _ W U 0 Investment # a y U UNION BANK CHECKING ACCOUNTS 07/01/2015 RECREATIONAL FACILITIES CORP CO CO 0 N 0 0 0 (h CO CO Accrued Interest at Purchase O O O Average Balance O 266,044,076.79 266,009,051.54 266,120,786.72 268,441,742.27 Total Cash and Investments Portfolio CITY U j 2 W cr O — .+ 10 U W+% @CL > Investments CO orn N- O O 0 O 0 O 24,699,061.18 24,699,061.18 24,699,061.18 24,699,061.19 24,699,061.19 24,699,061.19 Investments O O O O 4, 961, 822.65 4, 961, 822.65 4, 961, 822.65 29,660,883.84 29,660,883.84 29,660,883.84 Total Cash and Investments Current Year 29,533,077.32 Average Daily Balance Effective Rate of Return CO u) U co c C a) CO Q a o 2 Q ^ M O _ - O • C > p It Reporting period 12/01/2016-12/31/2016 No fiscal year history available Run Date: 01/18/2017 - 13:57 .a - d 0 CI a E December 31, 2016 Book Value Market Value co O CO co m r� n 0 0 0 0 0 0 0 0 0 co 0 0 0 a Investment # CA ASSET MANAGEMENT PROGRAM 0 0 Subtotal and Average 24,699,061.18 24, 699, 061.18 24,699,061.18 LOCAL AGENCY INVESTMENT FUND CO 0 0 0 0 N N co co 0 0 d CL N 0 LL N U C.)t}/) J &) 01 O 24,699,061.18 24,699,061.18 24,699,061.18 24,699,061.18 Subtotal and Average m 0 24,699,061.19 24,699,061.19 24,699,061.19 29,533,077.32 Total and Average i Q 0 0 0 O a PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:57 Report Ver. 7.3.3b as, 0 Q d O cn c0 Q r Q. O N o .0 a o U a i a December 31, 2016 Book Value Market Value 4, 533, 246.65 0 0 co o N to 0 CO 0 CO CO ✓ I-- LO M (0 M N O C) (0 0 • Oo > aN- N c[) co co- c0 a CO NI- 6/ d N co ro .00 N s a 0 ma) 0 O) O 0 VC C G ro Qas m Investment # a_ U CHECKING HOUSING AUTH CHECKING HOUSING AUTH TRUST (0 O 0 0 O N N O O O O • ul N N } } CO Average Balance 29,660,883.84 29,660,883.84 29,660,883.84 29,533,077.32 Total Cash and Investments 01/18/2017 - 13:57 0 0 RDA SUCCESSOR AGENCY j "0 v m E FO- CO M CO 0) 0 O 0 0 h n O (h o o 0 o ri o 0 O 0= n x- ~ A v)CO O f0 O C Y 0) 0 7 CO > i Investments N M 0 O m co o 0i o 0 0) 0 CO CO O CO O v CD v n U.S. BANK / LAIF BOND PROCEEDS RIVERSIDE COUNTY TREASURER 3,863,786 08 3,863,786.08 CA ASSET MANAGEMENT PROGRAM co 0 0) 0 CO 0 LOCAL AGENCY INVESTMENT FUND 1,402,000.00 1,402, 000.00 1, 402, 000.00 LOANS RECEIVABLE -- EIP 12,968,293.69 12,968,293.69 12, 968, 293.69 GOLDMAN SACHS FS GOVT FUND 0 Cr C O 19,979,020.14 19,979,020.14 19,979,020.14 Investments 0 0 1, 090, 384.00 1, 090, 384.00 1, 090, 384.00 0 (D 0 (0 21,069,404.14 21,069,404.14 21,069,404.14 Total Cash and Investments CO CD C c o w r C 0 2 a) a E m O) 0 0) f0 w Y 0 H Current Year 32,807,385.71 Average Daily Balance V) d o Q o H o 0 Y t 4O 0. a) a) 0 a C a 0 m a X �c [0 c Q m O L C (0 al 0 tea) U C am m 4 U Q O u a)U c := co eij a) E (0 10 N -0 a) m -O co 0 N 0a) E ( '.- Q O a) T L-. 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Oto- ,-O L 7 (0 E o= C •- a7 O F- f0 O Effective Rate of Return , Finance Offic Reporting period 12/01/2016-12/31/2016 No fiscal year history available Run Date: 01/18/2017 - 13:06 RDA SUCCESSOR AGENCY December 31, 2016 N U W CO CO CO 0) CO (0 CO CO 0(0 HLO LOLn LO LA LA in LO > 0 0 0 0 0 0 0 0 0 0 0 0 0 2 (r0 ((00 (ro 0) (0 (0 CO (0 CO CD LO LO 10 r LO Ln LC) LO ( '0 X o 0 0 0 0 0 0 0 0 0 O Book Value Market Value co n 0 0 0 0 O 0 0 0 0 0 O O o O o 0 0 o O 0 o O o 0 O O 00000000000000000 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO CO CO CO CO m CO m m CO m CO m CO CO m m CO m CO m m CO m m(0 CO CO m m CO CO CO m m m CO CO CO m m m m CO m CO Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q v v v c v v v v c v v v v v v v v v v v v v v 0 0 0 0 0 0 0 0 0 o O O o O o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0) 0 0 0 0 0 0 0) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 06 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 v v N N O 0 r n O O 0 0) O 0 0 0 0 0 01 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO 0 O 0 0 0 0 co 0 0 0 0 0 0 0 O O O 0 0 0 0 0 0 0 0 0 0 0 0 0 O O 0 T-- 0 O O O O O O O O O O O O O O O O O O O O O O O O O O O 0 co CO V d N N 0 Co r 0) 0 0 0 01 0 0 O 0 0 O 0) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 O 0 0 0 CO O 0 0 0 0 O 00 O 0 0 O 0 O O O 0 0 O 0 O 0 0 O 0 0 O 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (0 v m o 0 a r N � L 7 a LO LA 0) (0 (I) LC) (I) (0 LD L0 L0 LO (0 LO LO U) LC) O 0 0 O O O O O O O O O 0 O O O O N N N N N N N N N N N N N N N N N 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N. r r N. I. N. ti N. N. n N. r r r r r O o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 a, a; 0) co co d A 00 • cc Q m n LL LL I LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL W LL LL LL 2 2'2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 W W W W W W W W W W W W W W W W W W W W W W W C7 O O O O O O O O O 0 O O O O O O O O 0 O 0 O H H H H H H I— I— H H Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q. Q Q Q Q Q cC 2 oC cC cC cC cC cG ct cc H H H H H H H H H H H H H H H H H H H H H H H W W W W W W W W W W CO (/) CO CO O O CO Cl) CO CO W W W W W W W W W W O ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ _J _J _J • J J • - J J J J J J J J 7 Q Q Q Q Q Q Q Q Q N LL a_d CL CL LL LL Q. O. LL N LL LL LL LL LL LL LL LL LL LL O 0 0 0 0 0 0 0 0 0 Investment # a O 0 U.S. BANK / LAIF BOND PROCEEDS O 0 0 0 0 0 0 0 0 0 (0CO (O (CD CO(D COCO 00 0) (0 00 0 0 0 0 0 0 0 0 0 0 0 CO CO 00 CO CO CO CO CO CO CO CO CO CO C) M C) CO CO CO CO NNNNNNNNNN CO (0 CO (O (CO CO m CO CO CO 00) 0 0 0 0 0 0 0 0 0 0 CO C) CO 07 (c) C) C) CO C) CO CO CO C) C) CO CO C) CO CO CO N N N N N N NNNN O y O CO O CO O 0) O N O CO O O O CO CO O O Subtotal and Average WF ADVANTAGE HERITAGE MMF W W K CC CC K W X W W W o: CC X CC CC CC CC W W CC W CC '0 W W W W W W W W W W W W W W W W W W W W W W W 2 2 2 E 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 2 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Q O Q O O O o O O O Q O o O O o O O 0 O O O O LQL LQL LL LQL LL LL LQL LQL LQL LLLL LL LL LL LLL LLLLLQL LLL LQL LQL LL LQLL L LL LQL O O O O O O CO O CO CO CO CO CO (!) CO O O Cr) CO Cr) CO O O J J J J J J J J J J J J J J J J J J J J J J J J J J J _J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W W W W WW W W W W W 22222221222222212 2 2 2 2 2 E O NA (O O N M O N coO • N C) V O (`') O O O O O O O O O O O O O O O O O O O O 0 O 0 O 0 N N N N N V V V V (0 LO (0 (0 (O CO CO (0 (0 CO CO CO CO 0) (0 LC) L O (fl LC) LO LO LA LA LO LC) LO LC) (0 LC) (0 LC) tC) (f) (0 40 (0 LO00000000000000000 O 00000 0) O 0) 0) 0) 0) 0) CO CA 0) 0) 0) 0) 0) 0) 0) 0) O) CA 0) 0) 0) O) O CO CO CO CO CO CO CO N CO CO CO W CO CO CO CO 00 CO CO CO CO CO S 2 0 O O N N LC') (0 0 0) CO CO 8905202-H 2 2 2 2 2 0 O - 0 O O O O O N (0 V V LO LO LD LA 0 0 0 0 0 0) 0) O) CA 01 CO CO CO CO CO 8905403-H CO o CO 8905503-H 2 2 2 O O O O O co (D (O (O LC) LC) LO (D O 0 0 0 0) 0)0) CD CO 0 0o CO CO 8905604-H 2 2 2 2 (D O O 0 O CO W CO CO LO ▪ Ltd 0 O 0 ▪ 0 0 00 CO CDCO CO 0 8905900-H Q Q 0 0 0 r O PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 Report Ver. 7.3.3b RDA SUCCESSOR AGENCY N �J d - m CS) 0a. December 31, 2016 U 0 v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v v M 0 0 00 00 0000 O O 0 0 0 0 0 0000 00 00 O O CDO 0 O O O O 0 0 O O 0 0 o 0 0 0 0 0 0 0 0 0 0 0 0 O O 0 0 0 0 0 O O O O 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0= (n0 A N CO CO co co CO@(00 CO@N RI C3 (C6 N CO N CO CO CO CO COCCO N N CO N N N CO N CO N CO CO N N N CO CO CO COC ✓ a a a a s a a a a a a a a a a a a a a a¢ a a¢ a¢ a a a Q a a a a a a 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0NLY 0 v 0 0 0 0 0NJ' 0 0 0 0 0 0st' 0 0 0 0 v 0 0 13 CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 st m o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ono 0 0 0 0 0 0 0 0 0 0 w w 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Book Value Market Value 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o O o 0 0 o O O o 0 0 0 0 o O o 0 o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00000000000000000000000000000000000 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 • o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 • 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 R 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 m 00 0 0 N N O O O 0 07/01/2015 LO LO LID LO 0 LL) 0 O 0000 0000 0000 N N N N 0 O O O O O O 0 0000 0 O O 0 07/01/2015 07/01/2015 L 0 L 0 0 0 000 0 N N N N N O O O O 0 0 0 0 0 0 07/01/2015 0 0 0 0 0 00 000 N N N N N 0 O - O O r r IN r 0 0 0 0 0 07/01/2015 0 0 O 0 N N O O 0 0 LL LL LL LL LL U LL LL LL LL LL LL LL LL W LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL W LL LL LL W • W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W W (.� C7 C7 C7 0 0 0 0 0 0 0 0 0 0 0 0 (7 U 0 0 C7 C7 UL.9 0 0 0 0 C7 0 C7 0 0 0 0 a a¢ a a s a a a Q a a a a a a a a a a a a¢ a a Q a a a a a a a a a a F- F- F- F• F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- F- w w w w w w w w w • w W w w W w • w w w w ▪ • w • W W w w w w W w w w w w • W w w w x S x x x x x 2 x x x x x x x S x x x x x x S x s 2 2 2 x x x= x 2 x O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0000 C.7 C7 C7 C7 C7 C7 C7 0 (7 0 C7 00 0 0 C7 0 0 0 0 0 0 0 C7 0 C7 0 0 0 0 0 0 u� < < < < < < < < < • < < < < < < < < < < • < • < < < < < < < < < < < < • < ▪ < < < y LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL (0 CO CO CO CO 0) CO CO CO CO CO V) CO CO CO CO CO CO CO V) 0) U) CO CO CO V) CO CO (/) (.0 U) V) U) V) 0) V) J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J -) J J - J J J J J J J J J J Investment # a 0 WF ADVANTAGE HERITAGE MMF IIIIIIIIII x O NA ' O N (7 O O 0 O O O to O O O 0 0) 0> m N N N N N CO CO CO000o )I)IL) 0 0 0 0 0 0 0 CD0 0 000 0) 0 0) ) 0) 0) W 0) 0) 0) 0) 0) 0) 0) CO CO O CO 03 CO CO CO 03 03 CO CO CO x x CCD O 0) 0) 0 0 0) 0) CO O 18905903-H 20007500-H IIIIIIIII O 0 N LA NA O O O O 6 0 O O O O O0 0 N N N N N CO CO M CO CO )A 0 0 0 0 0 0 0 0 0 0 0 0) 0) 0) '0) 0) 0) 0) 0) 0) 0) 0 CO CO CO co co co co co co co N 20007501-H 20007501-H 20007502-H 20007502-H 20007503-H 20007503-H 20007600-H 20007600-H 20007601-H 20007601-H 20007602-H 20007602-H 20007603-H 20007603-H 20235900-H 20235900-H 20235901-H 20235902-H 20235902-H 20235903-H 20235903-H 20235904-H 20235904-H 20300300-H 20300300-H 20300301-H 20300301-H 20300302-H 20300302-H 20300303-H 20300303-H 20300304-H 20300304-H 20300400-H 20300400-H 20300401-H 20300401-H 20300402-H 20300402-H M 0 O O co 20300403-H 20300500-H 20300500-H (n a 0 0 O 0 O a PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:06 d '50 m CO E Book Value Market Value v v v v v v v v v v v v v v v v v v v v v v v 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O O 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 a) (a CO (o CO m m CO a1 CO a) CO [0 a) co co (a co co N (a CO Ca a) (Ti CO CO CO (Ti CO CO CO CO 07 (Ti (Ti CO CO CO CO CO (a CO (a CO CO CO CO Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q ✓ - v Cry v v v v 'Cr v v v v v v 'Cr v v v Cr v v 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 000000000000000000000000 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o 000000000000000000000000 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 co O 0 r 0 3,863,786.08 0 L. 0 0 0 0 CO M 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o CC, CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO CO 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 (o (o co ct (0 0 CO CO h h h n C) M V a CO (D CO CO N 000000000000000000000000 0 O 0 CO CO 7 0 O 0 0 O 0 0 0 O 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 CO CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ro 6 CO CO N- I. 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N. • h n n n n 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 0 )1 )1 )1 0( d Q(U C • N Q m LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL LL W • W W W W W W W W W W W W W W W W W W W W W W W O C7 O C7 C7 0 0 0 U U 0 0 0 U 0 U 0 U U CD U U O CD Q Q Q Q a Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q F F H F- F- I- f- F H F- F- F r- H F f- H H F L- F H F- F- CC W • W W W CC UJ W C W • W W W W CC W CC W W W C W W W W W W W W W W W W W W W W W W W W W W W W W W W x x x x x x x= x x x= x= x x x x x x= x x x O 00000000000000000000000 .05 000000000000000000000000 cC Cr Cr K K Cr Cr cc Cr cC cC CC cC Cr CY W' Cr cC cC Cr N Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q Q y LL LL LL LL (L LL LL LL LL (L LL LL LL LL LL LL LL LL LL LL LL LL (L LL CO N U) N U) CO CO CO CO U U) CO N CO CO CO CO V) CO CO V) CO J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J J W W W W W W W W W W W W W W W W W W W W W W W W Investment # a y 0 WF ADVANTAGE HERITAGE MMF 20300501-H 20300502-H 2 2 0 N o O LO 0 0 CD 0 CO CO 0 0 N N 20300503-H 20300503-H 20300504-H 20300504-H 20300600-H 20300600-H 20300601-H 20300601-H 20300602-H 20300602-H = 2 o o co co o 0 0 o o M co O O N N 20300603-H 20300800-H 20300801-H 20300801-H 20300802-H 20300802-H 20300803-H 20300803-H 20300804-H 20300804-H 20913200-H 20913201-H 20913202-H 20913203-H 20913204-H 2 2 2 2 2 O N M •O O O O0 NNNNN CO CO CO CO CO 0) 0) 0) O) 0) 0 0 0 0 0 NNNNN 20975500-H 20975500-H 20975501-H 20975501-H 20975502-H 20975502-H 20975503-H 20975503-H 20975504-H 20975504-H 29013206-H 29013206-H o el (N O M N 0) (n IN:. CO N Cr) Subtotal and Average RIVERSIDE COUNTY TREASURER POOLED INVESTMENT FUND 0 h N N O SYS052470 M Subtotal and Average CA ASSET MANAGEMENT PROGRAM C.A.M.P. POOL (RDA S.A.) 0 h Subtotal and Average CL Q Q 0 o_ 0 O PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - RDA SUCCESSOR AGENCY a) a U) a E W CD CU Y N .O d O � O a°t O a December 31, 2016 U CO 2 ' F M } d m CO Ce Book Value Market Value 0 0 09/02/2029 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO 0 0 0 0 0 0 0 0 0 CO 0 0 0 0 00 0 0 0 0 C) C) CO CO CO CO C) CO N CO CO C) CO CO CO CO CO CO N CO CO CO CO N CO CO CO CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O CO 0 CO CO (0 (o C7 (0 C7 CO (6 to CO CO (4 CO @ N CO (D CO N (O (o @ (O N (o (a (o (o (0 (6 C) CO (O CO (o CD (0 (o (O CO (0 (0 CO CO (D (o (o CO CO (o O CD O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 coo 0 0 0 0 0 0 0 0 0 0 CO 0 0 0 0 0 0 0 0 0 CO 0 0 0 0 CO 0 0 0 0 CO CO CO 0 CO 0 CO C) N CO CO CO CO CO CO CO CO CO N CO CO CO 0 N CO CO CO CO O O O O O O O O O O O O O O O O O. O O O O O O O O O O O CO CO 0 O V N 0 O (D C) CO V' 0 CO 0 O O) CO V 0 0 0 ([) 0 0 0 O CO CO 0 0 CO (D 0 0 V O 0 0 CO n 0) CO O N 0 0 0 (f) ,- 0 0 0 0 0) 0 0 0 O CO (f) 0 0 - O O cri O O O o o V O O N O O O O) 0 0 0 0 0 (O O O O O N CO (!) O D) 0▪ ) 0 0 co O N a0 O O I,. �) CO c0 O O -a-O 0) O O) (D V O N (() N (O co" co co- co- co- o O N 0) N M CO sr 'I' V n CO CO 0) CO 0 O O O O N 0 1,402,000.00 ✓ N 0 O (D CO CO V 0 CO 0 0 0) V 0 0 0 CO n O) CO 0 N O O O (D O) O O O O) O) V (D O N O O O O) O) 0 N CO CO ✓ O 0) O O) (0 (0 N O co" (O N O) n n .- N CO 898,180.18 V 0 0 0 u) 0 0 0 0 CO CO 0 O 0 0 0 O 0) 0 0 0 0 CO (!) 0 0 O O O O co 0 0 0 o N O (0 O (0 co co- - o) V C) CO Co O co V N O O co co CO `Cr 0 CO 0 0 0) CO V 0 0 O uO 0 0 0 0 CO CO 0 0 O O D (0 O V O 0 0 CO I--- 0) CO O N O co O (0 0 0 0 0 0) 0 0 0 0 CO (() O 0 jo O O O O O O O) cri V O O No 0 0 O 06 0 0 0 66 O O O N N (0 O • O) - 0) O O O 0 N 000 O) (OO CO srW CO (D 0 0 V (p N N (0 N (0 (O co- Q) n O 0_ O O N 0) n 0) V V n - N C) CO sr ,- co co L 0 a ✓ d 0)U C > (a QCO d 0 Investment # 0 ( U LOCAL AGENCY INVESTMENT FUND L.A.I.F. (RDA S.A.) 09/02/2009 0o O (D O O co 0 (D O N O V Subtotal and Average LOANS RECEIVABLE -- EIP RDA SUCCESSOR AGENCY CO C) Subtotal and Average GOLDMAN SACHS FS GOVT FUND O O O O CO CO CO O O CO CO CO CO CO CO O CO O O CO O CO CO CO CO CO CO O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 O 0 0 0 0 0 0 0 0 0 0 0 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N () C) C) C) C) C) C) C) C) C) C) C) C) C) C) C) (7C) C) C1 C) C) C) C) C) C) C) M n (() (f) 0 n f n 0 i') (n (1) ti) n (f) (0 (0 (n i0 to (n (!) ([) (f) (n In O O O O O O O O O O o 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 GOLDMAN SACHS GOLDMAN SACHS Cr) CO (0 CO CO CO CO CO CO CO CO 2 2 2 2 2 2 2 2 2 2 2 2 U U U 0 0 0 0 0 0 0 0 U a a a a a a a a a a a a 0 z z z z z z z z z z z z 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 o 0 0 J J J J J J J J J J J J 0 0 0 0 0000 0 0 0 0 0 0 0 0 0 0 0 C7 0 0 0 0 GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS CO 2 2 0 0 z z 0 0 0 C 0 GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS N (h V (0 (D n CO 0) O N Cc) V (0 (O n CO C) 0 N CO V (() (0 n CO V V V V V V V V (0 (0 (0 (0 (C) (0 (0 (0 UO (0 (0 (D CO (0 CO (0 (0 (D (D n n n n n n n n n n n n n n n n n n n n n n n n n n n n O C0 0 0 0 C7 0 o o C7 C0 0 0 0 C0 C7 O N AV O NA 6 NA 4 O O O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0000000000000000 CO CO CO CO _V V n n n n n N N N N n n n n n (O O CO CO CO 0) N N N N N O O O O 0 O O 0 o n n N NI N N N N CO CO CO CO CO N N N N N N N CO N N N CO CO 237164002-G 237164003-G 237164004-G O 0 0 C? O N C) 0 O 0 0 0 O 0 0 n n n n (D O (0 (D ▪ (0 n n n N- CO CON N N N N 237567004-G 245359000-G 245359001-G 245359002-G 245359003-G cn a Q Q 0 0 0 0 O a PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 7 RDA SUCCESSOR AGENCY - a) `o a) a co r a)rr cuc E W C C U) •O t 0 CL a December 31, 2016 U'D F M } O = � CO mU 4, R a4, a 0 d CO CO Ce Book Value Market Value a 000000000000000000000000000000000000 0 0 0 0 00 0 0 0 0 C00 0 0 0 0 0 0 0 0 0 0 o C00 0 0 0 C00 0 0 0 00 0 0 0 CO CO CO CO N M M M M N CO CO M M M CO M CO CO CO CO CO N CO CO CO M N CO M M CO N CO M M O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O CO CO CO (6 (0 (0 CO (0 (0 (0 CO CO (0 CO (0 (0 (0 CO CO CO (0 CO CO (0 CO CO CO CO CO (O CO (0 (0 CO (0 (0 CO CO CO < CO CO < < < CO < CO < < CO CO < < CO CO < CO CO CO < CO CO CO CO CO CO CO CO < < < 0 0 0 0 0 0 CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO 0 0 0 0 CO 0 0 0 0 0 0 0 0 0 0 0 O CO 0 0 0 0 CO 0 0 0 O CO 0 O O M CO CO M N M M M M N CO M CO CO M M M CO M M CO M N CO CO M M N M CO CO M N M CO CO O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O co• o O O O ▪ O O O M M 1,958,470.08 sr CO O 0 CD V 0 V' 0 0 N. (D CO 0 O M 0 0 CA O CO CO 0) O 0 M - Ul 0 0 O 0 LO 0) N- 0 CA 0 0 0 N N. 0 0 0 (O 0 0 (0 O N (0 (O O O (D 0 (D O V O O 00 CA M O 4 0 0 0 N 0) M O O O O O 4 O CA 1- 4 0 0 0 N CA O N 0 N V (O CD _ r 4-O C O N 4 co O ((o V co N. 0- V O N (O O C- (0 lO Lc, O r N s- co- • s- 0 0 0 CO V CO 0 0 CD V 0 'R 0 0 0 CO CO O O CO 0 0 0) 0 CO (O CA O O M .- (O M 0 0 0 0 0 0 O 0 0 (O CA 0. O Cn 0 0 0 N N. (O O O (O O 0 (D O N (O CO 0 0 (D O (O 0. 6 0 0 0 0 0 4 O O CO CA M O 4 0 0 0 N CA M O O O O O 4 O 0) 0- V O O 0 N M 1- CA O N O (( N 0) V 0 M V V (D O m 0 V 0LO- A N t` 0) (D O I- N � M 271, 337.39 0 0 0 CO v 00 0 0 T- (D v 0 Cr 0 0 1- (O (O 0 0 M 0 0 O) 0 CO CO O) 0 0 CO (n O 0 0 0 0 0 0 0 0 LO 0) N.. O 0) O O O N N. LO O O (O O O CO O N (O CO O O CD O CO 0 0 0 0 0 0 4 O O O] @ M O 4 0 0 0 N CA M O O O O O 4 O 0) 1- 4 0 0 0 N V 4 COO N Op (N V N a)sr(4) V co- r V 0 N (O 0 0 0- (n (n L) a)O 1` N M 0) N CO CO CO CO CO CO (D (D CD CO (D (O CO CO (O CO (0 (O CO CD CO (O CO CO (0 (0 (0 (0 CD CD CO (0 CO CO (D CD N CO CQ O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O O L D N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 7 M M M M M M CO M M CO M M CO M M CO CO M CO M M CO CO M M CO M M M M M CO Ci CO CO (` d (f) (o tf) U) (f) LO 4') (0 4) (n 4) (I) 4') (n (A 4) 4) (n (I) C!) (() 4) 4) (n 4) 0 4) 4) (n (1) (!) (1) (O 4) 0 (O 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Investment # 0 y U GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS (n (n CO Cn 0) 0) 0) CO 0) CO 0) Cn In (n 0) 0 22 2 22 2 22 2 2 2 2 S 2 2 2 O 0 0 0 U 0 0 0 0 0 0 0 0 0 0 0 Q Q Q Q Q Q Q Q Q Q Q Q Q Q( Q (n Cn co CO Cn Cn CO U) CO Cn CO CO (n (n CO CO ZZZZZZZZZZZZZZZZ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ ❑ -I -IJ -IJ _I -I _IJ J J J J J J J O 00000000 0 0 0 0 0 0 0 GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS (A (n 0) In CO S 2 2 2 2 O U 0 0 0 • 0 CO C Z Z Z Z Z 0 0 0 0 0 ❑ ❑ 0 ❑ 0 0❑ J❑ 0 J J J J 0 CO 0 N CO V (O CD 0 CO 0) 0 N M d' (O (D 0. CO CO 0 M (O (O N. CO 0) 0 N CO (O (D N. CO CD f- f- 4- f- f- 0- 1- C- 0- 00 CO CO CO CO CO CO CO CO CO 0) 0) CO 0) D) O) 0) 0) O O O O O O 0 0 1` r r r r n N- 1` 4- N. 4- n n N. 4- h r N. N. r C- n f- 1- C- IN co Co co co Co m CO co 245730000-G 245730001-G 245730002-G 245730003-G 245730004-G 248477000-G 248477001-G 248477002-G 0 CD 0 0 0 0 n r- v v O CO N N 259582000-G 259582001-G 259582002-G 259582003-G 261448000-G 261448001-G 261448002-G 261448003-G 262826000-G 262826001-G 262826002-G 262826003-G 262826004-G 263026000-G 0 0 (D 0 M N 263026002-G 263026003-G 263026004-G 270298000-G 270298001-G 270298002-G 270298003-G 270298004-G 277292000-G 277292001-G 277292002-G a Q o o_ 0 0 O 0 PM (PRF_PM2) 7.3.0 01/18/2017 - T RDA SUCCESSOR AGENCY (o c) io dm 2 December 31, 2016 C) • o o 0 0 0 0 0 0 0 0 0 0 0 0 o M O CO O O O O O O O O O O O O co � M N M M CO CO M CO M CO CO M CO M N >- O O O O O O O O O O O O O O O O = coo W� 0 2 • CO CO CO CO CO @ CU CZ CO N N CO CO CD O) • CO N CO CO N CO (D CO CO (O CO N CO CO CO • a¢ a a Q a¢ a a a a a a Q 0 0 Market Value 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N 0 0 0 0 0 0 0 0 0 0 0 0 N CO) N M CO CO CO CO CO CO CO CO CO CO M N O O O O O O O O O O O O O O O 0 0 0 N 0 O M N (O O IN 0 0) 0 0 0 0 CO 0 0 0 0 COO �- O O O O . . O O M O O O M O cri0 O O O O O O O N N C▪ O N N n C V _ N M N N 0 0 0 N O 0 CO N N 0( 0 0) O 0 C00• 0,-000 O O M O O O M O (n O O O O O O 0 O N To - co c co CO N N 0 0 0 N O O CO N CO O N 0 CO 0 0 7 O O CO 0 0 0— 0 (O O 0 0 0 O j O O M O O O ( O O O ON N O O O CO CO N N CD V V a coco 4 (0 N CO (D N (O CO (0 (0 N CO CO (O (D CO CO CO 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 N N N N N N N N N N N N N N N CO CO CO CO CO CO CO CO CO CO CO CO CO CO CO 47 0 0 0 to (C) () (f) U) (i) N LL,1I) (I) Cf) O O 0 0 O O O O 0 O O O O 0 O N Cn CO CO CO CO 12 2 2 2 I O 0 0 0 0 0 G1 CO CO CO CO N CO ci)7 Z Z Z Z Z Z N O 00000 J J J J J J O 00000 O 00000 Investment # GOLDMAN SACHS FS GOVT FUND GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS GOLDMAN SACHS CO CO CO 2 2 2 0 0 0 (0 N 0) QZ QZ QZQ O J J J 0 0 0 GOLDMAN SACHS 0) O,- N CO 4 (O (O CO 0 r- N CO Tr CO CO CO CO CO CO CO N CO CO ONO ONO CO OND 03 O 0 M 0 CD O O N N N N NN N 277861000-G 0 0 N CO N 277861002-G 277861003-G 278904000-G O 0 0) co 278904002-G 278904003-G 262770000-G 262770001-G 262770002-G C) O O 0 0 O 0 N N CO CO N N 12,968,293.69 12,968,293.69 12,968,293.69 12,968,293.69 Subtotal and Average 19,979,020.14 19,979,020.14 19,979,020.14 32,807,385.71 Total and Average PM (PRF_PM2) 7.3.0 Run Date: 01/18/2017 - 13:06 RDA SUCCESSOR AGENCY cu rn 0 ¢ I- f0 IY 0_o a IT) cc C a a. a N a) Eco 2 c •ca E C 0 December 31, 2016 Book Value Market Value CD CI) CO M 7 a 0 0 1, 090, 384.00 1,090,384.00 1, 090, 384.00 n m 0 r t0 N m m 0 CO U 0 CO C 0 R Q m Investment # a 0 UNION BANK CHECKING ACCOUNTS RDA SUCCESSOR AGENCY CO r Average Balance 21,069,404.14 21,069,404.14 21,069,404.14 32,807,385.71 Total Cash and investments Run Date: 01/18/2017