HomeMy WebLinkAboutInclusion of Properties - CMFA Open PACE ProgramCONTRACT NO. C35800
RESOLUTION NO. 2016-81
CITY OF PALM DESERT
DEPARTMENT OF COMMUNITY DEVELOPMENT
STAFF REPORT
REQUEST: APPROVE THE INCLUSION OF PROPERTIES WITHIN THE CITY
OF PALM DESERT IN THE CALIFORNIA MUNICIPAL FINANCE
AUTHORITY (CMFA) OPEN PROPERTY ASSESSED CLEAN
ENERGY (PACE) PROGRAM
SUBMITTED BY: Deborah S. Glickman, Management Analyst
DATE: October 13, 2016
CONTENTS: Opt -in and Joining Resolution
Joint Exercise of Powers Agreement
Recommendation
By Minute Motion:
1. Authorize the California Municipal Finance Authority (CMFA) to
accept applications for the Open Property Assessed Clean Energy
(PACE) Program from property owners, conduct contractual
assessment proceedings, levy contractual assessments within the
City of Palm Desert, and authorize related actions;
2. Authorize the staff to finalize the negotiations of the subject
Resolution No. 2016-81 and authorize Mayor to execute same,
subject to the satisfaction of the City Attorney;
3. Authorize the staff to finalize the negotiations of the subject Joint
Exercise of Powers Agreement and authorize Mayor to execute
same, subject to the satisfaction of the City Attorney.
Committee Recommendation
At its meeting of August 29, 2016, the Sustainability Committee recommended approval
of the inclusion of properties within the City of Palm Desert in the CMFA Open PACE
Program with a unanimous vote of 7-0-0.
The Committee also recommended that the CMFA and Coachella Valley Association of
Governments (CVAG) investigate the large number of PACE solicitation phone calls
that residents are receiving via random phone calls. Both the CMFA and CVAG stated
Staff Report
CMFA PACE Program
Page 2 of 4
October 13, 2016
that they are aware of the issues and are working with PACE programs and contractors
to develop a solution.
Strateqic Plan
This item is in line with two Energy & Sustainability Priorities:
Priority 1: Reduce per capita consumption of energy and water.
Priority 4: Encourage owners of all existing properties to voluntarily retrofit them to
obtain reductions in energy and water usage.
Backqround
The City of Palm Desert currently has three approved providers — Y Green, Hero, and
California First as part of the PACE program. CVAG has brought forward a fourth
provider, CMFA, for consideration and inclusion in the program. The inclusion of CMFA
will assist in offering Palm Desert residents a greater diversity in choices for their PACE
program provider.
PACE is an innovative way to finance energy efficiency, water efficiency, and renewable
energy upgrades for residential and commercial buildings. Property owners who
participate in the program prepay the loans through a voluntary contractual assessment
collected together with their property taxes. One of the most notable characteristics of
PACE programs is that the loan is attached to the property rather than belonging to an
individual. Therefore, when the owner sells the property, the loan may be paid off during
the sale or stay with the property and be paid off by the new owner, who also benefits
from the upgrades that were completed.
PACE financing enables individuals and businesses to defer the upfront costs of energy
efficiency, water efficiency, and renewable energy improvements. PACE loans are paid
over a long period of time while energy costs are simultaneously lower, which typically
provides the property owner with net savings. PACE overcomes challenges that have
hindered adoption of energy efficiency and renewable energy measures for many
property owners.
The CMFA is a Joint Powers Authority formed to assist local governments, non-profit
organizations, and businesses by promoting economic, cultural, and community
development by financing of economic development and charitable activities throughout
California. To date, over two hundred (200) municipalities have joined the CMFA.
As part of its economic and community development, the CMFA and its current Program
Administrators - Energy Efficient Equity ("E3"), BlueFlame PACE Services, OnPACE
Energy Solutions, and Structured Finance Associates - are offering PACE financing for
Staff Report
CMFA PACE Program
Page 3 of 4
October 13, 2016
residential and commercial property owners in its members' territories. The CMFA is
expected to fund the projects by issuing limited obligation bonds, notes, or other forms
of indebtedness.
In order for the CMFA to have the authority to provide PACE financing in the City of
Palm Desert, it is necessary for the City to become a member of the CMFA. Currently,
CMFA is working with one of Palm Desert's larger Home Owners Associations on a
$3.6 million dollar water conservation and energy efficiency program, but cannot move
forward with the project without the City's membership in the CMFA. Attached to this
report is a copy of the Joint Exercise of Powers Agreement that will allow for the City's
members.
The Joint Exercise of Powers Agreement (JPA) provides that the CMFA is a public
entity, separate and apart from each member executing such agreement. The debts,
liabilities and obligations for the CMFA do not constitute debts, liabilities, or obligations
of the members executing such agreement. There are no costs associated with
membership in the CMFA. The City will not incur any cost of involvement, and there are
no administrative responsibilities, marketing obligations, or financial exposures to the
City. No City staff support is required.
Upon initial review of the CMFA's proposed Resolution and Joint Exercise of Powers
Agreement, the City Attorney had the following concerns:
1. The City will be joining into the JPA not just for the limited purpose of PACE
financings but for all financings offered by JPA;
2. There is no indemnity provision for the City. The City should receive blanket
indemnification since it will not be involved in the financings other than
authorizing the JPA to solicit assessment contracts within the City's boundaries;
3. An express statement should be included in the resolution that the City will not be
responsible for any on -going administration or financial contribution;
4. The resolution should authorize the City to withdraw at anytime;
5. For residential properties, the City may want to consider adding provisions that
require enrollment in with California Alternative Energy and Advanced
Transportation Financing Authority's reserve, and adherence to its policies as
well as the PACE Nation Residential PACE Policies.
Staff posed the City Attorney's concerns to the CMFA representative who made
changes to the resolution and answered the concerns to the satisfaction of the City
Attorney. Therefore, staff feels comfortable recommending approval of the program.
Staff Report
CMFA PACE Program
Page 4 of 4
October 13, 2016
Fiscal Analvsis
If it joins the CMFA, the City will not incur any cost of involvement, and there are no
administrative responsibilities, marketing obligations, or financial exposures to the City.
No City staff support is required for the implantation of the program.
Submitted By:
Deborah S. Glickman
Management Analyst
Reviewed:
Janet Moore, DiYector of Finance
Approval:
Department Head:
Ryan Stendell
Director of Community Development
Lauri Aylaian, City Manager �_�
RESOLUTION NO. 2016-81
RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM DESERT
APPROVING, AUTHORIZING, AND DIRECTING EXECUTION OF A JOINT
EXERCISE OF POWERS AGREEMENT RELATING TO THE CALIFORNIA
MUNICIPAI. FINANCE AUTHORITY; CONSENTING TO THE INCLUSION OF
PROPERTIES WITHIN THE TERRITORY OF THE CITY IN THE CALIFORNIA
MUNICIPAL FINANCE AUTHORITY OPEN PACE PROGRAMS; AUTHORIZING
THE CALIFORNIA MUNICIPAL FINANCE AUTHORITY TO ACCEPT
APPLICATIONS FROM PROPERTY OWNERS, CONDUCT CONTRACTUAL
ASSESSMENT PROCEEDINGS AND LEVY CONTRACTUAL ASSESSMENTS
WITHIN THE TERRITORY OF THE CITY; AND AUTHORIZING RELATED
ACTIONS
WHEREAS, the California Municipal Finance Authority (the "Authority") is a joint
exercise of powers authority, the members of which include numerous cities and counties in the
State of California (the "Members"), formed pursuant to a Joint Exercise of Powers Agreement
Relating to the California Municipal Finance Authority, dated as of January 1, 2004 (the
"Agreement") for the purpose of promoting economic, cultural and community development and
in order to exercise any powers common to its Members, including the issuance of bonds, notes
or other evidences of indebtedness; and
WHEREAS, City of Palm Desert (the "City"), has determined that it is in the public
interest and for the public benefit that the City become a Member of the Authority in order to
facilitate the promotion of economic, cultural and community development activities in the City,
including the financing of projects therefor by the Authority; and
WHEREAS, there is now before this City Council the form of the Agreement; and
WHEREAS, the Agreement has been filed with the City, and the members of the City
Council, with the assistance of its staff, have reviewed said document; and
WHEREAS, the Authority is implementing Property Assessed Clean Energy (PACE)
programs, which it has designated CMFA Open PACE, consisting of CMFA Open PACE
programs each administered by a separate program administrator (collectively with any
successors, assigns, replacements or additions, the "Programs"), to allow the financing or
refinancing of renewable energy, energy efficiency, water efficiency and seismic strengthening
improvements, electric vehicle charging infrastructure and such other improvements,
infrastructure or other work as may be authorized by law from time to time (collectively, the
"Improvements") through the levy of contractual assessments pursuant to Chapter 29 of Division
7 of the Streets & Highways Code ("Chapter 29") within counties and cities throughout the State
of California that consent to the inclusion of properties within their respective territories in the
Programs and the issuance of bonds from time to time; and
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RESOLUTION NO. 2016-81
WHEREAS, the program administrators currently active in administering Programs are
Energy Efficient Equity, BlueFlame PACE Services, OnPACE Energy Solutions and Structured
Finance Associates, and the Authority will notify the City in advance of any additions or
changes; and
WHEREAS, Chapter 29 provides that assessments may be levied under its provisions
only with the free and willing consent of the owner or owners of each lot or parcel on which an
assessment is levied at the time the assessment is levied; and
WHEREAS, the City desires to allow the owners of property ("Participating Property
Owners") within its territory to participate in the Programs and to allow the Authority to conduct
assessment proceedings under Chapter 29 within its territory and to issue bonds to finance or
refinance Improvements; and
WHEREAS, the territory within which assessments may be levied for the Programs shall
include all of the territory within the City's official boundaries; and
WHEREAS, the Authority will conduct all assessment proceedings under Chapter 29 for
the Programs and issue any bonds issued in connection with the Programs; and
WHEREAS, the City will not be responsible for the conduct of any assessment
proceedings: the levy of assessments; any required remedial action in the case of delinquencies
in such assessment payments; or the issuance, sale, administration repayment or guarantee of any
bonds issued in connection with the Programs:
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Palm
Desert as follows:
Section I. This City Council hereby finds and declares that the foregoing recitals are
true and correct.
Section 2. The Agreement is hereby approved and the Mayor, City Manager, or the
designee thereof is hereby authorized and directed to execute said document, and the City Clerk
or such clerk's designee is hereby authorized and directed to attest thereto.
Section 3. This City Council hereby finds and declares that properties in the territory
of the City will benefit from the availability of the Programs within the territory of the City and,
pursuant thereto, the conduct of special assessment proceedings by the Authority pursuant to
Chapter 29 and the issuance of bonds to finance or refinance Improvements.
Section 4. In connection with the Programs, the City hereby consents to the conduct
of special assessment proceedings by the Authority pursuant to Chapter 29 on any property
within the territory of the City and the issuance of bonds to finance or refinance improvements;
provided, that
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RESOLUTION NO. 2016-81
(1) The Participating Property Owners, who shall be the legal owners ol' such
property, execute a contract pursuant to Chapter 29 and comply with other applicable
provisions of' California law in order to accomplish the valid levy of assessments; and
(2) The City will not be responsible for the conduct of any assessment
proceedings; the levy of assessments; any required remedial action in the case of
delinquencies in such assessment payments; or the issuance, sale, administration,
repayment or guarantee of any bonds issued in connection with the Programs.
(3) The Authority and Administrators jointly and severally agree to defend,
indemnify, and hold harmless the City, its officers, agents, employees and attorneys from
and against any and all liabilities, claims, or demands arising or alleged to arise as a result
of the Authority's or such Administrator's performance or failure to perform under this
Agreement or the Program, except that arising from the sole negligence or willful
misconduct of City.
(4) City shall not have any liabilities or obligations or incur any costs or
expenses for the Program, including, but not limited to, the repayment of any bonds
issued for the PACE Program. City will not have any responsibilities or obligations with
respect to the PACE Program, including, but not limited to, the conduct of' any
assessment proceedings, the levy of assessments, any required remedial action in the case
of delinquencies, the issuance, sale or administration of the bonds or other indebtedness
issued in connection with the PACE Program.
Section 5. The appropriate officials and staff of the City are hereby authorized and
directed to make applications for the Programs available to all property owners who wish to
finance or refinance improvements; provided, that the Authority shall be responsible for
providing such applications and related materials at its own expense. The following staff
persons, together with any other staff persons chosen by the Mayor or City Manager of the City
from time to time, are hereby designated as the contact persons for the Authority in connection
with the Programs: [specify name of position].
Section 6. The appropriate officials and staff of the City are hereby authorized and
directed to execute and deliver such certificates, requisitions, agreements and related documents
as are reasonably required by the Authority to implement the Programs.
Section 7. The City Council hereby finds that adoption of this Resolution is not a
"project" under the California Environmental Quality Act, because the Resolution does not
involve any commitment to a specific project which may result in a potentially significant
physical impact on the environment, as contemplated by Title 14, California Code of
Regulations, Section 15378(b)(4)).
Section 8. This Resolution shall take effect immediately upon its adoption and
remain in effect unless cancelled in writing by either the City or Authority". The City Clerk is
hereby authorized and directed to transmit a certified copy of this resolution to the Financial
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OHSL'SA.759366-422.3
RESOLUTION NO. 2016-81
Advisor of the Authority at: California Municipal Finance Authority, 2111 Palomar Airport
Road, Suite 320, Carlsbad, California 92011, Attn: Travis Cooper.
PASSED AND ADOPTED this day of , 20_ by the
following vote, to wit:
AYES: Council Members
NOES: Council Members
ABSENT: Council Members
ABSTAIN: Council Mcmbers
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011SUSA 7591(4422 3
CONTRACT NO. C35800
,JOINT EXERCISE OF POWERS AGREEMENT
RELATING TO THE CALIFORNIA MUNICIPAL, FINANCE AUTHORITY
THIS AGREEMENT, dated as of October 13, 2016, among the parties executing this
Agreement (all such parties, except those which have withdrawn as provided herein, are referred
to as the "Members" and those parties initially executing this Agreement are referred to as the
"Initial Members"):
WITNESSETH
WHEREAS, pursuant to Title 1, Division 7, Chapter 5 of' the California Government
Code (in effect as of the date hereof and as the same may from time to time be amended or
supplemented, the "Joint Exercise of Powers Act"). two or more public agencies may by
agreement jointly exercise any power common to the contracting parties; and
WHEREAS, each of the Members is a "public agency' as that term is defined in Section
6500 of the Joint Exercise of Powers Act; and
WHEREAS, each of the Members is empowered by law to promote economic, cultural
and community development, including, without limitation, the promotion of opportunities for
the creation or retention of employment, the stimulation of economic activity, the increase of the
tax base, and the promotion of' opportunities for education. cultural improvement and public
health, safety and general welfare; and
WHEREAS, each of the Members may accomplish the purposes and objectives described
in the preceding preamble by various means, including through making grants, loans or
providing other financial assistance to governmental and nonprofit organizations; and
WHEREAS, each Member is also empowered by law to acquire and dispose of real
property for a public purpose; and
WHEREAS, the Joint Exercise of Powers Act authorizes the Members to create a joint
exercise of powers entity with the authority to exercise any powers common to the Members, as
specified in this Agreement and to exercise the additional powers granted to it in the Joint
Exercise of Powers Act and any other applicable provisions of the laws of the State of California;
and
WHEREAS, a public entity established pursuant to the Joint Exercise of Powers Act is
empowered to issue or execute bonds, notes, commercial paper or any other evidences of
indebtedness, including leases or installment sale agreements or certificates of participation
therein (herein "Bonds"), and to otherwise undertake financing programs under the Joint
Exercise of' Powers Act or other applicable provisions of the laws of the State of California to
accomplish its public purposes; and
CONTRACT NO. C35800
WHEREAS, the Members have determined to specifically authorize a public entity
authorized pursuant to the Joint Exercise of Powers Act to issue Bonds pursuant to the Joint
Exercise of Powers Act or other applicable provisions of the laws of the State of California; and
WHEREAS, it is the desire of the Members to use a public entity established pursuant to
the Joint Exercise of Powers Act to undertake the financing and/or refinancing of projects of any
nature, including, but not limited to, capital or working capital projects, insurance, liability or
retirement programs or facilitating Members use of existing or new financial instruments and
mechanisms, and
WHEREAS, it is further the intention of the :Members that the projects undertaken will
result in significant public benefits to the inhabitants of the jurisdictions of the Members; and
WHEREAS, by this Agreement, each Member desires to create and establish the
"California Municipal Finance Authority" for the purposes set forth herein and to exercise the
powers provided herein;
NOW, THEREFORE, the 'Members, for and in consideration of the mutual promises and
agreements herein contained, do agree as follows:
Section 1. PurQose.
This Agreement is made pursuant to the provisions of the Joint Exercise of Powers Act.
The purpose of this Agreement is to establish a public entity for the joint exercise of powers
common to the Members and for the exercise of additional powers given to a joint powers entity
under the Joint Powers Act or any other applicable law, including, but not limited to, the
issuance of Bonds for any purpose or activity permitted under the Joint Exercise of Powers Act
or any other applicable law. Such purpose will be accomplished and said power exercised in the
manner hereinafter set forth.
Section 2. Term.
This Agreement shall become effective in accordance with Section 17 as of the date
hereof and shall continue in full force and effect until such time as it is terminated in writing by
all the Members; provided, however, that this Agreement shall not terminate or he terminated
until all Bonds issued or caused to be issued by the Authority (defined below) shall no longer he
outstanding under the terms of the indenture, trust agreement or other instrument pursuant to
which such Bonds are issued, or unless a successor to the Authority assumes all of the
Authority's debts, liabilities and obligastions.
Section 3. Authority.
A. CREATION AND POWERS OF AUTHORITY.
Pursuant to the Joint Exercise of Powers Act, there is hereby created a public
entity to be known as the "California Municipal Finance Authority" (the "Authority"),
and said Authority shall be a public entity separate and apart from the Members. Its
CONTRACT NO. C35800
debts, liabilities and obligations do not constitute debts, liabilities or obligations of' any
Members.
The Authority shall be administered by the Board of Directors (the "Board," or
the "Directors" and each a "Director') of the California Foundation for Stronger
Communities, a nonprofit public benefit corporation organized under the laws of the
State of California (the "Foundation"), with each such Director serving in his or her
individual capacity as a Director of the Board. The Board shall be the administering
agency of this Agreement and, as such, shall be vested with the powers set forth herein,
and shall administer this Agreement in accordance with the purposes and functions
provided herein. The number of Directors, the appointment of Directors, alternates and
successors, their respective terms of office, and all other provisions relating to the
qualification and office of the Directors shall be as provided in the Articles and Bylaws
of the Foundation, or by resolution of the Board adopted in accordance with the Bylaws
of the Foundation.
All references in this Agreement to any Director shall be deemed to refer to and
include the applicable alternate Director, if any, when so acting in place of' a regularly
appointed Director.
Directors may receive reasonable compensation for serving as such, and shall be
entitled to reimbursement for any expenses actually incurred in connection with serving
as a Director, if the Board shall determine that such expenses shall be reimbursed and
there are unencumbered funds available for such purpose.
The Foundation may be removed as administering agent hereunder and replaced
at any time by amendment of this Agreement approved as provided in Section 16;
provided that a successor administering agent of this Agreement has been appointed and
accepted its duties and responsibilities under this Agreement.
C. OFFICERS; DUTIES-, OFFICIAI. BONDS.
The officers of the Authority shall be the Chair, Vice -Chair, Secretary and
Treasurer (defined below). The Board, in its capacity as administering agent of' this
Agreement, shall elect a Chair, a Vice -Chair, and a Secretary of the Authority from
among Directors to serve until such officer is re-elected or a successor to such office is
elected by the Board. The Board shall appoint one or more of its officers or employees to
serve as treasurer, auditor, and controller of the Authority (the "Treasurer") pursuant to
Section 6505.6 of the Joint Exercise of Powers Act to serve until such officer is re-elected
or a successor to such office is elected by the Board.
Subject to the applicable provisions of any resolution, indenture, trust agreement
or other instrument or proceeding authorizing or securing Bonds (each such resolution,
indenture, trust agreement, instrument and proceeding being herein referred to as an
"Indenture") providing for a trustee or other fiscal agent, and except as may otherwise be
CONTRACT NO. C35800
specified by resolution of the Board, the Treasurer is designated as the depositary of the
Authority to have custody of all money of the Authority, from whatever source derived
and shall have the powers, duties and responsibilities specified in Sections 6505, 6505.5
and 6509.5 of the Joint Exercise of Powers Act.
The Treasurer of the Authority is designated as the public officer or person who
has charge of, handles, or has access to any property of the Authority, and such officer
shall file an official bond with the Secretary of the Authority in the amount specified by
resolution of the Board but in no event less than S 1,000.
The Board shall have the power to appoint such other officers and employees as it
may deem necessary and to retain independent counsel, consultants and accountants.
The Board shall have the power, by resolution, to the extent permitted by the Joint
Exercise of Power Act or any other applicable law, to delegate any of its functions to one
or more of the Directors or officers, employees or agents of the Authority and to cause
any of said Directors, officers, employees or agents to take any actions and execute any
documents or instruments for and in the name and on behalf of the Board or the
Authority.
D. MEETINGS OF THE BOARD.
(1) Ralph M. Brown Act.
All meetings of the Board, including, without limitation, regular,
adjourned regular, special, and adjourned special meetings shall be called,
noticed, held and conducted in accordance with the provisions of the
Ralph M. Brown Act (commencing with Section 54950 of the
Government Code of the State of California), or any successor legislation
hereinafter enacted (the "Brown Act").
(2) Regular Meetings.
The Board shall provide for its regular meetings, provided,
however, it shall hold at least one regular meeting each year. The date,
hour and place of' the holding of the regular meetings shall be fixed by
resolution of the Board. To the extent permitted by the Brown Act, such
meetings may be held by telephone conference.
(3) Special Meetings.
Special meetings of the Board may be called in accordance with
the provisions of Section 54956 of the Government Code of the State of
California. To the extent permitted by the Brown Act, such meetings may
he held by telephone conference.
CONTRACT NO. C35800
(4) Minutes.
The Secretary of' the Authority shall cause to be kept minutes of'
the regular, adjourned regular, special, and adjourned special meetings of
the Board and shall, as soon as possible after each meeting, cause a copy
of the minutes to be forwarded to each Director.
(5) Quorum.
A majority of the Board shall constitute a quorum for the
transaction of business. No action may be taken by the Board except upon
the affirmative vote of a majority of the Directors constituting a quorum,
except that less than a quorum may adjourn a meeting to another time and
place.
E. RULES AND REGULATIONS.
The Authority may adopt, from time to time, by resolution of the Board such rules
and regulations for the conduct of its meetings and affairs as may be required.
Section 4. Powers.
The Authority shall have the power, in its own name, to exercise the common powers of
the Members and to exercise all additional powers given to a joint powers entity under any of the
laws of the State of California, including, but not limited to, the Joint Exercise of Powers Act, for
any purpose authorized under this Agreement. Such powers shall include the common powers
specified in this Agreement and may be exercised in the manner and according to the method
provided in this Agreement. The Authority is hereby authorized to do all acts necessary for the
exercise of such power, including, but not limited to, any of all of the following: to make and
enter into contracts. to employ agents and employees; to acquire, construct, provide for
maintenance and operation of, or maintain and operate, any buildings, works or improvements:
to acquire, hold or dispose of property wherever located; to incur debts, liabilities or obligations:
to receive gifts, contributions and donations of property, funds, services, and other forms of
assistance from person, firms, corporations and any governmental entity; to sue and be sued in its
own name; to make grants, loans or provide other financial assistance to governmental and
nonprofit organizations (e.g., the Members or the Foundation) to accomplish any of its purposes:
and generally to do any and all things necessary or convenient to accomplish its purposes.
Without limiting the generality of the foregoing, the Authority may issue or cause to be
issued Bonds, and pledge any property or revenues as security to the extent permitted under the
Joint Exercise of Powers Act, or any other applicable provision of law; provided, however, the
Authority shall not issue Bonds with respect to any project located in the jurisdiction of one or
more Members unless the governing body of any such Member, or its duly authorized
representative, shall approve, conditionally or unconditionally, the project, including the issuance
of Bonds therefor. Such approval may be evidenced by resolution, certificate, order, report or
such other means of written approval of such project as may be selected by the Member (or its
authorized representative) whose approval is required. No such approval shall be required in
CONTRACT NO. C35800
connection with Bonds that refund Bonds previously issued by the Authority and approved by
the governing board of a Member.
The manner in which the Authority shall exercise its powers and perform its duties is and
shall be subject to the restrictions upon the manner in which a California general law city could
exercise such powers and perform such duties. The manner in which the Authority shall exercise
its powers and perform its duties shall not be subject to any restrictions applicable to the manner
in which any other public agency could exercise such powers or perform such duties, whether
such agency is a party to this Agreement or not.
Section 5. Fiscal Year.
For the purposes of this Agreement, the term "Fiscal Year" shall mean the fiscal year as
established from time to time by resolution of the Board, being, at the date of this Agreement, the
period from July 1 to and including the following June 30, except for the first Fiscal Year which
shall be the period from the date of this Agreement to June 30, 2016.
Section 6. Uisnosition of Assets.
At the end of the term hereof or upon the earlier termination of this Agreement as set
forth in Section 2, after payment of all expenses and liabilities of the Authority, all property of
the Authority both real and personal shall automatically vest in the Members in the manner and
amount determined by the Board in its sole discretion and shall thereafter remain the sole
property of the Members; provided, however, that any surplus money on hand shall be returned
in proportion to the contributions made by the Members.
Section 7. Bonds.
From time to time the Authority shall issue Bonds, in one or more series, for the purpose
of exercising its powers and raising the funds necessary to carry out its purposes under this
Agreement.
The services of' bond counsel, financing consultants and other consultants and advisors
working on the projects and/or their financing shall be used by the Authority. The expenses of
the Board shall be paid from the proceeds of the Bonds or any other unencumbered funds of the
Authority available for such purpose.
Section 8. Bonds Only Limited and Saecial Obligations of Authority.
The Bonds, together with the interest and premium, if any, thereon, shall not be deemed
to constitute a debt of any Member or pledge of the faith and credit of the Members or the
Authority. The Bonds shall be only special obligations of the Authority, and the Authority shall
under no circumstances be obligated to pay the Bonds except from revenues and other funds
pledged therefor. Neither the Members nor the Authority shall be obligated to pay the principal
of, premium, if any, or interest on the Bonds, or other costs incidental thereto, except from the
revenues and funds pledged therefor, and neither the faith and credit nor the taxing power of the
Members nor the faith and credit of the Authority shall be pledged to the payment of the
CONTRACT NO. C35800
principal of, premium, if any, or interest on the Bonds nor shall the Members or the Authority in
any manner be obligated to make any appropriation for such payment.
No covenant or agreement contained in any Bond or related document shall be deemed to
be a covenant or agreement of any Director, or any officer, employee or agent of the Authority in
his or her individual capacity and neither the Board of the Authority nor any Director or officer
thereof executing the Bonds shall be liable personally on any Bond or be subject to any personal
liability or accountability by reason of the issuance of any Bonds.
Section 9. Accounts and Resorts.
All funds of' the Authority shall be strictly accounted for. The Authority shall establish
and maintain such funds and accounts as may he required by good accounting practice and by
any provision of any Indenture (to the extent such duties are not assigned to a trustee of Bonds).
The books and records of the Authority shall be open to inspection at all reasonable times by
each Member.
The Treasurer of the Authority shall cause an independent audit to be made of the books
of accounts and financial records of the Authority by a certified public accountant or public
accountant in compliance with the provisions of Section 6505 of the Joint Exercise of' Powers
Act. In each case the minimum requirements of the audit shall be those prescribed by the State
Controller for special districts under Section 26909 of the Government Code of the State of
California and shall conform to generally accepted auditing standards. When such an audit of'
accounts and records is made by a certified public accountant or public accountant, a report
thereof shall be filed as a public record with each Member and also with the county auditor of'
each county in which a Member is located; provided, however, that to the extent permitted by
law, the Authority may, instead of filing such report with each Member and such county auditor,
elect to post such report as a public record electronically on a wcbsite designated by the
Authority. Such report if made shall be filed within 12 months of the end of the Fiscal Year or
Years under examination.
The Treasurer is hereby directed to report in writing on the first day of July, October,
January, and April of each year to the Board and the Members which report shall describe the
amount of money held by the Treasurer for the Authority, the amount of receipts since the last
such report, and the amount paid out since the last such report (which may exclude amounts held
by a trustee or other fiduciary in connection with any Bonds to the extent that such trustee or
other fiduciary provided regular reports covering such amounts.)
Any costs of the audit, including contracts with, or employment of, certified public
accountants or public accountants in making an audit pursuant to this Section, shall be borne by
the Authority and shall be a charge against any unencumbered funds of the Authority available
for that purpose.
In any Fiscal Year the Board may, by resolution adopted by unanimous vote, replace the
annual special audit with an audit covering a two-year period.
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Section 10. Funds.
Subject to the applicable provisions of any Indenture, which may provide for a trustee or
other fiduciary to receive, have custody of and disburse Authority funds, the Treasurer of the
Authority Shall receive, have the custody of and disburse Authority funds pursuant to the
accounting procedures developed under Sections IC and 9, and shall make the disbursements
required by this Agreement or otherwise necessary to carry out any of the provisions ol' purposes
of this Agreement.
Section 11. Notices
Notices and other communications hereunder to the Members shall be sufficient it'
delivered to the clerk of the governing body of each Member, provided, however, that to the
extent permitted by law, the Authority may, provide notices and other communications and
postings electronically (including, without limitation, through email or by posting to a website).
Section 12, Additional Members/Withdrawal of Members.
Qualifying public agencies may be added as parties to this Agreement and become
Members upon: (1) the filing by such public agency with the Authority of- an executed
counterpart of this Agreement, together with a copy of the resolution of the governing body of
such public agency approving this Agreement and the execution and delivery hereof-, and (? )
adoption of a resolution of the Board approving the addition of such public agency as a Member.
Upon satisfaction of such conditions, the Board shall file such executed counterpart of this
Agreement as an amendment hereto, effective upon such filing.
A :Member may withdraw from this Agreement upon written notice to the Board;
provided, however, that no such withdrawal shall result in the dissolution of' the Authority so
long as any Bonds remain outstanding. Any such withdrawal shall be effective only upon receipt
Of the notice of withdrawal by the Board which shall acknowledge receipt of such notice of
withdrawal in writing and shall file such notice as an amendment to this Agreement effective
upon such filing.
Section 13. jpdemnificatioq.
To the full extent permitted by law, the Board may authorize indemnification by the
Authority of any person who is or was a Director or an officer, employee of other agent of the
Authority, and who was or is a party or is threatened to be made a party to a proceeding by
reason of the fact that such person is or was such a Director or an officer, employee or other
agent of the Authority, against expenses, including attorneys fees, judgments, fines, settlements
and other amounts actually and reasonably incurred in connection with such proceeding, if such
person acted in good faith in a manner such person reasonably believed to be in the best interests
of the Authority and, in the case of a criminal proceeding, had no reasonable cause to believe the
conduct of such person was unlawful and, in the case of an action by or in the right of the
Authority, acted with such care, including reasonable inquiry, as an ordinarily prudent person in
a like position would use under similar circumstances.
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Section 14. Contributions and Advances.
Contributions or advances of public funds and of' the use of' personnel, equipment or
property may be made to the Authority by the Members for any of the purposes of this
Agreement. Payment of public funds may be made to defray the cost of any such contribution or
advance. Any such advance may be made subject to repayment, and in such case shall be repaid,
in the manner agreed upon by the Authority and the Member making such advance at the time of
such advance. It is mutually understood and agreed to that no Member has any obligation to
make advances or contributions to the Authority to provide for the costs and expenses of'
administration of the Authority, even though any Member may do so. The Members understand
and agree that a portion of the funds of the Authority that otherwise may be allocated or
distributed to the Members may instead be used to make grants, loans or provide other financial
assistance to governmental units and nonprofit organizations (e.g., the Foundation) to
accomplish any of the governmental unit's or nonprofit organization's purposes.
Section 15. Immunities.
All of the privileges and immunities from liabilities, exemptions from laws, ordinances
and rules, and other benefits which apply to the activity of officers, agents or employees of
Members when performing their respective functions within the territorial limits of' their
respective public agencies, shall apply to the same degree and extent to the Directors, officers,
employees, agents or other representatives of the Authority while engaged in the performance of
any of their functions or duties under the provisions of this Agreement.
Section 16. Amendments.
Except as provided in Section 12 above, this Agreement shall not be amended, modified,
or altered, unless the negative consent of each of the Members is obtained. To obtain the
negative consent of' each of the Members, the following negative consent procedure shall be
followed: (a) the Authority shall provide each Member with a notice at least sixty (60) days
prior to the date such proposed amendment is to become effective explaining the nature of such
proposed amendment and this negative consent procedure; (b) the Authority shall provide each
Member who did not respond a reminder notice with a notice at least thirty (30) days prior to the
date such proposed amendment is to become effective; and (c) if no Member objects to the
proposed amendment in writing within sixty (60) days after the initial notice, the proposed
amendment shall become effective with respect to all Members.
Section 17. Effectivene$1.
This Agreement shall become effective and be in full force and effect and a legal, valid
and binding obligation of each of the Members on the date that the Board shall have received
from two of the Initial Members an executed counterpart of this Agreement, together with a
certified copy of a resolution of the governing body of each such Initial Member approving this
Agreement and the execution and delivery hereof.
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Section 18. Partial Inva ' it .
If any one or more of the terms, provisions, promises, covenants or conditions of this
Agreement shall to any extent he adjudged invalid, unenforceable, void or voidable for any
reason whatsoever by a court of competent jurisdiction, each and all of the remaining terms,
provisions, promises, covenants and conditions of this Agreement shall not he affected thereby,
and shall be valid and enforceable to the fullest extent permitted by law.
Section 19. Successors.
This Agreement shall be binding upon and shall inure to the benefit of the successors of'
the parties hereto. Except to the extent expressly provided herein, no Member may assign any
right or obligation hereunder without the consent of the other Members.
Section 20. Miscellaneous.
This Agreement may he executed in several counterparts, each of which shall he an
original and all of' which shall constitute but one and the same instrument.
The section headings herein are for convenience only and are not to be construed as
modifying or governing the language in the section referred to.
Wherever in this Agrcement any consent or approval is required, the same shall not he
unreasonably withheld.
This Agreement shall be governed under the laws of the State of California.
This Agreement is the complete and exclusive statement of the agreement among the
Members, which supercedes and merges all prior proposals, understandings, and other
agreements, whether oral, written, or implied in conduct, between and among the Members
relating to the subject matter of this Agreement.
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IN WITNESS WHEREOF, the City of Palm Desert has caused this Agreement to
be executed and attested by its duly authorized representatives as of the day of
2016.
ATTEST:
Clerk
Member:
CITY OF PALM DESERT
By
Name:
Title: