HomeMy WebLinkAboutRes 2024-007RESOLUTION NO. 2024-007
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM DESERT,
CALIFORNIA, ACTING FOR ITSELF AND AS THE LEGISLATIVE BODY OF CITY
OF PALM DESERT COMMUNITY FACILITIES DISTRICT NO. 2021-1
(UNIVERSITY PARK), TO AUTHORIZE THE ISSUANCE OF THE DISTRICT’S
SPECIAL TAX BONDS, SERIES 2024, AND APPROVING CERTAIN
DOCUMENTS AND TAKING CERTAIN OTHER ACTIONS IN CONNECTION
THEREWITH
RECITALS:
WHEREAS, the City Council of the City of Palm Desert (the “City”), located in
Riverside County, California (the “City Council”, and hereinafter sometimes referred to also as the
“legislative body of the District”), has formed the City of Palm Desert Community Facilities District
No. 2021-1 (University Park) (the “District”), pursuant to the terms and provisions of the Mello-
Roos Community Facilities Act of 1982, as amended, being Chapter 2.5, Part 1, Division 2, Title
5 of the Government Code of the State of California (the “Act”);
WHEREAS, the District was formed by the City Council at the request and petition
of University Park Investor, LLC, the owner and developer of the property within the District (the
“Developer”) to finance certain public facilities necessary to meet the increased demands placed
upon the public infrastructure, the City, and the Coachella Valley Water District as a result of the
development of the property within the boundaries of the District (including development impact
fees therefor);
WHEREAS, based upon Resolution No. 2021-10 (the “Resolution of Formation”)
and Resolution No. 2021-11, each adopted by the legislative body of the District on April 22, 2021,
and an election held on May 13, 2021 authorizing the levy of a special tax and the issuance of
bonds by the District, the District is authorized to issue bonds for one or more series, pursuant to
the Act, in an aggregate principal amount not to exceed $50,000,000 for the purpose of financing
certain public facilities identified in the Resolution of Formation (the “Project”);
WHEREAS, the City, the District, and the Developer, entered into an Acquisition
Agreement, dated as of June 24, 2021, which specifies the public facilities the Developer will
construct that are eligible to be financed from bond proceeds;
WHEREAS, in July 2021, pursuant to a Bond Indenture, dated as of July 1, 2021
(the “Master Indenture”), by and between the District and U.S. Bank Trust Company, National
Association, as trustee, the District issued its Special Tax Bonds, Series 2021 (the “Series 2021
Bonds”) in the initial aggregate principal amount of $15,200,000.
WHEREAS, the District deems it necessary and desirable to issue bonds on a
parity with the Series 2021 Bonds designated as the “City of Palm Desert Community Facilities
District No. 2021-1 (University Park), Special Tax Bonds, Series 2024” (the “Series 2024 Bonds”),
for the purpose of financing additional costs of the Project.
WHEREAS, as a precondition to the issuance of the Series 2024 Bonds; Section
53345.8 of the Act requires the value of the real property in the District subject to the special tax
to pay debt service on the Series 2024 Bonds to be not less than three (3) times the principal
amount of the Series 2024 Bonds and the principal amount of all other bonds outstanding
DocuSign Envelope ID: 6FE6AC83-4AA1-46D6-A656-FED57DE5F4A2
Resolution No. 2024-007 Page 2
(including the Series 2021 Bonds) that are secured by a special tax levied pursuant to the Act or
a special assessment levied on property within the District;
WHEREAS, in order to effect the issuance of the Series 2024 Bonds, the City
Council, for itself and as the legislative body of the District, desires to approve the form of a
Preliminary Official Statement and to approve the forms of, and authorize the execution and
delivery of, a First Supplemental Indenture for the Series 2024 Bonds, a Bond Purchase
Agreement, and a Continuing Disclosure Agreement, the forms of which are on file with the City
Clerk.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM DESERT,
ACTING FOR ITSELF AND AS THE LEGISLATIVE BODY OF CITY OF PALM DESERT
COMMUNITY FACILITIES DISTRICT NO. 2021-1 (UNIVERSITY PARK), DOES HEREBY
RESOLVE, FIND, DECLARE AND ORDER AS FOLLOWS:
SECTION 1. Each of the above recitals is true and correct and is adopted by the
City Council, acting for itself and as the legislative body of the District.
SECTION 2. The legislative body of the District hereby finds and determines that,
as determined in accordance with Section 53345.8 of the Act and as required by the City’s Goals
and Policies for Community Facilities Districts adopted by Resolution No. 05-86 approved by the
City Council on October 13, 2005 pursuant to Section 53312.7 of the Act (the “CFD Goals and
Policies”), the value of the real property in the District subject to the special tax to pay debt service
on the Series 2024 Bonds is not less than three (3) times the principal amount of the Series 2024
Bonds and the principal amount of all other bonds outstanding (including the Series 2021 Bonds)
that are secured by a special tax levied pursuant to the Act or a special assessment levied on
property within the District. This determination is based on an appraisal with respect to the real
property within the District, which appraisal has been made in a manner consistent with the CFD
Goals and Policies, as further described in the Preliminary Official Statement (as defined in
Section 6 below).
SECTION 3. The issuance of the Series 2024 Bonds in an aggregate principal
amount not to exceed $13,000,000 is hereby authorized, with the exact principal amount of the
Series 2024 Bonds to be determined by the official signing the Bond Purchase Agreement in
accordance with Section 5 below. The Bonds may be issued as a single issue, or as separate
series, as determined by Bond Counsel to comply with applicable tax law. The legislative body
of the District hereby determines that it is prudent in the management of its fiscal affairs to issue
the Series 2024 Bonds. The Series 2024 Bonds shall mature on the dates and pay interest at the
rates set forth in the Bond Purchase Agreement to be executed by the District in accordance with
Section 5 hereof. The Series 2024 Bonds shall be governed by the terms and conditions of the
Master Indenture, as supplemented by the First Supplemental Indenture presented at this
meeting, on file with the City Clerk and incorporated herein by reference (the “First Supplemental
Indenture”). The First Supplemental Indenture shall be executed by any one of the Mayor, the
Mayor Pro Tem (in the Mayor’s absence), the City Manager, the Assistant City Manager (in the
City Manager’s absence), or any deputy of such officers (each, an “Authorized Officer”), acting
singly, in substantially the form presented at this meeting, with such additions thereto and
changes therein as may be approved by such officer upon consultation with Bond Counsel.
Approval of such changes shall be conclusively evidenced by the execution and delivery of the
First Supplemental Indenture by any one of the Authorized Officers. The date or dates, maturity
or maturities, pledge or assignment of any revenues of the District to the repayment of the Series
2024 Bonds, the manner of investment of any bond proceeds and other revenues, manner of
payment, interest rate or rates, interest payment dates, denominations, form, registration
DocuSign Envelope ID: 6FE6AC83-4AA1-46D6-A656-FED57DE5F4A2
Resolution No. 2024-007 Page 3
privileges, manner of execution, place of payment, terms of redemption, rebate provisions, funds
designated to pay the costs of issuance of the Series 2024 Bonds, and other terms of the Series
2024 Bonds shall be as provided in the Master Indenture, as supplemented by the First
Supplemental Indenture, as finally executed, and shall be in conformance with any such terms
set forth in the Bond Purchase Agreement described in Section 5 below and the Official Statement
described in Section 6 below and delivered to the purchasers of the Series 2024 Bonds.
Capitalized terms used in this Resolution which are not defined herein have the meanings
ascribed to them in the Master Indenture, as supplemented by the First Supplemental Indenture.
SECTION 4. The Series 2024 Bonds shall be executed on behalf of the District
by the manual or facsimile signature of the Mayor of the City an d attested with the manual or
facsimile signature of the City Clerk. The appointment of U.S. Bank Trust Company, National
Association, a national banking association, as trustee (the “Trustee”) under the First
Supplemental Indenture is hereby approved.
SECTION 5. The form of the Bond Purchase Agreement by and between the
District and the Underwriter presented at this meeting, on file with the City Clerk and incorporated
herein by reference (the “Bond Purchase Agreement”), is hereby approved, and any one of the
Authorized Officers is hereby authorized to execute the Bond Purchase Agreement in
substantially the form hereby approved, with such additions thereto and changes therein as may
be approved by such officer upon consultation with Bond Counsel. Approval of such additions
and changes shall be conclusively evidenced by the execution and delivery of the Bond Purchase
Agreement; provided, however, that the Bond Purchase Agreement shall be signed only if (i) the
Series 2024 Bonds are purchased by the Underwriter at a price that results in a total interest cost
that does not exceed 6.50%, (ii) the discount paid to the Underwriter (exclusive of original issue
discount) does not exceed 1.50% of the principal amount of the Series 2024 Bonds, (iii) the
aggregate principal amount of the Series 2024 Bonds does not exceed $13,000,000. The
legislative body of the District hereby finds and determines, pursuant to Section 53360.4 of the
Act, that the sale of the Series 2024 Bonds at a negotiated sale to the Underwriter, as
contemplated by the Bond Purchase Agreement, will result in a lower overall cost than a public
sale. Each of the Authorized Officers is authorized to determine the day on which the Series 2024
Bonds are to be priced in order to attempt to produce the lowest borrowing cost for the District
and may reject any terms presented by the Underwriter if determined not to be in the best interest
of the District.
SECTION 6. The form of the Preliminary Official Statement for the Series 2024
Bonds presented at this meeting, on file with the City Clerk and incorporated herein by reference
(the “Preliminary Official Statement”) is hereby approved. For purposes of this Section 6, the term
“Authorized Officers” shall include the City Treasurer. The Underwriter is hereby authorized to
distribute the Preliminary Official Statement to prospective purchasers of the Series 2024 Bonds
in substantially the form hereby approved, together with such additions thereto and changes
therein as are determined necessary by any one of the Authorized Officers, upon consultation
with Bond Counsel and Disclosure Counsel, to make the Preliminary Official Statement final as
of its date for purposes of Rule 15c2-12 promulgated under the Securities Exchange Act of 1934
of the Securities and Exchange Commission, including, but not limited to, such additions and
changes as are necessary to make all information set forth therein accurate and not misleading.
Each of the Authorized Officers is hereby authorized to execute a final Official Statement in
substantially the form of the Preliminary Official Statement, together with such changes as are
determined necessary by the Authorized Officer executing the Official Statement, upon
consultation with Bond Counsel, to make such Official Statement complete and accurate as of its
date. The Underwriter is further authorized to distribute the final Official Statement for the Series
DocuSign Envelope ID: 6FE6AC83-4AA1-46D6-A656-FED57DE5F4A2
Resolution No. 2024-007 Page 4
2024 Bonds and any supplement thereto to the purchasers thereof upon its execution on behalf
of the District as described above.
SECTION 7. The form of the Continuing Disclosure Agreement for the Series
2024 Bonds presented at this meeting and appended to the Preliminary Official Statement, on file
with the City Clerk and incorporated herein by reference (the “Continuing Disclosure Agreement”),
is hereby approved, and any one of the Authorized Officers is hereby authorized and directed to
execute the Continuing Disclosure Agreement in substantially the form hereby approved, with
such additions thereto and changes therein as may be approved by such officer upon consultation
with Bond Counsel and Disclosure Counsel, with such approval to be conclusively evidenced by
the execution and delivery of the Continuing Disclosure Agreement.
SECTION 8. Appointment of Financing Team. The appointments of Del Rio
Advisors, LLC, as municipal advisor; Richards, Watson & Gershon, A Professional Corporation,
as bond counsel; Best Best & Krieger LLP, as disclosure counsel; Capital Realty Analysts, as
appraiser; and Piper Sandler & Co, Inc., as underwriter, in connection with the proposed issuance
of the Series 2024 Bonds, are hereby approved and affirmed.
SECTION 9. All actions heretofore taken by the officers and agents of the City
and the District with respect to the establishment of the District, the issuance and sale of the
Series 2024 Bonds, or in connection with or related to any of the agreements or documents
referenced herein are hereby approved, confirmed, and ratified. The Mayor, each of the
Authorized Officers, the Director of Finance, the Development Services Director, the Public Works
Director, and other officers and staff of the City and the District responsible for the fiscal affairs of
the District are hereby authorized and directed to take any actions, and execute and deliver any
and all documents as are necessary to accomplish (a) the issuance, sale and delivery of the
Series 2024 Bonds in accordance with the provisions of this Resolution; (b) the transactions
contemplated by the First Supplemental Indenture, the Bond Purchase Agreement, and the
Continuing Disclosure Agreement; and (c) the fulfillment of the purposes of the Series 2024
Bonds, including, but not limited to, providing certificates as to the accuracy of any information
relating to the District which is included in the Official Statement. Any document authorized herein
to be signed by the City Clerk may be signed by a duly appointed deputy clerk.
SECTION 10. Effective Date. This Resolution shall take effect immediately upon
adoption.
ADOPTED ON FEBRUARY 15, 2024.
____________________________
KARINA QUINTANILLA
MAYOR
ATTEST:
_________________________
ANTHONY J. MEJIA
CITY CLERK
DocuSign Envelope ID: 6FE6AC83-4AA1-46D6-A656-FED57DE5F4A2
Resolution No. 2024-007 Page 5
I, Anthony J. Mejia, City Clerk of the City of Palm Desert, hereby certify that
Resolution No. 2024-007 is a full, true, and correct copy, and was duly adopted at a
regular meeting of the City Council of the City of Palm Desert on February 15, 2024, by
the following vote:
AYES: HARNIK, KELLY, NESTANDE, TRUBEE, AND QUINTANILLA
NOES: NONE
ABSENT: NONE
ABSTAIN: NONE
RECUSED: NONE
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of
the City of Palm Desert, California, on ___________________.
_____________________________
ANTHONY J. MEJIA
CITY CLERK
DocuSign Envelope ID: 6FE6AC83-4AA1-46D6-A656-FED57DE5F4A2
2/16/2024