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HomeMy WebLinkAbout2004-10-27 IFC Regular Meeting Agenda Packet _ CITY OF PALM DESERT INVESTMENT & FINANCE COMMITTEE AGENDA October 27, 2004, 10:30 a.m. North Wing Conference Room I. CALL TO ORDER II. ROLL CALL III. ORAL COMMUNICATIONS A. Any person wishing to discuss any item not on the agenda may address the Investment and Finance Committee at this point by giving his/her name and address for the record. Remarks shall be limited to a maximum of five minutes, unless the Investment and Finance Committee authorizes additional time. B. This is the time and place for any person who wishes to comment on agenda items. It should be noted that at the Investment and Finance Committee's discretion, these comments may be deferred until such time on the agenda as the item is discussed. Remarks shall be limited to a maximum of five minutes, unless the Investment and Finance Committee authorizes additional time. IV. COMMITTEE MEMBER REPORTS V. CONSENT CALENDAR ALL MATTERS LISTED ON THE CONSENT CALENDAR ARE CONSIDERED TO BE ROUTINE AND WILL BE ENACTED BY ONE ROLL CALL VOTE. THERE WILL BE NO SEPARATE DISCUSSION OF THESE ITEMS UNLESS MEMBERS OF THE INVESTMENT & FINANCE COMMITTEE OR AUDIENCE REQUEST ITEMS BE REMOVED FROM THE CONSENT CALENDAR FOR SEPARATE DISCUSSION AND ACTION UNDER SECTION V. CONSENT ITEMS HELD OVER, OF THE AGENDA. A. Approval of Minutes Rec: Approve minutes of the regular meeting of September 22, 2004, as submitted. 1 ionoa.w d INVESTMENT & FINANCE COMMITTEE AGENDA OCTOBER 27, 2004 VI. CONSENT ITEMS HELD OVER None. VII. NEW BUSINESS A. City and Redevelopment Agency Investment Schedules and Summary of Cash Reports for September 2004 Rec: Review and submit for the next City Council agenda. Review the presentation on the investment graphs. Review the investment activity for September 2004. B. State of California Local Agency Investment Fund Balance for the month of September 2004 Rec: Informational item for the Committee to review. No action required C. California Asset Management Program (CAMP) September 2004 Statements Rec: Informational item for the Committee to review. No action required D. City and Redevelopment Agency Monthly Financial Report for City Council for September 2004 Rec: Report and submit to City Council E. Parkview Professional Office Buildings - Financial Report for September 2004 (Reports will be distributed at the meeting) Rec: Review and file report F. Palm Desert Golf Course Facilities Corporation Financial Information for September 2004 (Reports will be distributed at the meeting) Rec: Review and file report VIII. CONTINUED BUSINESS None. 2 102W.pd INVESTMENT & FINANCE COMMITTEE AGENDA OCTOBER 27, 2004 IX. OLD BUSINESS A. Status of Public and Private Partnerships Background Checks Rec: Status report on background checks B. 1. Bond Issuance by Palm Desert Financing Authority Rec: Status report on issuing new bonds X. NEXT MEETING - Date to be determined XI. ADJOURNMENT I hereby certify under penalty of perjury under the laws of the State of California, that the foregoing agenda for the Investment and Finance Committee was posted on the City Hall bulletin board not less than 72 hours prior to the meeting. Dated this 201" day of September 2004. 1 / rlL— Niamh Ortega, Recdjng Secretary 3 f027N,. 0 L5 C o O Y b w d o q m o w A oow � LZ 0 0 T a 3 w C7 `� " Fy ,�., ° ef0a x 3 ° c `^ ICl•c` 30 cxo H w w ao w o v. �L•. .. O� oo T w O� J N rt '�7 p in w o w a rn m io ^ off+ A c O p = w as _ to Ca m N O w O O N 0 0 9 G � W N N N w N •-i A a' Q ° iwC C O to Vi �n J O Ml O A_. A �O O In O O to O i+ J ^3 N " 7Q p` .,.. � M yOy yJy O yOy tyyo .yy-• yy N O tyyo �O Oyy •O� O O� Q O T W n a i a s r1 �i ^ ? r\ Ne• O' �' O to O - O .-• N P J O O O O O - — w: 'O N A � � 0 UP � 0 � a' � ow w o �°i> °w01J° � tQ 9 � T IV o ti Z G w z z ® m G p, o 00 o :- aoo � in "� iJ � iJoo � oa m N O a 0 to J �O (T to W W C A tJ IQ Ol.l0 W W d D w G � y 7 0' c c c c c d o e o 0 0 0 0 0 0 Z G �< ':� w �" co 7 m a W x p N '� -• j O O w ® 4v It 0d 0 o o C C �Y y, CITY OF PALM DESERT �•I� INVESTMENT & FINANCE COMMITTEE AGENDA October 27, 2004, 10:30 a.m. North Wing Conference Room 1. CALL TO ORDER Il. ROLL CALL Ill. ORAL COMMUNICATIONS A. Any person wishing to discuss any item not on the agenda may address the Investment and Finance Committee at this point by giving his/her name and address for the record. Remarks shall be limited to a maximum of five minutes, unless the Investment and Finance Committee authorizes additional time. B, This is the time and place for any person who wishes to comment on agenda items. It should be noted that at the Investment and Finance Committee's discretion, these comments may be deferred until such time on the agenda as the item is discussed. Remarks shall be limited to a maximum of five minutes, unless the Investment and Finance Committee authorizes additional time. IV. COMMITTEE MEMBER REPORTS V. CONSENT CALENDAR ALL MATTERS LISTED ON THE CONSENT CALENDAR ARE CONSIDERED TO BE ROUTINE AND WILL BE ENACTED BY ONE ROLL CALL VOTE. THERE WILL BE NO SEPARATE DISCUSSION OF THESE ITEMS UNLESS MEMBERS OF THE INVESTMENT & FINANCE COMMITTEE OR AUDIENCE REQUEST ITEMS BE REMOVED FROM THE CONSENT CALENDAR FOR SEPARATE DISCUSSION AND ACTION UNDER SECTION V. CONSENT ITEMS HELD OVER, OF THE AGENDA. A. Approval of Minutes Minutes Rec: Approve minutes of the regular meeting of September 22, 2004, as submitted. 1 f02]0 od INVESTMENT& FINANCE COMMITTEE AGENDA OCTOBER 27,2004 VI. CONSENT ITEMS HELD OVER None. VII. NEW BUSINESS A. City and Redevelopment Agency Investment Schedules and Summary of Cash Reports for September 2004 Rec: Review and submit for the next City Council agenda. Review the presentation on the investment graphs. Review the investment activity for September 2004. B. State of California Local Agency Investment Fund Balance for the month of September 2004 Rec: Informational item for the Committee to review. No action required C. California Asset Management Program (CAMP) September 2004 Statements Rec: Informational item for the Committee to review. No action required D. City and Redevelopment Agency Monthly Financial Report for City Council for September 2004 Rec: Report and submit to City Council E. Parkview Professional Office Buildings - Financial Report for September 2004 (Reports will be distributed at the meeting) Rec: Review and file report F. Palm Desert Golf Course Facilities Corporation Financial Information for September 2004 (Reports will be distributed at the meeting) Rec: Review and file report Vill. CONTINUED BUSINESS None. 2 f02704,wpd INVESTMENT & FINANCE COMMITTEE AGENDA OCTOBER 27, 2004 IX. OLD BUSINESS A. Status of Public and Private Partnerships Background Checks Rec: Status report on background checks B. 1. Bond Issuance by Palm Desert Financing Authority Rec: Status report on issuing new bonds X. NEXT MEETING - Date to be determined XI. ADJOURNMENT I hereby certify under penalty of perjury under the laws of the State of California, that the foregoing agenda for the Investment and Finance Committee was posted on the City Hall bulletin board not less than 72 hours prior to the meeting. Dated this 201h day of September 2004. Niamh Ortega, Reccoing Secretary 3 102]04.w d CITY OF PALM DESERT �• INVESTMENT & FINANCE COMMITTEE Minutes September 22, 2004 I. CALL TO ORDER A regular meeting was called to order by Chairman Gibson on Wednesday, September 22, 2004 at 10:31 a.m. II. ROLL CALL Present: Absent: Paul Gibson, Director of Finance Bob Spiegel, Mayor Buford Crites, Mayor Pro-Tem Thomas Jeffrey, Deputy City Treasurer Carlos Ortega, City Manager Bob Hargreaves, City Attorney Bill Veazie Russ Campbell Everett Wood Thomas Wormley Also Present: Steve Aryan, Assistant to the City Manager Dennis Coleman, RDA/ Housing Finance Manager Veronica Tapia, Redevelopment Accountant Diana Leal, Recording Secretary Guests: Joseph Crowley, Citigroup Carmen Vargas, Citigroup Mike Cavanaugh, Wedbush Morgan Securities III. ORAL COMMUNICATIONS None. IV. COMMITTEE MEMBER REPORTS None. 1 0922N4. p0 INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 V. CONSENT CALENDAR A. Approval of Minutes Motion was made by Mr. Campbell and seconded by Mr. Veazie to approve the Minutes of the July 28, 2004 meeting as submitted. VI. CONSENT ITEMS HELD OVER None. VII. NEW BUSINESS A. 1. City and Redevelopment Agency Investment Schedules and Summary of Cash Reports for July and August 2004 For the month ended July 31, 2004, Mr. Jeffrey reported that the book value of the City Portfolio was approximately $141,451,000, The City earned approximately $187,000 in interest during that month. Portfolio yield-to- maturity was approximately 1.68%. For the month ended July 31, 2004, Mr. Jeffrey reported that the book value of the RDA Portfolio was approximately $175,310,000. The City earned approximately $229,000 in interest during that month. Portfolio yield-to- maturity was approximately 1.53%. Mr. Gibson added that the state has begun to take its 25% share of sales taxes, reducing the monthly allocations. Additionally, the DMV fees have also been decreased by 67%, greatly reducing cash flow. Payments will be received under property taxes under the new state rules being adopted. That will be in effect in January and June. For the month ended August 31, 2004, Mr. Jeffrey reported that the book value of the City Portfolio was approximately $136,975,000. The City earned approximately $195,000 in interest during that month. Portfolio yield-to- maturity was approximately 1.74%. For the month ended August 31, 2004, Mr. Jeffrey reported that the book value of the RDA Portfolio was approximately $161,119,000, The City earned approximately $223,000 in interest during that month. Portfolio yield-to- maturity was approximately 1.51%. 2 09220i."d INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 2. Review of Statement of Investment Policy 2005 Mr. Jeffrey reminded the Committee that State law requires that the City review its investment policy on an annual basis. He then discussed significant policy changes. First, Staff commented that although there is only enough regular business to support four brokers, a fifth broker is needed when competitive offerings are done for the investment of bond proceeds. Recently, the City required competitive offerings for municipal bond proceeds, and received only two bids — well below the IRS threshold of three bids for a "safe harbor." One broker declined to bid at the last minute, and another simply did not have any inventory for the date required. Staff therefore proposed increasing the authorized number of brokers in the investment policy from four to five. Second, in conjunction with the foregoing change, Staff recommended that the Finance Committee relist Zions Bank of Salt Lake City, Utah as a primary dealer on the List of Authorized Financial Institutions. The City Council had approved Zions Bank as an authorized broker in 1999, and the City had subsequently done business with Zions on a satisfactory basis. In 2000, however, it became evident that the City did not have enough business to support five brokers, so the Finance Committee elected to take Zions off the authorized list since it was the most recent addition to that list. Third, Staff recommended adding language which stated that the City would not transact business with a broker until all of the documentation that is required by both parties has been executed. Fourth, Staff recommended adding express language which stated that the City could reject a broker's application if it contained false or misleading information, in which case, the broker would be prohibited from applying for the City's business for another five years. Mr. Ortega asked who would determined if the information was false. Mr. Gibson replied that Staff runs a background check on all broker applicants. Mr. Ortega recommended adding a sentence that stated, "If, in the City's opinion, the information is false or misleading..." Fifth, Staff recommended adding language that would in put the City in compliance with a new GASB Pronouncement, which took effect on June 15, 2004. The changes dealt with additional internal reporting requirements. Motion was made by Mr. Wood and seconded by Mr. Campbell that the Finance Committee recommend that the City Council approve Palm Desert "State of Investment Policy 2005," with the changes indicated. Motion carried. 3 092204mp7 INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 3. Renewal of Banking and Custodial Relationship with Union Bank Mr. Jeffrey stated that Union Bank has been the City's primary banker and securities custodian since 1997. The relationship has been quite satisfactory. Union has state-of-the art banking technology, and the City's account representative is the former Finance Director of the City of Riverside. He therefore has a keen sense of what the City's needs are. In terms of the custodial relationship, Union processes securities transactions that are not related to the City's municipal bonds. The alternatives to Union are Bank of America and Wells Fargo Bank. Based upon the City's prior history with Bank of America, it was not recommended. With respect to Wells Fargo, in December 2003, the City of La Quinta had taken RFPs from Union Bank and Wells Fargo for a banking relationship. La Quinta was kind enough to forward to Palm Desert a comparison of both bids (this analysis was provided to the Finance Committee in the form of an attached table). Backing out armored car and sweep account costs (Palm Desert does not use either service), Union had the lower bid. In view of this and in view of the City's satisfactory relationship with Union Bank, Staff recommended that the banking and custodial relationship be renewed for another five years. Mr. Wood asked if banking was usually put out to bid every five years. Mr. Gibson replied that it had not been done in the past. If it were, and another bank were selected, then it would create additional work since City would have to change its check stock, and all of its banking services and transactions. If the City subsequently wished to terminate its relationship with Union Bank, then it could do so with 30 days' notice pursuant to contract. Motion was made by Mr. Campbell and seconded by Mr. Wood that the Finance Committee recommend that the City Council approve the renewal of the City's banking and custodial relationship with Union Bank for another five years. Motion carried. 4. Renewal of Corporate Trust Relationship with Bank of New York Mr. Jeffrey said that the corporate trust relationship with Bank of New York (BONY) was due to expire soon. BONY is current the top provider of corporate trust services in the United States. The City's relationship with BONY has, on the whole, been satisfactory. The City has a fee arrangement with BONY that saves the City an estimated $60,000 per year. Based upon the relationship and the shrinking number of corporate trustees due to mergers and acquisitions, Staff recommends renewal of the City's corporate trust relationship with Bank of New York for another five years. 4 092204.wp0 INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 Mr. Gibson added that this approval should be contingent upon the favorable conclusion of renewal negotiations with BONY. Motion was made by Mr. Wood and seconded by Mr. Veazie that the Finance Committee recommend that the City Council approve the renewal of the City's corporate trust relationship with Bank of New York for another five years, subject to a favorable outcome in contract renewal negotiations. Motion carried. 5. Relisting of Zions Bank as a Broker-Dealer Mr. Jeffrey said that this item had been discussed earlier in Item A2. Staff had distributed two pieces of correspondence to the Committee. One was a Staff Report that the City Council had approved in 1999, authorizing Zions Bank to be added as a Primary Dealer to the City's List of Authorized Financial Institutions. The second was a letter from that City Treasurer had sent to Zions in 2000, indicating that the Finance Committee had authorized the delisting of Zions from the Financial Institutions List due to a substantial and prolonged decline in the City's trading volume. Mr. Crites asked if the City had a backup bank in case Zions showed no interest in being relisted. Mr. Gibson said that Staff had already contacted Zions to see if there was any interest, and Zions had responded affirmatively. If not, then the City could do a broker solicitation. Motion was made by Mr. Campbell and seconded by Mr. Ortega that the Finance Committee relist Zions Bank as a Primary Dealer on the List of Authorized Financial Institutions. Motion carried. 6. Appointment of Paul Gibson to C.A.M.P. Board of Trustees Mr. Jeffrey noticed the Finance Committee that City Treasurer Paul Gibson had been selected from a statewide slate of candidates to sit on the Board of Trustees of the California Asset Management Program (CAMP), a statewide investment pool that competes with LAIF. The City Attorney had indicated that there would not be a conflict-of-interest since CAMP is a Joint Powers Authority (JPA). Mr. Gibson's appointment will be effective November 2004. The CAMP Board will meet quarterly. CAMP will pay for Mr. Gibson's travel, lodging, and meal costs as they relate to his attendance of CAMP Board meetings. B. State of California Local Agency Investment Fund Balance for the Month of August 2004 Mr. Gibson said that the City is maxed out in both the City and Redevelopment Agency accounts. 5 0922U.wpd INVESTMENT& FINANCE COMMITTEE MINUTES September 22, 2004 C. California Asset Management Program (CAMP) August 2004 Mr. Gibson said that due to the fact that there has been a decrease in cash flow, the City is having to withdraw from CAMP to cover costs. D. City and Redevelopment Agency Monthly Financial Reports for Citk Council for July and August 2004 Mr. Gibson said that the first couple of months staff is accruing revenues that are in July and August back to the prior fiscal year. This is why there is a zero is shown for the prior year. The amounts indicated have not been reversed. The State is taking the reallocations away from the City. Expenditures are within budget. The only concern with the sales tax is the timing if the City has increases over the prior year, it will be the following year before the increases are shown. This will be monitored through the sales tax consultant. E. Parkview Professional Office Buildinas - Financial Report for March 2003 Mr. Gibson said that the landscaping staff presented the City Council with a separate contract for the landscape around the office complex. That cost will be showing up soon. Supervisor Roy Wilson moved in to his suite. The complex is at full occupancy until UCR and the Palm Desert Chamber of Commerce moves into their new buildings. There is a waiting list of interested tenants. F. Palm Desert Golf Course Facilities Corporation Financial Information for July and August 2004 Mr. Gibson said that at year end Desert Willow was close to approximately $500,000 on the positive side for cash flow. In both July and August they were ahead of what they anticipated. The Committee is awaiting an answer as to whether this was due to the participation of the Palm Desert Greens. Mr. Ortega said that he thinks the answer to that question was that the resident rounds were down. However, the reason more money received was due to the average higher per round revenue meaning that there was a lot of outside play. Mr. Wood asked when the budget will show that it is in the black. Mr. Gibson said that it is shown typically from January through April. The rest of the months the expenditures are higher due to reseeding and other course preparation. Mr. Ortega said that the money shown does not include the money that comes in from developers. Mr. Wood said that the monies from developers will end. Mr. Gibson said that monies submitted have decreased based on the current agreement in place. At the moment, the developers have not been expanding their time share project, therefore, he does not foresee an increase. 6 09220d.wpd INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 Vill. CONTINUED BUSINESS - None. IX. OLD BUSINESS A. Status of Public and Private Partnershij)s Background Checks There being no business issues to report, discussion ensued to the next agenda item. B. 1. Bond Issuance by Palm Desert Financing Authority Mr. Coleman introduced Joseph Crowley and Carmen Vargas of Citigroup, who presented a reference guide with summaries and details regarding the bond transaction. Mr. Crowley thanked the Committee for the opportunity to serve as the senior manager for the 2004 Series A bonds. Ms. Vargas outlined the contents of the reference guide. She said that one of the keys of this transaction was receiving bids from all four insurance agencies for bond insurance. The guide includes a copy of the preliminary official statement and the official statement. It also includes a sales memorandum which is distributed throughout their national retail system. This is a marketing tool they use to obtain pricing. Mr. Crowley said that the transaction summary shows a significant savings. He pointed out that 56% of the bonds went to retail investors, which was very important in securing the lowest costs. Approximately 17% of the transaction was purchased by institutional investors. He said that this was indicative of strong credit and a strong financing team. Mr. Coleman said that he discussed the reimbursement policy for staff cost associated with land-based financing at the last Investment and Finance Committee meeting. A reimbursement schedule can be based on 75 basis points for the first $5 million, 50 basis points for $5 - $10 million and 25 basis points above $10 million. One of the things discussed at the last meeting was that a cap was not placed, however, he would like to have a floor cap of $50,000 placed. Staff looked at the IRS standpoint in terms of what was charged. The other issue was whether or not staff needs to be sensitive to Prop 218. Staff can look at actual staff time cost which can be obtained at the end of the year. If not enough money was charged for staff time, more would be charged for the administrative cost on the property rolls to balance it out. If more than the staff time was charged, a refund would be provided at that point. The Committee asked staff to have legal counsel review the policy. Legal counsel is still in the process of reviewing the policy. Legal counsel feels that 7 092204 wpd INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 from a Prop 218 standpoint, the Agency is okay. . However, legal counsel suggested that when this item is brought before the City Council for adoption it should be presented as any other fee whereby it is placed on a public hearing agenda. The policy has been modified and the following sentence has been added for the section of refinanced bond issues and the section under new bond issues: The actual staff cost provided for each new bond issue or refinanced bond issue shall be tracked and staff shall make proper adjustments for the administrative charges on the property tax rolls in preceding years. Staff will either give a credit or will increase the administrative charges for costs not reimbursed with the initial charges. Mr. Ortega said that if it is taken through the 218 process, costs must be equal to expenses. This is a benefit to the developer. He wants to make sure that it is included in an agreement with the developer. If the developer wants the City to finance the project, then there will be a specific cost associated with the financing. Mr. Coleman said that Robin (Harris), legal counsel, said that she was not sure that it would be Prop 218. She said that since it is a fee it should be taken through the public hearing process before it is adopted and not necessarily the Prop 218 process. Mr. Crites said that the attorney should be asked whether it is a fee or if it is part of an agreement between two parties. Mr. Hargreaves said that the developer is not required to come to the City as they have other options. The City needs to show that what it is doing is reasonable under the circumstances. Mr. Crites said that a fee is charged for services being provided. In this case the City is recovering the costs of a mutually agreed upon agreement between the City and the developer. Mr. Gibson said that the dilemma that staff is facing is if a policy is done it is based on a fee basis. If it is worked out through a development agreement then some of the issues with regard to fee based costs are handled differently. Mr. Coleman said that he would ask legal counsel whether or not it is a fee or a charge, Mr. Ortega said that in the past, with regard to the assessment districts, any time a fee changed, staff had to go through a public hearing and the fees were not passed. Mr. Hargreaves said that on typical fees there is no voter approval process. It is based on reimbursement equal to cost. If challenged, the City must show that the fees charged are reasonable. Mr. Gibson said that if it is charged to a bond issue, it comes with more restrictions. If it comes directly from the developer, it is not charged to the 8 092206 wpd INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 bond issue. Mr. Crites suggested that staff request an opinion from both the City attorney and the RDA legal counsel. Mr. Ortega said that before is presented to Council, the pros and cons must be discussed. Mr. Coleman said that City Council asked that staff look at the bonding capacity. Staff has reviewed bonding capacity. Staff has taken a look at the preliminary numbers on the tax increment. Last fiscal year, staff bought in just under $56 million in tax increment. Of that, staff passed through about $21 million to the affected tax entities. There was about $13 million in debt service and administration was about $3.2 million with respect to the Agency, consultant costs and reimbursements to the City for City staff time spent on Agency projects. This year the RDA has reimbursed the City for about $940,000 for staff time. Next year they are projecting, subtracting the money that the County takes for administration of about $58.6 million. Based on those figures, they asked their financial advisor to take a look at the bonding capacity. There are two scenarios for project area 2. 1) based on the current coverage ratio of 1.6 and a 1.2 taking into effect no ERAF charges. 2) What would happen if ERAF had to be subtracted. Currently, for the next two years, RDA is slated to pay the State about $3.89 million to ERAF. After the two years, staff does not know what will happen. If Prop 65 passes, RDA is okay. If the state brokered legislation passes, Redevelopment was left out. Even though they can not raid the Cities, they can still come back and do further shifts to redevelopment. Taking a look at RDA's bonding capacity it is about $95 - $110 million if RDA does not have to pay ERAF and in the neighborhood of about $65 million if they have to pay ERAF. He pointed out that in that bonding capacity, it does not take into effect that RDA has to cover administration costs and must pay the City $32,785,000. 2. Request for Qualifications for Bond Underwriting_Services Mr. Coleman said that Mike Cavannaugh from Wedbush Morgan Securities was in attendance. He said that RDA was going to go out to request for qualifications for bond underwriting services. He asked the Committee how many qualified underwriting brokers he should have in the pool and would he have enough work to keep them all interested in doing work with the Agency. The Agency has been doing investments on a shorter term basis because they do not want to lock their money up. When he does a bond issue, it is on a longer term basis anywhere from 20-30 years. When there are refunding opportunities, the Agency does come back to discuss it. At this time there exists some opportunities for bonding capabilities. The Agency will have some refunding opportunities which will arise from some of the Agency's other bond issues. They still would like to have a pool. The question is how many brokers should be included as he thinks they will lose interest due to lack of sufficient work. He asked if the committee is inclined, two members of the Committee can serve as a sub committee. In his proposal he asks that the firms waive their fees in 9 0922N.wpd INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 terms of the type of financing. He would like to ask that fees be based on a range of financing. A non-rated financing of $5 million or below. Other items he would like to have reviewed based on rated but not insured and insured. He would like to set up a subcommittee to decide a time line and issue the requests for qualifications. After the requests are reviewed, a shortlist of firms can be provided to the Committee. At that time, the firms can make presentations to the committee on their qualifications. Then the Committee can make a recommendation to the City Council. Mr. Ortega said that the Committee needs to limit how many firms are included in the request for qualifications. He said that he recommends that the Committee look at the qualifications that meet the criteria and make a selection as is done with brokers. Mr. Veazie said that competitive bidding for the issuer is always the cheapest way to go. Mr. Coleman said that competitive bidding should be done when they have a plain bond that they sell. If there is a difficult bond with a story to tell it should be done on a negotiated basis because certain things need to be obtained. Perhaps costs would be saved, however, staff and the financial advisor would have to put more time into the marketing document which is the official statement to get the story out. If you are really sensitive in an interest market, you have to pull your bid back and reset it for another time. There is merit with respect to competitive bidding, however, there may be other times when it would be more beneficial to do a negotiated basis. He said that if the committee wants staff to review the bond bids on a competitive basis, it can be done. Mr. Veazie said that it is up to the financial advisor to convey the story so that the competitive bidders can know what is being bid. Additionally, there is insurance whereby you can acquire an additional cost by paying a fee. But, if you get an Ambac or MBIA on the deal it is automatically rated AAA. Mr. Coleman said that you cannot obtain insurance for most story bonds. Mr. Veazie said that if you cannot obtain insurance on a story bond, then you need to have a good financial advisor or you must negotiate your deal. Mr. Gibson asked if the Committee preferred a competitive bidding. Mr. Coleman suggested that a combination of both competitive and negotiated bond issues can be done. Mr. Ortega said that the current process used has given RDA good results. The following committee members agreed to participate in the subcommittee: Bill Veazie, Thomas Wormley, Dennis Coleman, Carlos Ortega and Paul Gibson. Meeting date and time will be announced at a later time. 10 092204.wpd INVESTMENT & FINANCE COMMITTEE MINUTES September 22, 2004 Mr. Crites said that with all that has happened in Florida, he was wondering what would happen to the ratings of issued bonds and insurance should there be a catastrophe such as an earthquake in Palm Desert. Mr. Ortega said that this is an issue that has been discussed with the rating agencies on numerous occasions as the City is near the San Andreas fault. Mr. Gibson said that each city is looked at uniquely depending on fund balances, cash flows and revenue streams. There is one rating agency that has come to the table and said that maybe they need to change their method on insurance purposes. Mr. Coleman said that if something happened here and the City lost the assessed valuation and taxes, the insurance would pay for the bonds. However, once it came back, the City would have to repay the insurance company. The premium is based on the debt service throughout the life of the bond. Mr. Veazie said that property taxes only represent about 10%, therefore, a disaster of proportion to property values would not injure the cash flow severely. Mr. Gibson asked the committee if the time of the Investment and Finance Committee meeting can be changed as it conflicts with the scheduled Entrada meeting. Mr. Ortega said that he would talk to the coordinators of the Entrada meeting and ask them to change their meeting time as the Investment and Finance Committee meeting has two members of the public that attend the meetings and it is difficult to schedule times to meet. X. NEXT MEETING - Wednesday, October 27;2004 at 10:30 a.m. XI. ADJOURNMENT There being no further business, the meeting was adjourned by Mr. Gibson at 11:41 a.m. Respectfully submitted, Diana Leal, Recording Secretary 11 092204.wp0 City of Palm Desert City and Redevelopment Agency Portfolios COMPLIANCE ANALYSIS AND INVESTMENT REPORT September 2004 Paul S. Gibson, C.C.M.T., Treasurer Thomas W. Jeffrey, J.D., M.B.A., Deputy City Treasurer Treasurer's Commentary The Federal Open Market Committee (FOMC)will meet on 10 November to review short-term interest rates. The Futures Market has assigned an 85% probability to another 25-basis point hike in the Federal Funds Rate, bringing it to 2.00%. This might not be the case, however, if the October monthly payroll data proves to be disappointing, or if the outcome of the presidential election is not apparent on 3 November. If there is a rate hike, then it may be the last one for a while. The FOMC is reportedly less concerned about inflation, and has indicated that any future rate increases are going to be driven by economic data. The FOMC is currently studying inflation trends in order to decide how long a pause it should take after reaching a 2.00% Federal Funds Rate at the November meeting. As an FOMC official recently outlined, there are very clear risks to continued economic growth, such as rising oil prices; weak employment growth; a low household savings rate; cautious business investment; weakening fiscal stimulus; a large trade deficit; and the relative strength of the U.S. Dollar. It is believed that higher oil prices are more likely to act as a drag on economic growth than as a stimulant for inflation. Rising oil prices will cause companies to limit their hiring, and consumers to limit their discretionary spending. A competitive global economy will serve as a brake on the"pricing power"of U.S. businesses, thereby slowing inflation. JVa41(zs 4idwr4 C..C,R r. Treasurer PORTFOLIO STATISTICS Dollars in Thousands SEP-04 AUG-04 JUL-04 JUN-04 MAY-04 APR-04 CITY Month-End Book Value"' $ 132,120 $ 136,975 $ 141,451 $ 142,417 $ 125,903 $ 130,340 Month-End Market Value*** $ 132,402 $ 137,301 $ 141,666 $ 142,542 $ 126,048 $ 130,530 Paper Gain(Loss) $ 282 $ 326 $ 215 $ 125 $ 145 $ 190 Prior Year Book Variance $ (6,243) $ (48,234) $ (34,386) $ (35,770) $ (55,318) $ (26,045) Interest Earnings $ 191 $ 195 $ 187 $ 174 $ 159 $ 156 Yield-To-Maturity 1.84% 1.74% 1.68% 1.58% 1.53% 1.54% Weighted Maturity(Days) 123 121 128 133 120 119 Effective Duration 0.18 0.19 0.22 0.23 0.18 0.20 RDA Month-End Book Value"' $ 159,360 $ 161,119 $ 175,310 $ 184,909 $ 179,643 $ 152,696 Month-End Market Value"* $ 159,405 $ 161,209 $ 177,511 $ 187,083 $ 181,819 $ 154,863 Paper Gain (Loss) $ 45 $ 90 $ 2,201 $ 2,174 $ 2,176 $ 2,167 Prior Year Book Variance $ 6,467 $ 37,804 $ 74,759 $ 85,643 $ 77,086 $ 49,309 Interest Earnings $ 199 $ 223 $ 229 $ 183 $ 161 $ 156 Yield-To-Maturity 1.61% 1,51% 1.53% 1.37% 1.17% 1.22% Weighted Maturity(Days) 62 71 134 128 81 96 Effective Duration 0.10 0.12 0.13 0.15 0.02 0.03 *** Omits SLGSs. City of Palm Desert --Portfolio Characteristics 30 September 2004 Dollars in Thousands Aneina Interval Market Value General Fund Agein < 1 M $ 55,605g <2M 2,381 <3M 3,009 100 - <6M 10,793 80 < 1 YR 6,489 a 66 <2YR - c 60 <3YR 5,967 40 <4YR - ° a <5YR - 20 3 4 13 8 >5YR - p 0 Total: $ 84,244 <1M <2M <3M <6M <1YR <2YR Ratings" Market Value Credit Quality AAA AAA $ 31,519 28% AA Unrated"' 72, 0% AA 7,029029 ' A 8,408 A A-1 6,026 7% Unrated" Total: $ 125,767 65% Secto Market Value Asset Allocation Money Market Funds $ 22,054 LAIF LAIF 32,785 35°/� RDA Loan 32,785 MTNs 17,878 RDA Loan U.S.Treasury - Money Market 29% Federal Agency 7,024 Funds Commercial Paper 6,026 20% Total: $ 125,767 MTNs 16% Month City Yield LAIF Yield Variance Performance Oct03 1.61 1.60 0.01 Nov 1.61 1.57 0.03 1.9 Dec 1.58 1.55 0.03 Jan04 1.58 1.53 0.05 Feb 1.58 1.44 0.14 Mar 1.56 1.47 0.09 m Apr 1.54 1.45 0.09 i >- May 1.53 1.43 0.11 Jun 1.58 1.47 0.11 1.4 IT Jul 1.68 1.60 0.07 Oct03 Nov Dec Jan04 Feb Mar Apr May Jun Jul Aug Sep Aug 1.74 1.67 0.06 Sep 1.84 1.77 0.07 113LAIF Yield OCity Yield Moody's Credit Ratings LAIF,and City Loan to RDA Page 2 of 8 City of Palm Desert Portfolio Holdings 30 September 2004 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moodys S 8 P Medium-Term Notes $ 2,406,000 ABBOTT LABS 6.80 5/15105 $ 2,475,589 2.08 102.50 $ 2,466,212 Al AA $ 2,355,000 CHEVRON-TEXACO 6.63 10/1/04 $ 2,355,000 1.13 100.00 $ 2,355,000 Aa2 AA $ 3,000,000 FORD 7.20 6/15107 $ 3,103,434 5.75 108.03 $ 3,240,939 A3 BBB- $ 2,500,000 FORD 7.20 6/15/07 $ 2,586,195 5.75 108.03 $ 2,700,782 A3 BBB- $ 2,360,000 NORTHERN TRUST 6.65 11/9/04 $ 2,373,551 1.17 100.45 $ 2,370,542 Aa3 AA- $ 1,270,000 PITNEY BOWES 5.95 2/1/05 $ 1,289,392 1.32 101.02 $ 1,282,968 Aa3 AA $ 1,000,000 WACHOVIA 7.70 2115/05 $ 1,023,273 1.38 102.01 $ 1,020,056 Aa3 A $ 14,891,000 Subtotal $ 15,206,433 2.81 $ 15,436,500 Commercial Paper--Discount $ 3,025,000 GENERAL ELECTRIC 1.55 12/15/04 $ 2,999,603 1.61 99.59 $ 3,012,611 P-1 A-1+ $ 2,425,000 GENERAL ELECTRIC 4.25 1128105 $ 2,447,993 1.30 100.69 $ 2,441,849 P-1 A-1+ $ 3,031,000 GENERAL ELECTRIC 1.64 1/14/05 $ 2,999,932 1.70 99.41 $ 3,013,062 P-1 A-1+ $ 8,481,000 Subtotal $ 8,447,528 1.66 $ 8,467,521 Federal Agencies --Discount $ 1,015,000 FANNIE MAE 1.92 512/05 $ 997,021 2.00 98.73 $ 1,002,109 Aaa AAA $ 3,035,000 FANNIE MAE 1.71 3/3/05 $ 2,995,644 1.78 99.14 $ 3,008,899 Aaa AAA $ 3,045,000 FANNIE MAE 1.79 4/1/05 $ 2,999,427 1.86 98.96 $ 3,013,332 Aaa AAA $ 7,095,000 Subtotal $ 6,992,092 1.85 $ 7,024,341 LGIP $ 40,000,000 L.A.I.F. 0.00 10/1/04 $ 40,000,000 1.77 100.00 $ 40,000,000 U U $ 40,000,000 Subtotal $ 40,000,000 1.77 $ 40,000,000 LGIP $ 11,335,591 C.A.M.P. 0.00 10/1/04 $ 11,335,591 1.47 100.00 $ 11,335,591 U AAA $ 11,335,591 Subtotal $ 11,335,591 1.47 $ 11,335,591 Pooled Funds--AIM $ 10,718,729 PRIME PORTFOLIO 0.00 10/1/04 $ 10,718,729 1.22 100.00 $ 10,718,729 Aaa AAA $ 10,718,729 Subtotal $ 10,718,729 1.22 $ 10,718,729 City Loan to RDA $ 32,786,480 CITY OF PALM DESERT 0.00 10/1/04 $ 32,785,480 1.77 100.00 $ 32,785,480 U U $ 32,785,480 Subtotal $ 32,785,480 1.77 $ 32,785,480 Total Investments $ 125,306,800 $ 125,485,852 1.84 $ 125,768,161 "U"= Unrated Page 3 of 8 City of Palm Desert Portfolio Holdings 30 September 2004 Market Ratings Par Value Issuer Coupon Maturity Cost I YTM Price Value Moody's S&P Cash $ 5,962,653 CITY MAIN CHKG 0.00 10/1/04 $ 5,962,653 0.00 100.00 $ 5,962,653 N/A N/A $ 324,463 DESERT WILLOW CHKG 0.00 10/1/04 $ 324,463 0.00 100.00 $ 324,463 N/A N/A $ 22,920 OFFICE COMPLEX TRUST 0.00 10/1/04 $ 22,920 0.00 100.00 $ 22,920 N/A N/A $ 323,896 RECREATIONAL FAC CHKG 0.00 10/1/04 $ 323,896 0.00 100.00 $ 323,896 N/A N/A $ 6,633,931 Subtotal $ 6,633,931 $ 6,633,931 Total Investment and Cash $ 131,940,131 $ 132,119,783 $ 132,402,092 "U"= Unrated Page 4 of 8 Palm Desert Redevelopment Agency --Portfolio Characteristics 30 September 2004 Dollars in Thousands Aaeina Interval Market Value Portfolio Ageing w/o SLGSs� < 1 M $ 76,873 <2M - <3M - 100 87 <6M 11,016 90 80 < 1YR e 70 <2YR o 60 0 50 <3YR 40 <4YR - a° 30 13 <5YR 20 10 0 0 0 0 0 0 >5YR 0 Total: $ 87,889 <1M <2M <3M <6M < 1YR <2YR <3YR <4YR ualit Market Value Credit Quality AA AAA $ 90,327 AAA 58 Unrated** 61,262 q AA 0% A - A-1 5,021 A-1 O Unrated" Total: $ 156,610 3% 39% Sector Market Value Asset Allocation Money Market U.S.Treasury $ 23,064 Funds 59 Money Market Funds 59,252 41% LAIF 61,262 Federal Agency 8,011 U.S.Treasury Commercial Paper 5,021 16% Corporate Bonds - LAIF Total: $ 156,610 43% Month RDA Yield LAIF Yield Variance Performance Oct03 1.30 1.60 -0.30 Nov 1.29 1.57 -0.28 Dec 1.29 1.55 -0.25 Jan04 1.24 1.53 -0.29 1.7 Feb 1.20 1.44 -0.24 Mar 1.20 1.47 0.28 1.4 Apr 1.22 1.45 -0.23 5: May 1.17 1.43 -0.26 $ t I Jun 1.37 1.47 -0.10 1.1 ,01 Jul 1.53 1.60 -0.08 Oct03Nov Dec,an04Feb Mar Apr May Jun Jul Aug Sep Aug 1.51 1.67 -0.16 Sep 1.61 1.77 -0.17 MLAIF Yield ORDA Yield Moody's Credit Ratings ** LAW Page 5 of 8 Palm Desert Redevelopment Agency Portfolio Holdings 30 September 2004 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P Commercial Paper--Discount $ 2,009,000 GENERAL ELECTRIC 1.35 10/4/04 $ 1,999,733 1.38 99.98 $ 2,008,609 P-1 A-1+ $ 3,039,000 GENERAL ELECTRIC 1.73 3/1105 $ 2,999,569 1.80 99.11 $ 3,012,054 P-1 A-1+ $ 5,048,000 Subtotal $ 4,999,302 1.63 $ 5,020,664 U.S.Treasury--Coupon $ 23,107,000 UNITED STATES TREASURY 1.63 3/31105 $ 23,065,480 1.86 99.81 $ 23,063,674 Aaa AAA $ 23,107,000 Subtotal $ 23,065,480 1.86 $ 23,063,674 Federal Agency--Coupon $ 1,983,000 FED HOME LOAN MORTGAGE 1.88 1/15/05 $ 1,985,102 1.70 100.00 $ 1,983,000 Aaa AAA $ 1,983,000 Subtotal $ 1,985,102 1.70 $ 1,983,000 Federal Agency--Discount $ 3,040,000 FED NATIONAL MTG ASSOC 1.75 314/05 $ 2,999,509 1.82 99.14 $ 3,013,856 Aaa AAA $ 3,040,000 FED NATIONAL MTG ASSOC 1.71 3/1105 $ 3,001,012 1.78 99.15 $ 3,014,160 Aaa AAA $ 6,080,000 Subtotal $ 6,000,521 1.80 $ 6,028,016 LGIPs $ 40,000,000 L.A.I.F. 0.00 10/1/04 $ 40,000,000 1.77 100.00 $ 40,000,000 U U $ 5.971,845 L.A.I.F. (HOUSING) 0.00 10/1/04 $ 5,971,845 1.77 100.00 $ 5,971,845 U U $ 5,470,540 L.A.I.F. BOND PROCEEDS 0.00 10/1/04 $ 5,470,540 1.77 100.00 $ 5,470,540 U U $ 9,820,019 L.A.I.F, BOND PROCEEDS 0.00 10/1/04 $ 9,820,019 1.77 100.00 $ 9,820,019 U U $ 61,262,404 Subtotal $ 61,262,404 1.77 $ 61,262,404 LGIP $ 20,938,942 C.A.M.P. 0.00 10/1/04 $ 20,938,942 1.47 100.00 $ 20,938,942 U AAA $ 20,938,942 Subtotal $ 20,938,942 1.47 $ 20,938,942 Pooled Funds--AIM $ 38,313,785 PRIME PORTFOLIO 0.00 10/1/04 $ 38,313,785 1.22 100.00 $ 38,313,785 Aaa AAA $ 38,313,785 Subtotal $ 38,313,785 1.22 $ 38,313,785 Total Investments $ 156,733,131 $ 156,565,536 1.61 $ 156,610,485 Cash $ 2,470,597 HOUSING AUTH CHKG 0.00 10/1/04 $ 2,470,597 0.00 100.00 $ 2,470,597 N/A N/A $ 324,329 HOUSING AUTH TRUST 0.00 1011/04 $ 324,329 0.00 100.00 $ 324,329 N/A N/A $ 2,794,926 Subtotal $ 2,794,926 $ 2,794,926 0=Unrated Page 6 of 8 Palm Desert Redevelopment Agency Portfolio Holdings 30 September 2004 Market Ratings Par Value Issuer I Coupon 1 Maturity cost YTM Price I Value lMoodysj S&P Total Investments and Cash $ 159,528,057 $ 159,360,462 $ 159,405,411 U= Unrated Page 7 of 8 STATEMENT OF COMPLIANCE The investment portfolios of the City of Palm Desert("City")and the Palm Desert Redevelopment Agency("RDA")are governed by federal, state,and local law. The City Treasurer's"Statement of Investment Policy" is more restrictive than the California Government Code. The Palm Desert Investment Committee and the Palm Desert City Council review the Statement of Investment Policy annually. For the month ended 30 September 2004, the City and the RDA investment portfolios were in compliance with all applicable federal,state,and local laws and regulations. The City Treasury continued to pursue conservative and prudent investment strategies, based upon the stated objectives of safety, liquidity, and yield (in order of priority). Barring unforeseen events,the City Treasury should have sufficient cash to finance the operations of the City of Palm Desert and the Palm Desert Redevelopment Agency over the next six months. In addition, portions of either the City or the RDA portfolio could be liquidated in order to meet any significant, unexpected cash requirements. Bloomberg L.P.and Interactive Data Corporation provided the data and the analytical tools that were used to calculate the market value of all securities in the City and the RDA investment portfolios. State and Local Government Series securities are held in escrow accounts and are therefore not included in this report as assets. All balances are bank balances. Respectfully submitted on 27 October 2004, PauLS. (jaaom, c.c.M.r City Treasurer SUMMARY OF AUTHORIZED INVESTMENTS California Government Code City Investment Policy CA Govt Maximum Maximum Quality Maximum Maximum Quality %of City %of RDA Code Investment Category Maturity Limit S&P/Mdys Maturity Limit S&P/Mdys Portfolio Portfolio 53601(a) Palm Desert Bonds 5 Years No Limit Not Authorized(1) 53601(b) U.S.Treasuries 5 Years No Limit 5 Years I No Limit I 1 0.0% 14.7% 53601(c) CA State Debt 5 Years No Limit Not Authorized 53601(d) CA Local Agency Debt 5 Years No Limit Not Authorized 53601(e) Federal Agencies 5 Years No Limit 5 Years 30% 5.6% 5.1% 53601(f) Bankers's Acceptances 180 Days 40% 180 Days 40% 1 A-1 &P-1 I - - 53601(g) Commercial Paper 270 Days 25% A-1+or P-1 270 Days 1 25% A-1+or P-1 4.8% 3.2% 53601(h) Negotiable CDs 5 Years 30% 5 Years 1 30% 1 AA-or Aa3 53601(i) Repos 1 Year No Limit 30 Da vs 1 20% 1 AAA&Aaa - - 53601(i) Reverse Repos 92 Days 20% Not Authorized 536010) Medium-Term Notes 5 Years 30% A 5 Years 30% 1 A 1 14.1% 0.0% 53601(k) Mutual Funds 90 Days 20% AAA&Aaa 90 Days 20% (2) 1 AAA&Aaal 8.5% 1 24.5% 53601(I) Trust Indenture Debt Not Authorized 53601(m) Secured Bank Deposits 5 Years No Limit Not Authorized 53601(k) Local Government AAA&Aaa AAA&Aaa Investment Pools 90 Days 20% or Advisor 90 Days 20% (2) 1 or Advisor 1 9.0% 1 13.4% 53601(n) Mortgage-Backed 5 Years 20% A(Issuer)& Not Authorized Securities AA(Security) LAIF No Limit I I No Limit 31.9% 39.1% (1) The City loan to RDA, which is not a bond, has been approved by the Palm Desert City Council. 73.9% 100.0% (2) Maximum limit for mutual funds and local government investment pools, excluding bond proceeds. ' Certified California Municipal Treasurer Page 8 of 8 I,rly OFp STATE OF CALIFORNIA F�f"�/�Pr1i11 }�{V ES, Treasurer 1� OFFICESACRAMEN OF THE TREASURER 1�U OCT l2 48 Local Agency Investment Fund 35 PO Box 942809 I Sacramento; CA 94209-0001 (916) 653-3001 September, 2004 Statement CITY OF PALM DESERT Account Number : 98-33-621 Attn: CITY TREASURER 73510 FRED WARING DRIVE PALM DESERT CA 92260 Account Summary Total Deposit : 0.00 Beginning Balance : 40,000,000.00 Total Withdrawal : 0.00 Ending Balance : 40,000,000.00 Page : 1 of 1 STATE OF CALIFORNIA PHILIP ANGELIDES, Treasurer OFFICE OF THE TREASURER SACRAMENTO Local Agency Investment Fund PO Box 942809 Sacramento, CA 94209-0001 (916) 653-3001 OCT 1 2 1 September, 2004 Statement e PAI„iv,1;DF : .. �VEfX1)MENTAGENC %, • ': , . icy Account Number : 65-33-015 Atf ..—„T$EASUR ,_.,_ 73-510 FRED WARING DRIVE PALM DESERT CA 92260. Account Summary Total Deposit: 0.00 Beginning Balance : 40,000,000.00 Total Withdrawal : 0.00 Ending Balance : 40,000,000.00 Page : 1 of 1 STATE OF CALIFORNIA PHILIP ANGELIDES, Treasurer OFFICE OF THE TREASURER SACRAMENTO Local Agency Investment Fund PO Box 942869 Sacramento, CA 94209-0001 (916) 653-3001 September, 2004 Statement PALM DESERT,HOL7SJ1 ,bI�iMORITY- ��CY Ann: -DEPUTY crry uRER Account Number : 25-33-003 73-510 FRED WARING DRIVE PALM DESERT CA 99260-2578 Transactions Effective Transaction Tran Confirm Authorized Amount Date Date Type Number Caller 09-03-2004 09-03-2004 RW 963386 THOMAS JEFFREY 300,000.00 Account Summary Total Deposit : 0.00 Beginning Balance : 6,271,845.03 Total Withdrawal : - 300,000.00 Ending Balance : 5,071,845.03 Page : 1 of 1 CITY OF RALIvl DESERT s o F1t ANCE DEPARTMENT CA I- I F O R N I A ASSET OCTATEMENT MANAGEMENT PROGRAM ���� r11.. /II� :' I� IOIN'1' POWERS AUTHORITY 1 ! 35 50 CALIFORNIA STREET 23RD FLOOR SAN FRANCISCO CALIPORMA 941II FOR ACCOUNT INFORMATION: 600-729-7665 STATEMENT DATE: 9/30/2004 CITY OF PALM DESERT ACCOUNT NUMBER: 553-00 OPERATING FUND ATTN-PAUL GIBSON FUND NAME: Cash Reserve Portfolio 73-510 FRED WARING DRIVE PALM DESERT, CA 92260 Page 1 of 1 Account Summary as of 9/3012004 Statement Income Dividends Capital Gains Total Shares Account Date Paid This Year Paid This Year Owned Value 9/30/2004 $101,532.89 $0.00 11,335,590.670 $11,335,590.67 Transaction Summary fo"r 9/1/2004-9/30/2004 Beginning Balance Purchases Reinvestments Redemptions Ending Balance $11,322,030.73 $0.00 $13,559.94 $0.00 $11,335,590.67 TRADE SETTLE DOLLAR AMOUNT'. SHARK. SHARES THIS , TOTAL DATE DATE TRANSACTION OF TRANSACTION,.:. PRICE.' TRANSACTION_ ' SH_ ARES OWNED. 09/01/04 Beginning Balance 11,322,030.730 09/30/04 10/1/2004 Accrual Income Div Reinvestment-DIV $13,559.94 $1.00 13,559.940 11,335,590.670 Message Line; The Monthly Distribution Yield is 1.46%. The Monthly Effective Annual Yield is 1.47%. I CALI FORNI A ASSET STATEMENT MANAGEMENT PROGRAM )O1NI' POVFRRS AUTHORITY 511 CILIFORNIA STRFrT 23RI3 rLCHJR SAN FRANCISCO CALIFORNIA 941 11 FOR ACCOUNT INFORMATION: 800-729-7665 STATEMENT DATE: 9/30/2004 PALM DESERT REDEVELOPMENT AGENCY ACCOUNT NUMBER: 553-02 GENERALFUND ATTN: PAUL GIBSON FUND NAME: Cash Reserve Portfolio 73-510 FRED WARING DRIVE PALM DESERT,CA 92260-2578 Page 1 of 1 Account Summary as of 9130/2004 Statement Income Dividends Capital Gains Total Shares Account Date Paid This Year Paid This Year Owned Value 9/30/2004 $221,188.34 $0.00 20,938,941.850 $20,938,941.85 Transaction Summary for 9/1/2004-9/30/2004 Beginning Balance Purchases Reinvestments Redemptions Ending Balance $20,913,894.12 $0.00 $25,047.73 $0.00 $20,938,941.85 SHARES THIS ,, ; TOTAL_ TRADE SETTLE DOLLAR AMOUNT' SHARE,, .•z" DATE DATE - TRANSACTION OF TRANSACTION . PRICE , TRANSACTION;;. SHARES OWNER 09/01/04 Beginning Balance 20,913,894.120 09/30/04 10/1/2004 Accrual Income Div Reinvestment-DIV $25,047.73 $1.00 25,047.730 20,938,941.850 Message Line: The Monthly Distribution Yield is 1.46%. The Monthly Effective Annual Yield is 1.47%. 0 O v a s o 60 y � a U npn x R 2 X ;; ❑ ro W ro b 4 v] R/i�1 F pLpun� Z o a o W =', O O �T q O O � �0 VLLA 0 $ d O a o e Q d v a+ a +a �ocv� w�ao., v � orv �n �o o G y Q(� W LL � N ^-� O O OO O O O � �y •-• .• 0 0 --� O vi o T � v N� Q a w yy a,i o 0 ® Z L"JU� CC r r M M O N M 00 O Cl— 0 _ 7 0 0 �--� O O Id- O e O N ob to O N O N M m N O ID b O C 0 M N v� . M �o �D V ao O w O 47 Z W lei. +'1 M M .-• cF 'V` A A � _ „ 2 �R �R 5 �R � M fd N1 ri O C N Cp I-:... O V5 O O �/1 D Qt V" *3 O 4 r O r vt vt vi O i3 X N�_3 m r e'i �n V M b 4 ; m.. O' •L V ^-� O `D O M N O N f" � ur E _ r- ri ni iv ni N �'h 9 a o o c�i o o M m Ca d d aai ro 0 O r N m w ..G. 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L �' �' E•„ g o avF � nw .: b2' O WaC7aDU � w z City of Palm Desert Parkview Office Complex Financial Statement for Fiscal Year 2004.2005 September-04 September-04 # % YTD Y1'D # % Budget Actual Variance Variance Budget Actual Variance Variance ( Revenues I I Rental $ 68,500 $ 74,393 $ 5,893 108,60%� $ 205,500 $ 218,346 $ 12,846 106.25% Dividends/Interest $ 700 $ - $ (700) 0.00% $ 2,100 $ - $ (2,100) 0.00% Total Revenues $ 69,200 $ 74,393 $ 5,193 107.50%1 $ 207,600 $ 218,346 $ 10,746 105.18% Expenses f Professional-Accounting&Auditing $ 81500 $ 8,829 $ (329) 103.87% 1 $ 25,500 $ 26,487 $ (987) 103.87% Professional-Consultants $ 6,000 $ 6,870 $ (870) 114.50% $ 18,000 $ 15,920 $ Z080 88.45% Tenant Improvements $ 3,000 $ 39,597 $ (36,597) 1319.90% $ 9,000 $ 39,597 1 $ (30,597) 439.97% Repairs&Maintenance Building $ 8,000 $ 7,168 $ 832 89.61% $ 24,000 $ 23,967 $ 33 99,86% Repairs&Maintenance-Landscaping $ Z300 $ - $ 2,300 0.00%, $ 6,900 $ - $ 6,900 0.00% Utilities-Water $ 150 $ 112 $ 38 74.49% ` ] $ 450 $ 218 $ 232 49,39% Utilities-Gas/Electric $ 7,000 $ 11,279 $ (4,279) 161.12% $ 21,000 $ 17,596 $ 3,404 83.79% Utilities-Waste Disposal $ 600 $ 1,077 $ (477) 179.44% $ 1,800 $ 2,153 $ (353) 119.63% Telephone $ 250 $ 445 $ (195) 177.90%L $ 750 $ 1,067 $ (317) 142.25% Insurance $ 521 $ - $ 521 0.00% - $ 1,561 $ - $ 1,561 0.00% Total Expenses $ 36,321 $ 75,376 $ (39,055) 207.53°/u $ 108,961 $ 127,005 $ (18,044) 116.56% INLa;Ntt9_l eotrte $ 32;879 $ (993) $ (33,862) 2SJ9'!g $ 98,6 $$ 91,$43 $ (7,2298) 9260%i Equipment Replacement Reserve $ 16,700 $ 16,666 $ 34 99.80% $ 50,100 $ 49,998 $ 102 99.80% 1!'etinc#nne $ 16,179 $ (19,649) $ (33,828) 109;08°I° $ 48,539 $ 41,34$ $ (7196) 85.18°0� 1-Note:The tenant improvements for The Riverside County Supervisor,Roy Wilson are recorded as an expenditure for the purpose of this investment report, however,at the end of the year the tenant improvements will be capitalized as fixed assets and depreciated over the useful life of the asset. 2005 Investment Reportlnv Report 2005 ' City of Palm Desert Parkview Office Complex Vacancy Rate Schedule by Suite September 2004 Suite Square No. Tenant Feet 73-710 Fred Waring Drive-Two (2) Story Building 100 Hanover 1,915 100A William Bonneheim 645 102 Cove Commission-Fire Marshal 1,360 103 National Multiple Sclerosis 488 104 Arthritis Foundation 960 106 Coachella Valley Economic Partnership 928 108 Assembly Rules Committee-Assemblyman Benoit 450 112 Senator Battin 1,741 114 Chamber of Commerce 1,478 118 Goodwill Industries 1,250 119 City/CVAG Conference Room 1,380 120 Duke Gerstal 1,750 200 CVAG 4,292 200A University of California Riverside 841 201 University of California Riverside 604 203 Mountain Conservancy 480 205 Adopt-A-Class 700 208 Alzheimer's Association 960 210 Wilson,Pesota &Pichardo 3,040 211 State of California Department of Food& Agriculture 937 217 Joe B. McMillan,.Esq. 775 2005 Investment ReportVacancy Report City of Palm Desert Parkview Office Complex Vacancy Rate Schedule by Suite September 2004 220 Environmental Products Applications 1,607 222 Riverside County Supervisor-Roy Wilson 3,348 Total square footage(2 story Building) 31,929 Vacancy Rate--0.00% 0.00% 73-720 Fred Waring Drive- One Story Building 100 State of California-Water Resources 15,233 102 State of California-Rehabilitation Department 4,396 Total Square Footage 19,629 Vacancy Rate-0.00% 0.00% Overall Vacancy Rate for Both Buildings: Vacancy Rate--0.00% 0.00% Occupancy Rate-100% 100.00% 2005 Investment ReportVacancy Report City of Palm Desert Desert Willow Budget Vs Actual For the month of September 2004 Budgeted Actual Budgeted Actual September September S Percentage Year to Year to $ Percentage Revenue 2004 2004 Variance Variance Date Date Variance Variance Course&Ground $ 176,850 S 195,686 S 18,836 110.65% S 391.212 $ 462,919 $ 71,707 118.33% Cans $ 23.216 S 25,950 $ 2,734 111.78% $ 56,341 $ 67.250 $ 10,909 119,36% Golf Shop S 48,335 $ 41,872 S (6,463) 86.63% $ 99,504 $ 88,070 $ (II434) 88.51% Range $ 750 S 727 $ (23) 96.93% $ 2,100 $ 2,286 S 186 108.86% Food&Beverage S 85,147 $ 98,349 S 13,202 115.50% $ 179,433 $ 219,567 $ 41,134 123,05% Interest Income $ - $ - $ - 0.00% $ - S - $ - 0.00% T tal Revenuer S 334,298 S 362,584 S 28,286 108.46% $ 727,590 $ 840.092 $ 112.502 115.46 Payroll Proshop $ 2,432 $ 1,191 S 1,241 48.97% $ 7,458 S 3.173 S 4,285 42.54% Can $ 15,770 S 14,628 $ 1,142 92.76% $ 46,576 S 43,283 $ 3,293 92.93% Course&Ground S 126,575 S 128,347 $ (1,772) 101.40% $ 378,329 $ 361,635 $ 16,694 95,59% Golf Operations $ 25,059 S 20,633 $ 4,426 82.34% $ 63,893 S 59,455 $ 4,438 93.05% General&Administration S 40,925 $ 40,990 S (65) 100.16% $ 123,521 $ 121,464 S 2,057 98.33% Food&Beverage $ 56,170 $ 55,174 S 996 98,23% $ 15&444 $ 163,529 $ (5,084) 103.21% Total Payroll 5 266,931 S 260,963 S 5,968 97.76% S 778.221 S 752.538 S 25.683 96.70 Other Expenditures Perimeter Landscaping $ - $ - $ - 0.00% $ - $ - $ - 0.00% Proshop $ 4,400 $ 2,048 S 2.352 46.55% S 7,400 S 5,026 S 2,374 67.92% Proshop-COGS S 24,394 S 23,472 S 922 96.22% $ 52,099 S 48,304 S 3,795 92.72% Carl S 14,290 $ 13,115 S 1,175 91.78% $ 41,670 $ 39,161 $ 2,509 93.98% Coarse&Ground-Nosh Course $ 41,303 S 50,704 S (9,401) 122.76% $ 150,749 $ 152,388 $ (1,639) 101.09% Coarse&Ground-South Course S 38,554 S 52,803 S (14,249) 136.96% $ 151,102 $ 169,851 $ (18,749) 112.41% Coarse&Ground-Desert Pallet-N $ 425 $ 571 S (146) 134.35% $ 1,875 $ 1,828 $ 47 97,49% Coarse&Ground-Desert Pallet-S $ 425 $ - $ 425 0.00% $ 1,875 $ 577 $ 1,298 30,77% Golf Operations S 825 S 110 $ 715 13.33% $ 2,375 $ 558 $ 1,817 23.49% General&Administration $ 51,779 S 56,330 $ (4,551) 108.79% $ 170,387 $ 152,284 $ 18,103 89.38% Range $ 95 $ 919 $ (824) 967.37% $ 790 $ 959 $ (169) 121,39% Food it Beverage $ 18,003 $ 31,905 S (13,902) 177.22% $ 51,074 $ 79,936 $ (28,862) 156.51% Ford&Beverage COGS S 26,562 $ 34,930 S (9,369) 13L50% S 5S.613 $ 90.939 S (25,2251 14S.36% Management Fee - $ 25,000 $ 25,000 $ - 100,00% $ 75.000 $ 75000 $ - 100.00% Financinp/Lease $ 4,352 $ 4,150 S 202 95,36% $ 13.093 $ 12,515 S 579 95.59% To nt Other Ex endNnres $ 250,407 S 296,057 $ (45,650) 118.23% S 775,102 $ 819,225 $ 44 123 105.69 Desert Willow Golf Academy Desert Willow Golf Academy $ 10,250 $ 11,225 $ 975 109.51% S 28,050 $ 30,642 $ 2,592 109,24% COGS-Merchandise $ (6,134) $ (5,825) S 309 9C96% $ (20,283) $ (24,316) $ (4,033) 119,88% Other Expenditures $ (2,225) $ (1.258) S 967 56.54% $ (9,025) $ (9,105) S (80) 100,89% Learning Center Income(Loss) $ 1.891 $ 4,142 S 2,251 219.04% $ (1258) $ (2,779) $ (I521) 220,91% Operating Income(Lass) $ (181,149) $ (190,294) S (9,145) 105.05% $ (826.991) S (734,450) $ 92,541 88.81% Equipment Reserve Replacement $ 70,000 $ 69,124 $ (876) 98.75% $ 210,000 $ 207.714 S (2,286) 98.91% Net Income Loss $ (251,149) 259 41 B S (8,269) 103.29.% $ 1 036 991 S (942,164) S 94,827 90.86 Sna shot of Golf Rounds Budgeted mo Actual mp Variance Variance% Budgeted id Actual td Variance Variance% Resident 645 500 (145) 78% 1,345 1,730 385 129% Non Resident 4,006 4.497 491 112% 9,870 11,738 1,868 119% Other - 42 42 100% - 168 168 100% CatT!Plimcntary 300 323 23 108% 800 865 65 109% Total 4,951 5,362 411 108% 12,015 14,501 2,486 121 Folder.Desert Willow 2004:DW2005;Financial Statement Page I / 2 , , OD2 ! , § . 2 ; 3 ; \ 2 ) i - I 13 § \ / ( ! ! ) ( \ \ \ ] \ { 2 ( {2 ) \ ƒ) ) ] 2 0 ; 3al3 . a Jaya : : ± ! a � I \/ 3 2K j ~ ! ® x A! �0 k § \ , | u < & q ] ! ! 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Complimentary 323 $ 14,229 $ 44.05 6.00% Desert Willow Totals 5,362 2 11,086 43.10 100.00% DW2005;POS AVG RD Page 9 • Desert Willow Breakdown of Rounds per point of sale system FIRECLIFF COURSE- SEPTEMBER 2004 Description No. Of Revenue Avg. Per I Pct to Rounds Per POS Round Total Resident Rounds Resident Fee 203 $ 9,135 $ 45.00 7.17% Total Resident 203 9,135 7f 45.00 7.17% Non Resident IROC Member/ Guest 64 $ 3,712 $ 58.00 2.26% Sunrise 304 $ 22,800 $ 75.00 10.73% Prime 249 $ 15,755 $ 63.27 8.79% Midday 62 $ 3,250 $ 52.42 2.19% Sunset 674 $ 18,050 $ 26.78 23.80% VIP Card 259 $ 7,770 $ 30.00 9.15% Wholesale 242 $ 10,180 $ 42.07 8.55% Outing 394 $ 14,498 $ 36.80 13.91% Twilight 70 $ 2,840 $ 40.57 2.47% Fee Special Event Variable 141 $ 6,073 $ 43.07 4.98% Total Non Resident Rounds 2,459M104,928 42.67 86.83% Other Rounds Junior Walking 23 $ 10.00 0.81% Total Other 23 10.00 0.81% Complimentary VIP 84 $ 4,285 $ 51.01 2.97% PGA Member 10 $ 520 $ 52.00 0.35% USGA Kids on Course 7 $ 7 $ 1.00 0.25% Champions Club 3 $ 150 $ 50.00 0.11% PDHS/COD 2 $ 2 $ 1.00 0.07% Employee / Employee Guest 41 $ 1,755 $ 42.80 1.45% Total Complimentary 147 6,71911 $ 45.71 5.19% Total Round (FireCliff( 2,832 1 $ 121,012 $ 42.73 100.00% DW2005;POS AVG RD Page 10 Desert Willow Breakdown of Rounds per point of sale system MOUNTAINVIEW COURSE- SEPTEMBER 2004 Description No. Of Revenue Avg. Per Pct to Rounds Per POS Round Total Resident Rounds Resident Fee 297 $ 13,365 $ 45.00 11.74% Total Resident 297 13,365 45.00 11.74% Non Resident IROC Desginated Party 6 $ 225 $ 37.50 0.24% IROC Member/ Guest 82 $ 4,416 $ 53.85 3.24% Sunrise 184 $ 13,800 $ 75.00 7.27% Prime 270 $ 18,195 $ 67.39 10.67% Midday 66 $ 3,470 $ 52.58 2.61% Sunset 524 $ 13,260 $ 25.31 2 ..71% VIP Card 209 $ 6,270 $ 30.00 8.26% Wholesale 251 $ 10,121 $ 40.32 9.92% Outing 196 $ 7,947 $ 40.55 7.75% Twilight 120 $ 5,150 $ 42.92 4.74% Fee Special Event Variable 136 $ 6,380 $ 46.91 5.38% Total Non Resident Rounds 1 2,038 89,009 43.67 80.55% Other Rounds Junior Walking 19 $ 190 $ 10.00 0.75% Total Other 19 190 10.00 0.75% Complimentary VIP 58 $ 3,085 $ 53.19 2.29% PGA Member 9 $ 340 $ 37.78 0.36% Employee / Employee Guest 43 $ 2,195 $ 51.05 1.70% PDHS/COD 56 $ 1,880 $ 33.57 2.21% USGA Kids on Course 10 $ 10 $ 1.00 0.40% Total Complimentary 176 7,5101 $ 42.67 6.96% Total Round (Mountainview) 2,530 $ 1 00,074 $ 43.51 100% DW2005;POS AVG RD Page 11 City of Palm Desert Desert Willow Cash Reserve Analysis for the month of September 2004 Cash Reserve Analysis One Month Required Reserve $ 500,000.00 Kash on Hand $ 571,700.90 Variance- Favorable Unfavorable $ 71,700.90 Page 12 PalmDesert Recreation Facilities Corporation Income Statement Sep-04 Sep-04 # % Budget Actual Variance Variance Food & Beverage Revenues $85,147 $98,349 $13,202 115.50% Total Revenues $85,147 $98,349 $13,202 115,50% Salaries $56,170 $55,174 $996 98.23% Cost of Goods Sold-F&B $26,562 $34,930 ($8,368) 131.50% Food & Beverage Expense $18,003 $31,905 ($13,902) 177.22% Total Expenses $100,735 $122,009 ($21,274) 121.12% Net Income (Loss) ($15,588) ($23,660) ($8,072) 151.78% Note: The above revenues and expenditures are also included in the Desert Willow analysis. DW2005;PDRFC Budget Page 1