HomeMy WebLinkAboutCC RES 85-115RESO�UTION N0. 85-115
A RESOLUTION OF THE CITY COUNCIL OF TNE CITY 0� PALM OESERT,
CALIfORNIA, ESTABLISHING THE ICMA RETIREMENT CORPORATION
DEFERRED COMPENSATION PLAH FOR THE CITY OF PALM DESERT
WHEREAS. the City of Palm Desert has employees rendering
valuable services; and
WHEREAS, the establishment of a deferred compensation pian for
such emplovees will serve the interests of the City of Palm Desert by
enabling it to provide reasonable retirement security for its employ-
ees, by providing increased flexibility in its personnel management
system, and by assisting in the attraction and retention of competent
personnel; and
MHEREAS, the City of Palm Desert has determined that the
establishment of a deferred compensation plan to be administered by
the ICMA Retirement Corporation wili serve the above objectives; and
wHEREAS, the City of Palm Desert desires that the investment
of funds held under its deferred compensation plan be administered by
the ICMA Retirement Corporation. as Trustee. with the understanding
that such funds wi11 be held by the ICMA Retirement Trust, a trust
established by public employers for the purpose of representing the
interests of such employers with respect to the collective investment
of funds held under their deferred compensation plans.
NOW, THEREFORE, BE IT RESOLVED that the City of Palm Desert
adopts the deferred compensation plan, attached hereto as Appendix A.
and appoints the ICMA Retirement Corporation to serve as Administra�or
thereunder; and
BE IT FURTHER RESO�VED that the City of Palm Desert hereby
executes the ICMA Retirement Trust, attached hereto as Appendix B; and
BE [ T FURTHER RESOLVED that the C i ty of Pa Im Desert hereby
adopts the trust agreement, attached hereto as Appendix C, and appoints
the [CMA Retirement Cor-poration as Trustee thereunder, and directs the
ICMA Retirement Corporation, as Trustee to invest all funds held under
the deferred compensation plan through the ICMA Retirement Trust as
soon as is practicable; and
BE IT FURTHER RESOIVED that the City Manager shall be the
coordinator for this program and shall receive necessary reports,
notices. etc. from the ICMA Retirement Corporation as Administrator
and shali cast, on behalf of the City of Palm Desert. any required
votes under the program. Administrative duties to carry out the plan
may be assigned to the appropriate departments.
PASSED. APPROVED, and ADOPTED by the City Council of the City
of Palm Desert, Cal ifornia, at its regular meeting held on the 24th
day of October , 1985, by the foliowing vote. to wit:
AYES:
NOES:
BE:ISON, JAC�:SON, KELLY, WILSON AND S:7YDER
VO;VE
ABSENT: NONE
ABSTA I N : NONE
ATTEST:, , ) .
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SHE I LA R. G�i.l� I GAN, C i Y CLERK
CITY OF PALM DESERT.� ALIFORNIA
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ALTER H. SNYDER, YOR
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APPENDIX A -
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RESOLUT I ON N0. 85- 115
APPENDIX A
("EMPLOYER")
DEFERRED COMPENSATION PLAN
1. INTRODUCTION
The Employer hereby establishes the Employer s Deferred
Compensation Plan. hereinafter referred to as the Plan ' The Pian
consists of the provisions set forth m this document
The primary purpose of this Plan is to provide ret�rement �ncome
and other deferred benefits to the Employees of the Empioyer �n
accordance with the provlsions of section 457 of the Internal
Fievenue Code of 1954, as amended.
This Plan shall be an agreement solely between the Employer
and participating Employees.
II. DEFINITIONS
2.01 AccounC The bookkeeping account ma�ntained for each
Participant reflecting the cumulative amount of the
ParticipanYs Deferred Compensation, including any income,
garns, losses, or increases or decreases in market value
attributable to the Employer's investment of the ParUc�pant's
Deferred Compensation, and further reflecting any distr�bu-
tions to the Participant or the ParticipanYs Benefic�ary and
any fees or expertses charged against such Parii�ipant's
Deferred Compensation.
2.02 Administrator: The person or persons named to carry out
certain nondiscretionary administrative functions under the
Plan, as here�nafter descnbed. The Employer may remove
any person as Administrator upon 60 days advance notice �n
wnting to such person, in which case the Employer shall
name another person or persons to aCt as Administrator The
Administrator may resign upon 60 days advance not�ce �n
wrfting to the Employer, in which the case the Employer shall
name another person or persons to act as Adminfstrator.
2.03 B�nNidary: The person or persons designated by the
Pa�ticipant in his Joinder Agreement who shall receive any
benefits payable hereunder in the event of the Participa�Ys
death.
2.04 D�f�ntd Comp�nsatlon: The amount of Normal Compensa-
tion otherwise payable to the Participant which the
Participani and the Employer mutually agree to defer
hereunder, any amount credited to a ParticipanYs Account by
reason ot a transfer under Section 6.03, or any other amount
which the Employer agrees to credit to a ParticipanYs
Account.
2.05 Employae: Any indivldual who provides serv�ces for the
Employer, whether as an employee of the Employer or as an
independent contractor, and who has been designated by the
Employer as eligible to participate �n the Plan.
2.06 IncludiW� Comp�nsatlon: The amount of an Employee s
compensation from the Employer tor a taxable year that �s
attnbutable to servlces performed for the Employer and that
is includible in the Employee's gross income for the taxable
year for federal inCome tex purposes; such term does not
�nclude any amount excludable irom gross income under this
Pian or any other plan described in section 4571b) of the
Internal fievenue Code, any amount excludable from gross
�ncome under section 403(b) of the Internal Revenue Code.
or any other amount excludable from gross income for
federai �ncome tax purposes. Includible Compensation shall
be determ�ned w�thout regard to any commun�ty property
iaws.
2.07 Joinder Agreement: An agreement entered into between an
Employee and the Employer, including any amendments or
mod�ficat�ons thereoi. Such agreement shall fix the amount
of Deferred Compensation, specify a preferenCe among the
�nvestment altemaUves designated by the Employer,
designate the Employee's Beneficiary or Beneficiaries, and
�ncorporate the terms, conditions, and provisions of the Plan
by reference.
2.08 Normal Compensatio�: The amount of compensation which
would be payable to a Participant by the Employer for a
taxable year rf no Joinder Agreement were �n effect to defer
compensation under th�s Plan.
2.09 Normal Retirement Age: Age 70. unless t�e Partic�pant has
elecied an altemate Norma! Reinement Age by wntten
�nstrument dehvereC co the Administrator prior t0 Separation
from ServiCe. A PartiCipant's Normal Retirement Age
determ�nes (al the iatest time when benefits may commence
under th�s Plan �unless the ParnCipant ConUnues employ
ment atter Normal Fetirement Age), and (b) the penod dunnc
wh�Ch a Participant mey ut�l�ze the catch-up limrtat�on oi
Section 5.02 hereunder. Once a Participant has to any extent
uul�zed the catch-up hmitation of Secuon 5.02, his Normal
Retirement Age may not be changed.
A Part�c�pant's alternate Normal Retirement Age may not
be earlier than the earl�est date that the Participant will
become ei�g�ble to rehre and recerve unreduced retirement
benef its under the Employer's basic retirement plan covenng
the Partiapant and may not be later than the date the
ParUc�pant attains age 70. If a ParLCipant Contmues
empioyment after attammg age 70. not having previously
eiected an aiternate Normal Retirement Age, the ParticipanYs
alternate Normal Retirement Age shall not be later than the
mandatory retirement age. if any, established by the
Empioyer, or the age at which the Particlpant actually
separates from service if the Employer has no mandatory
retirement age. If the Participant wlll not become elig�ble to
receive benefits under a basic retirement plan maintained by
the Employer, the ParticipanYs alternate Normal Retlrement
Age may not be earl�er than attainmenr of age 55 and may not
be iater than atta�nment of age 70.
2.10 Participant: Any Employee who has �oined the Plan pursuant
to the requ�rements of Art�cle IV
2.11 Plan Year: The calendar year
RESOLUTION N0. 85-I1�
APPENDIX A
2.12 Retirement: The first date upon which both of the follpw�ng
shall have occurred with respect to a Participant Separation
from Service and attainment of Normal Retirement Age.
2.13 S�paratlon from S�►vice: Severance of the Part�c�panYs
employment with the Employer. A Partic�pant shall be
deemed to have severed h�s employment w�th the Employer
for purposes of this Plan when, in accordance with the
established practices of the Employer, the employment
relationship is considered to have actually terminated In the
case of a Participant who is an independent contractor of the
Employer, Separation from Service shall be deemed to have
occurred when the ParticipanYs contract under which
services are performed has completely exp�red and
termmated, there �s no foreseeable possib�l�ty that the
Employer will renew the contract or enter �nto a new contract
for the ParticipanYs services. and it �s not anhc�pated that the
Participant w�ll become an Employee of the Employer.
III. ADMINISTRATION
3.01 Duties OI Employer: The Employer shall have the author�ty to
make all discretionary deasions affechng the nghts or
benefits of Participants which may be required m the
administration of this Plan.
3.02 Duties of Administrator. The Administrator. as agent for the
Employer, shall perform nondiscretionary adm�n�strat�ve
funCtions in ConneCtiOn with the Plan, inCluding the
mamienance of Part�cipants' AcCounts. the prows�on of
penodic reports of the status of each Account and the
disbursement of benefits on behalf of the Employer �n
accordance w�th the prov�sions of m�s Plan.
/. PARTICIPATION IN THE PLAN
4.01 Initial Participstion: An Employee may become a Part�c�pant
by entering into a Jomder Agreement prior to the beginning
of the calendar month �n which the Joinder Agreement �s to
become effectrve to defer compensation not yet earned.
4.02 Am�ndment of Joinder AyrNment: A Partic�pant may amend
an executed Joinder Ayreement to change the amount of
compensatlon not yet earned which �s to be deferred
(including the reduction of such future deferrals to zero) or to
change his investment preference (sub�ect to such restnc-
tions as may result from the nature or terms of any �nvestment
made by the Employer). Such amendment shall become
effective as of the beginning of the calendar month
commenc�ng after the date the amendment �s executed. A
Partic�pant may at any time amend his Jo�nder Agreement to
change the designated Beneticiary and sucn amendment
shall become effectrve immediately.
Y. LIMITATIONS ON DEFERRALS
5.01 Normal Limitation: Except as prowded �n Sect�on 5 02. the
max�mum amount of Deferred Compensat�on for any
Partic�pant for any ta�cable year shall not exceed the lesser of
57,500.00 or 33 1/3 percent of the ParticipanYs Includible
Compensation for the taxable year. This limitation will
ordinarily be equrvalent to the lesser of 57.500.00 or 25
percent of the PartiCipanfs No►mal CompensaUon.
5.02 Catch-up Llmitatfon: For each of the last three (3) taxable
years of a Participant ending before his attainment of Normal
Retirement Age, the maximum amount of Deferred
Compensation shall be the lesser of: (1) $t5.000 or (2) the
sum of (i) the Normal L�mltabon for the taxable year, and 1��)
that port�on of the Normal Limitation for each of the pr�or
taxable years of the Participant commencing after 1978
dunng wh�ch the Plan was in existence and the Participant
was el�g�ble to participate in the Plan (or in any other plan
established under section 457 of the Internal Revenue Code
by an employer within the same State as the Employer) less
the amount of Oeferred Compensation for each such pr�or
taxable year (�ncluding amounts deferred under such other
plan) For purposes of this Section 5 02. a Part�c�pant s
Includible Compensat�on for the current taxable year shall be
deemed to �nclude any Deferred Compensat�on for the
taxable year In excess of the amount permrtted under the
Normal Limitation, and the Participant's Includible Compen-
sation for any pnor taxable year shall be deemed to exclude
any amount that coutd have been deferred under the Normal
Limitation for such prior taxable year.
5.03 Section 403(b) Annuities: For purposes of Sect�ons 5.01 and
5.02, amounts contributed by the Employer on behalf of a
Participant for the purchase of an annuity contract descnbed
in section 403(b) of the Internal Revenue Code shall be
treated as ii such amounts constrtuted Deferred Compensa-
tion under this Plan for the taxable year �n wh�ch the
contnbution was made and shall thereby reduce the
max�mum amount that may be deferred for such taxable year.
VI. INVESTMENTS ANO ACCOUNT VALUES
6.01 Investment of D�ferred Comp�nsatlon: All investments of
Participants' Deferred Compensation made by the Employer,
including all property and rights purchased wrth such
amounts and all income attnbutable thereto, shaU be the sole
property of the Employer and shall not be held �n trust for
Partic�pants or as collateral secur�ty for the fulfillment of the
Employer s obl�gahons under the Plan Such property shail
be sub�ect to the claims of general creditors of the Employer.
antl no Part�c�pant or Benefic�ary shall have any vested
�nterest o� secured or preferretl posiUon wrth respect to such
prope�ty or have any cla�m aga�nst the Empioyer except as a
gene�a� cred�tor
6.02 Crediting of Accounb; The ParticipanYs Account shall reflect
the amount and value of the investments or other property
obta�ned by the Employer through the investment of the
ParUcipanYs Deferred Compensation. It is antic�pated that
the Employer s investments with respect to a Participant w�ll
conform to the mvestment preference speafled in the
PartcipanYs Jomder Agreement, but nothing herein shall be
� construed to �eqwre the Employer to make any part�cular
investment of a ParticipanYs Deferred Compensation. Each
�' Participant shall receive periodic reports, not less frequently
'�� �than annually, showing the then-current value of h�s
. Acc nt.
6.03 Acceptance of Transfers: Pursuant to an appropr�ate wr�tten
agreement, the Employer may accept and cred�t to a
Participant's Account amounts transferred from another
employer within the same State representi�g amounts held
by such other employer untler an eligible State deferred
compensat�on plan descnbed �n section 457 of the Internal
Revenue Code Any such transferred amount shall not be
treated as a deferral sub�ect to the I�m�tat�ons of Art�cie V.
prov�ded however. that the actual amount of any deferrai
under the plan from wh�ch the transfer �s made shall be taken
�nto account �n Computing the catch-up I�mitation under
Section 5 02
6.01 Employ�r Llability: In no event shall the Employer's iiabii�ty to
pay benefits to a Participant under Article VI exceed the value
of the amounts credited to the Panc�ipanYs Account: the
Employer shall not be I�able for losses arising trom
deprec�ation or shnnkaye �n the value of any �nvestments
acqu�red under th�s Plan.
VI1. BENEFITS
7.01 Retirement Benefits and El�ction on Separation Irom
Service: Except as otherw�se prowded �n th�s Art�Ue VII, che
distnbution of a ParticipanYs Account shall commence
during the second calendar month after the close of the Plan
Year of the ParticipanYs Retirement, and the distribution of
such Retirement benefits shall be matle �n accordance w�th
one ot the payment options descnbed �n Sechon 7 02.
Notw�thstand�ng the foregomg, the Part�c�pa�t may �rrevo-
RESOLUTION N0. 85�1j
APPENDIX A
cably elect within 60 days followmg Separahon from Service
to have the distnbut�on of benef�ts commence on a date other
than that descnbed m the preceding sentence wh�ch �s at
least 60 days after the date such elecho� is del�vered �n
wnU�g to the EmplOyer and forwardetl to the Administrator
but not later than 60 days after the close of the Plan Year of
the ParticipanYs Retirement.
7.02 Psyment Optlons: As provided in Sections 7 01, 7 05 and 7 O6,
a ParUapant may elect to have the value of h�s Account
distr�buted �n accordance w�th one of the follow�ng payment
options. provided that such opt�on �s cons�stent w�th the
lim�tations set forth �n SecUon 7 03:
(a) Equal monthly, quarterly, semi-annual or annual
payments in an amount chosen by the Part�c�pant,
continuing until his Account is exhausted;
(b1 One lump sum payment:
(c) Approximately equal monthly, quarterly, semi-annual
or annual payments. calculated to continue for a period
certam chosen by the Participant:
Id) Payments equal to payments made by the �ssuer of a
reUrement annurty policy acqwred by the Employer,
(e) Any other payment opuon elected by the Part�c�pant
and agreed to by the Employer
A Participant's election of a payment option must be made at
least 30 days before the payment of benefits is to commence.
If a Part�c�pant fa�is to make a t�mely elect�on of a payment
opt�on. benef�ts shall be paid monthty under option (c) above
for a penod of fwe years
7.03 Limitation on Options: No payment opt�on may be selected
by the Partic�pant under Sect�on 7 02 unless the present vaiue
of tne payments to the Part�c�pant, determ�ned as of the date
benefits commence. exceeds 50 percent of the value of the
ParticipanYs Account as of the date benefits commence.
Present value determ�nations under this Section shall be
made by the Adm�n�strator �n accordance w�th the expected
retum multiples set forth m sect�on 1J2-9 of the Federal
Income Tax Regulations (or any successor prov�s�on to such
regulations).
7.04 Post-retirement Death Benelits: Should the Part�c�pa�t d�e
after he has begun to receive benef�ts under a payment
option, the remaining payments. �f any, under the payment
opUon shall be payable to the ParLc�panCs Benehc�ary
commenang wrthm 60 days after Ihe Adm�n�strator rece�ves
proof of the Partic�pant's death, unless the Benef�ciary elects
payment under a di(ferent payment option at least 30 days
prior to the date that the first payment becomes payabie to
the Benefiaary. In no event shall the Employer or
Administrator be liable to the Benefic�ary for the amount of
any payment made in the name of the Part�c�pant before the
Adm�nistrator recerves proof of death of the Part�c�pant
Notw�thstand�ng the forego�ng, payments to a Benef�c�ary
shall not extend over a penod longer than ��) the Benef�ciary s
I�fe expectancy �f the Benefic�ary �s the ParUc�panfs spouse
or (nl fifteen (15) years if the Beneficiary �s not the
Partiapant's spouse If no Beneficiary �s designated �n the
Jo�nder Agreement. or �f the designated Benefic�ary does not
survrve the ParUc�pant for a period of fifteen �151 days, then
the commuted value of any remaining payments under the
payment option shall be paid in a lump sum to the estate of
the Partiapant If the designated Benefic�ary survwes the
Participant for a period of fifteen (15) days, but does not
conhnue to Irve for the remainfng penod of payments under
the payment option (as modified, if necessary, m conformrty
wrth the third sentence of this section), then the commuted
value of any remain�ng payments under the payment opt�on
shall be paid in a lump sum to the estate of the Benefic�ary
7.05 Pre-rNirement Death Benefits: Should the Participant die
before he has begun to rece�ve the benefits prov�ded by
Sechons 7 01 or 7 06. a death beneht equai to the vaiue o' ��-
Part�c�pant s Account shail be payabie to the Benef�c
commencing no later than 60 days after the close of the F
Year �n wh�ch the Participant would have atta�ned Norr .
ReUrement Age. Such death benefit shall be pa�d m a iur
sum unless the Beneficiary elects a d�fferent payment opt�c,.
within 90 days of the ParticipanYs death. A Benefic�ary who
may elect a payment option pursuant to the prov�s�ons of the
preced�ng sentence shall be treated as rf he were a Part�c�panc
for purposes of determining the payment options available
under Section 7 02: prov�ded, however. that the payment
ophon chosen by the Benefic�ary must prov�de for payments
to the Beneficiary over a period no ionger than the i�fe
expectancy of the Beneficiary if the Beneficiary �s the
Participant's spouse and must provide for payments over a
penod not in excess of fifteen (15) years rf the Benehc�ary �s
not the Participant's spouse.
7.06 Disability: I n the event a Partic�pant becomes disabled before
the commencement of Retirement bene�its under Sect�on
7 O1. the Part�cipant may elect to commence benehts unoer
one of the payment ophons descnbed �n Sechon 7 02 on the
iast day of the month foliow�ng a determ�rat�on of d�sao�i�cy
by the Employer. The Partic�panYs request for such
determ�nat�on must be made w�th�n a reasonable t�me after
the �mpairment which constitutes the disability occurs A
Participant shall be considered d�sabled for purposes of tn�s
Plan �f he �s unable to engage �n any substant�al ga�nful
act�v�ry by reason of any medicalry determinable phys�cal or
mental impairment which can be expected to result in death
or be of long-continued and �ndef�n�te duration The
d�sab�i�ty of any Partic�pant shali be determ�ned �n
accordance w�th urnform pnnc�ples cons�stently appl�ed a�^
upon the bas�s of such medical ev�dence as the Empioye
deems necessary and des�rable.
7.07 Unforeseeable Emergencies: in the event an unforeseeac
emergency occurs. a Part�c�pant may appiy to me Empioy�-�
:o receive that part of the value of his account tha: �s
reasonably needetl to sat�sfy the emergency need if such an
appi�cat�on �s approved by the Employer, the Part�c�pant shan
be pa�d only such amount as the Empioyer deems necessary
to meet the emergency need. but payment shall not be matle
to the extent that the f�nanc�al hardship may be rei�eved
through cessat�on of deferral untler the Plan. �nsurance or
other re�mbursement, or iiquitlation of other assets to the
extent such I�qu�dat�on would not �tself cause severe f�nanc�ai
hartlship An unforeseeable emergency shall be deemetl to
�nvolve only c�rcumstances of severe f�nanc�al hardsh�p to the
Partic�pant result�ng from a sudden antl unexpected �Ilness or
acc�dent of the Part�c�pant or of a dependent �as def�ned m
section 1521a1 of the Internal Revenue Codel ot the
Partic�pant loss of the Part�c�pant s property due to casualty
or other s�m�lar and extraord�nary unforeseeable c�rcum-
stances ansmg as a result of events beyond tne controi ot the
Participant The need to send a Part�c�pant s chiltl to coiiege
or to purchase a new home shall not be cons�tlereC
unforeseeable emergenc�es. The oeterm�nat�on as to
whether such an unforeseeable emergency ex�sts shaii be
based on the ments of each �nd�v�dual case
VIII. NON-ASSIGNABILITY
No Partic�pant or Beneficiary shall have any nght to commu�
sell, assign, pledge. transfer or otherwise convey or encumbe� t�
right t0 rece�ve any payments hereunder, which payments a�
nghts are expressly declared to be non-assignabie and nc
transferable
IX. RELATIONSHIP TO OTHER PLANS AND EMPLOYMENT
AGREEMENTS
This Plan serves �n addition to any other ret�rement. pens�on or
benefit plan or system presently in ex�stence or here�nafter
establ�shed for the benefit of the Employer s empioyees and
part�c�pat�on hereunder shall not affect benef�ts rece�vabie under
RESOLUTION NO. 85-llj
APPENDIX A
any such plan or system Noth�ng contained in th�s Pian shall be
deemed to constitute an employment contract or agreement
between any Participant and the Employer or to g�ve any
Partic�pant the nght to be retalned in the employ of the Employer.
Nor shall anything herein be construed to modify the terms of any
employment contraCt or agreement between a Participant and the
Employer
X. AMENDMENT OR TERMINATION OF PIAN
The Employer may at any time amend this Ptan prov�ded that it
transmits suCh amendment in wnting to the Admmistrator at least
30 days pr�or to the effeci�ve date of the amendment The consent
of the Administrator shall not be required �n order for such
amendment to become effective. but ihe Admin,strato� shall be
under no obl�gat�on to continue acting as Adm�n�strator hereunder
+f �t disapproves of such amendment The Employei may at any
time term�nate th�s Plan.
The Adminisirator may at any t�me propose an amentlment to
the Plan by an instrument in wnting transmittetl to the Employer at
ieast 30 days before tne effective date of the amendment Such
amendment shall become effective unless. w�th�n such 30-day
penod. the Employer notifie5 the Administrator �n wnt�ng that �t
disapproves such amendment. �n which case such amendment
shall not become effective. In the event of such d�sapproval, the
Adm�n�strator shall be under no obl�gation to continue act�ng as
Admimstrator hereunder.
No amendment or termination of the Plan shall d�vest any
Participant of any nghts with respect to compensation deferred
before the date of the amendment or term�nat�on.
XI. APPLICABLE LAW
This Plan shall be construed under the laws of the state where
the Employer is located and �s establ�shed w�th the �ntent thai �t
meet the requirements of an "eligible State deferred compensation
plan" under section 457 of the Internal Revenue Code oi 1954, as
amended The prov�sions of this Plan shall be interpreted wherever
possible in Conformity with the requirements ol Ihat seCtion
XII. GENDER AND NUMBER
The mascul�ne pronoun. whenever used herein, shall �nclude the
feminine pronoun, antl the s�ngular shall inClude the plural, except
wh2re the COntext requ�res otherw�se.
RESOLUTION N0. SS- li�
APPENDIX B
APPENOIX B
DECLARATION OF TRUST
of
ICMA RETIREMENT TRUST
ARTICLE I. Nsme and Definitions
SECTION 1. t. Name. The Name of the Trust created hereby �s the
ICMA Retirement Trust.
SECTION 1.2. Oefinitions. Wherever they are used here�n. the
following terms shall have the follow�ng respective mean�ngs
(a) By-Laws. The By-Laws referred to in Section 4 1 hereof, as
amended from time to time.
(b) Deferred Compensation Plan. A deferred compensat�on plan
established and maintained by a Pubiic Employer for the purpose
of prov�ding ret�rement �ncome and other deferred benef�ts to �ts
employees �n accordance w�th the prov�s�ons of sect�on a57 of
the Internal Revenue Code of 1954. as amended
(c) Guaranteed Investment Contract A contract entered mto by
the Retirement Trust wrth insuianCe companies that prov�des fpr
a guaranteed rate of return on �nvestments made pursuant to
suCh ContraCt.
�d) 1CMA The Intemahonal Crty Management Assoc�at�on
(e) ICMAiRC Trustees Those Trustees elected by the Pubi�c
Employers who. �n accordance with the provisions of SeCtion
3 1(a) hereof, are also members of the Board of D�rectors of ICMA
or RC.
(f) Investment Adviser. The Investment Adviser that enters �nto a
contract w�th the Ret�rement Trust to prov�de adv�ce w�th respect
to �nvestment of the Trust Property.
(g) Employer Trust. A trust created pursuant to an agreement
between RC and a Publ�c Employer for the purpose of �nvest�ng
and administenng the funds set aside by such emptoyer �n
connection with rts deferred compensation agreements with �ts
employees.
(h) Portfollos. The Portfol�os of �nvestments estabi�shed by the
Investment Adviser to the Retirement Trust, under the
supervision of the Trustees, for the purpose of prov�ding
investments for the Trust Property.
(i) Publlc Employee Trustees. Those Trustees eiected by the
Public Employers who. �n accordance w�th the prov�s�ons of
Section 3.1�a) hereof, are full-hme employees of Publ�c
Employers.
(�) Public Employer A urnt of state or local govemment. or any
agency or instrumentality thereof, that has adopted a Deferred
Compensation Plan and has executed this Declaration of Trust.
(k) RC. The International City Management Assoc�at�on
Rehrement CorporaUon.
(I) ReUrement Trust. The Trust created by this Declarahon of
Trust.
(m) Trust Property. The amounts held in the Retirement Trust on
behalf of the Public Employers. The 7rust Property shali �nciude
any �ncome result�ng from the investment of the amounts so held
1n1 Trustees The Public Employee Trustees and ICMA RC
Trustees elected by the Publ�c Employers to serve as members of
the Board of Trustees of the Rearement Trust.
ARTICLE II. Creation and Purpose of the Trush Ownership of Trust
Property
SECTION 2 t CreaUon. The Retirement Trust �s created and
establ�shed by the execution of this Declaration of Trust by the Trustees
and the partiapating Public Employers.
SECTION 2 2 Purpose The purpose of the Rehrement Trust �s to
prov�de for the commingled �nvestment of funds hela by the Publ�c
Employers �n conneCt�on with their Deferred Compensation Plans The
Trust Property shell be �nvested �n the Portfoi�os. �n Guaranteed
Investment ContreCts and in other investments reCommended by the
Investment Adviser under the superv�sion of the Board of Trustees
SECTION 2 3 Ownersh�p of Trust Property The Trustees shan nave
�egal t�tle to the Trust Property The Public Employers shall be the
benef�c�al owners of the Trust Property.
ARTICLE III. Trustees
SECTiON 3� Number and Qual�f�cat�on o� Trustees
�ai The Boartl of Trustees shall consist of n�ne Trustees F�ve o
:he Trustees shall be full-time employees of a Public Employer
itne Pubi�c Emoioyee Trusteesl who are authorized by such
Pubi�c Empioyer to serve as Trustee The remaining four Trustees
snau cons�s� of two persons who. at the t�me of election to the
Boartl of Trustees. are members of the Boartl of D�rectors of
ICMA and two persons who. at the time of election. are members
of the Board of D�rectors of RC (the ICMAiRC Trustees) One of
the Trustees who �s a a�rector of ICMA. and one of the Trustees
who �s a d�rector o` FiC shall. at the t�me of election, be full-t�me
emp�oyees of a Pubi�c Employer
Ibl No person may serve as a Trustee for more than one term �n
any ten-year per�od
SECTION 3 2 Eiect�on and Term
�a1 Except for ;he Trustees appointed to f�ll vacancies pursuant
to Section 3 � hereo�. the Trustees shall be elected by a vote of a
ma�onry oi tne Pubi�c Employers �n accortlance w�th the
procedures set forth �n the By-Laws
(b) At !he f�rst eiec!�on of Trustees. three Trustees shali be
eiected for a term of three years. three Trustees shall be eiected
for a term of two years and three Trustees shall be electetl for a
term of one year At each subsequent election, three Trustees
shall be eiected for a term of three years and unUl h�s or her
successor �s eiected and qualif�ed
SECTION 3 3 Nom�nat�ons The Trustees who are fuli-t�me
employees of Publ�c Empioyers shall serve as the Nom�nat�ng
Comm�ttee for the Pubi�c Employee Trustees. The Nom�nat�ng
Comm�ttee shail choose cand�dates for Public Employee Trustees �n
accordance w�th the procedures set forth in the By-Laws
SECTiON 3 a Fies�gnauon and Removal.
(al Any Trustee may res�gn as Trustee (w�thout need for pr�or or
subsequent account�ng� by an instrument in writing signed by the
Trustee and dei�vered to the other Trustees and such res�gnat�on
shan be effect��e upon such dei�very, or at a later tlate accord�ng
RESOLUTION N0. 85-115
APPENDIX 8
to the terms of the �nstrument Any of the Trustees may be
removed for cause, by a vote of a ma�or�ty of the Public
Employers.
(b) Each Publ�c Employee Trustee shall resign h�s or her pos�t�on
as Trustee w�th�n s�xty days of the date on wh�ch he or she ceases
to be a full-time employee of a Pubhc Employer.
SECTION 3.5. Vacanaes. The term of office ot a Trustee shall
terminate and a vacancy shall occur �n the event of the death,
resignation, removal, ad�ud�cated incompetence or other incapacity to
perfprm the dut�es of the off�ce of a Trustee. In the case of a vacancy, the
remaining Trustees shall appoint such person as they in their discretion
shall see fit (sub�ect to the limitations set forth in this Section), to serve
for the unexp�retl portion of the term of the Trustee who has resigned or
otherw�se ceasetl to be a Trustee. The appointment shall be made by a
written instrument signed by a ma�ority of the Trustees. The person
appo�nted must be the same type of Trustee (i.e.. Public Emp�oyee
Trustee or ICMA;RC Trustee) as the person who has ceased to be a
Trustee An appointment of a Trustee may be made �n ant�c�pation of a
vacancy to occur at a later date by reason o( retirement or res�gnat�on.
prov�ded that such appo�ntment shall not become effect�ve pnor to such
ret�rement or res�gnation. Whenever a vacancy �n the number of
Trustees shall occur. unt�l such vacancy �s f�lled as prov�ded �n th�s
SecUon 3 S. tne Trustees �n off�ce. regardless of the�r number. shall have
all the powers granted to the Trustees antl shall d�scharge alt the dut�es
�mposed upon the Trustees by th�s Oeciaration A wntten mstrument
cert�fy�ng the ex�stence of such vacancy s�gned by a ma�or�ty of the
Trustees shall be conclusrve @vidence of the existence of such vacancy
SECTION 3 6 Trustees Serve �n Representative Capac�ty By
execut�ng this Deciarat�on, eacn Public Employeragrees that the Publ�c
Employee Trustees elected by the Public Employers are authorized to
�� as agents antl representat�ves of the Public Employers collect�veiy
�RTICLE IV. Powers of Trusteea
�ECTION 4 1 General Powers The Trustees shall have the power to
:;onduct the business of the T�,.�� and to carry on rts operat�ons. Such
power shall �nciude. but shall not be I�m�ted to, the power to.
(a) rece�ve the Trust Property from the Public Employers or from
a Trustee of any Employer Trust;
(b) enter mto a contract with an Investment Adv�ser prov�ding,
among other th�ngs, for the establlshment and operat�on of the
Portfol�os. select�on of the Guaranteed Investment Contracts �n
wh�ch the Trust Property may be �nvested, select�on of other
�nvestments for the Trust Property and the payment of reasonable
fees to the Investment Adviser and to any sub-�nvestment ativ�ser
retained by the Investment Advlser;
(c) rev�ew annually the performance of the Investment Adv�ser
and approve annually the contract with such Investment Adv�ser;
�d) �nvest and reinvest the Trust Property m the Portfolios. the
Guaranteed Investment Contracts and in any other investment
recommended by the Investment Adv�se�. prov�ded that �f a
Publ�c Employer has directed that its mon�es be �nvested �n
specifietl Portfoiios or in a Guaranteed Investment Contract, the
Trustees of the Retirement Trust shall invest such mon�es �n
accordance w�th such directions:
(e) keep such portion of the Trust Property �n cash or cash
balances as the Trustees. from time to time, may deem to be �n the
best ��terest of the Ret�rement Trust created hereby, w�thout
I�ab�l�ty for �nterest thereon;
(f) accept and retain for such time as they may deem advisable
any secur�t�es or other property rece�ved or acquired by them as
Trustees hereunder, whether or not such seCur�ties or other
property would normally be purchasetl as �nvestments here-
under.
(g) cause any secur�hes or other property held as part of the
Trust Property to be reg�stered m the name of the Ret�rement
Trust or �n the name of a nominee. and to hold any investments in
bearer form, but the books and records of the Trustees shall at all
t�mes show that all such �nvestments are a part of the Trust
Property;
(h) make, execute, acknowledge, and deliver any and all
documents of transfer and conveyance and any and all other
instruments that may be necessary or appropnate to carry out tne
powers herein granted;
(i) vote upon any stock, bonds, or other secunties: g�ve general
or special prox�es or powers of attorney with or without power of
substitution; exercise any conversion privileges, subscnpt�on
rights, or other options, and make any payments �nc�dental
ihereto: oppose. or consent to, or otherwise participate �n,
corporate reorganizations or other changes atfecting corporate
secunt�es. and delegate discret�onary powers, and pay any
assessments or charges in connection therewith, and generally
exercise any of the powers of an owner w�th respect to stocks.
bonds, secur�ties or other property held as part of the Trust
Property:
(j) enter into contracts or arrangements for goods or services
required in connection w�th the operation of the Retirement
Trust. �ncluding, but not limitetl to, cOntracts with custodians and
contracts for the provision of admin�straflve servfces:
(k) borrow or ra�se money for the purpose of the Fietirement
Trust in such amount. and upon such terms and conditions, as the
Trustees shall deem adv�sable, provided that the aggregate
amount of such borrowings shall not exceed 30°io of the value of
the Trust Property Nc oerson lending money to the Trustees
shalt be bound to se� �^e application of the money lent or ro
inquire into its validity, expediency or propnety of any such
borrow�ng;
(I) incur reasonable expenses as required for the operation of the
Retirement Trust and deduct such expenses from the Trust
Property:
�m) pay expenses properly allocable to the Trust Property
incurred in connect�on w�th the Deferred Compensat�on Pians or
the Employer Trusts and deduct such expenses from that port�on
of the Trust Property benefic�ally owned by the Public Empioyer
to whom such expenses are properly allocable;
(n) pay out of the Trust Property all real and personal property
taxes. �ncome taxes and other taxes of any and all kinds wh�ch, �n
the opinlon of the Trustees, are properly levled, or assessed
under exist�ng or future laws upon, or �n respect of, the Trust
Property and alfocate any such taxes ro the appropriate accounts.
(o) adopt, amend and repeal the By-Laws, prov�ded that such By-
Laws are at all t�mes cons�stent wrth the terms of this Declarat�on
of Trust;
(p) employ persons to make availab�e interests in the F�etirement
Trust to employers el�gible to ma�nta�n a deferred compensat�on
plan under sect�on 457 of the Internal Revenue Code. as
amended:
(q) issue the Annual Feport of the Retirement Trust, and the
d�sclosure documents and other literature used by the
Retirement Trust:
(r) make loans. �ncluding the purchase of debt obligations.
provided that all such loans shall 4ear interest at the current
market rate;
(s) contract for, and delegate any powers granted hereunder to,
such officers, agents, employees, auditors and attorneys as the
Trustees may select, prov�ded that the Trustees may not delegate
the powers set forth in paragraphs (b), (c} and (o) of th�s Sect�on
4.1 and may not delegate any powers if such delegat�on wouid
v�olate their flduciary duties;
(t) provide for the indemnrfication of the officers and Trustees of
the Retirement Trust and purchase fiduciary msurance;
(u) maintain books and reCords, inCluding separate acCounts for
each Public Employer o� Employer Trust and such add,tional
separate accounts as are required under, and consistent w�th, the
Deferred Compensation Plan of each Public Employer: and
RESOLUTION N0. 85-11�
APPENDIX 8
(v) do all such acts, take all such proceedings, and exerc�se all
such nghts and pnvileges, although not specihcally ment�oned
herein, as the Trustees may deem necessary or appropr�ate to
adm�n�ster the Trust Property and to carry out the purposes of the
Retirement Trust.
SECTION 4 2. DistnbuUon of 7rust Property D�stnbutions of the
Trust Property shall be made to, or on behalf of. the Public Employer. �n
accordance with the terms of the Deferred Compensat�on Plans or
Employer Trusts. The Trustees of the Retirement Trust shaii be fuily
protected in making payments �n accordance with the direct�ons of the
Publ�c Employers or the Trustees of the Employer Trusts w�thout
ascertaming whether such payments are in Compl�ance w�th the
provisions of the Deferred CompensaUon Plans or the agreements
creahng the Employer Trusts.
SECTION 4.3. Execution of Instruments. The Trustees may
unanimously des�gnate any one or more of the Trustees to execute any
�nstrument or doCument on behalf of all, inCluding but not limited to the
s�gning or endorsement of any check and the s�gning of any
appl�cations. �nsurance and other contracts. and the action of such
designated Trustee or Trustees shal I have the same force and effect as �f
taken by all the Trustees
ARTICLE V. Duty ol Care and Liability of Trustees
SECTION 5.1. Duty of Care. In exerc�sing the powers hereinbefore
granted to the Trustees. the Trustees shail perform a11 acts w�th�n the�r
authonty for the exclus�ve purpose of prov�d�ng benefits for the Publ�c
Empioyers. and shall perform such acts w�th the care. sk�il, prudence
and diligence in thecircumstances then prevailing that a prudent person
achng �n a like capac�ty and fam�l�ar w�th such matters would use �n the
conduct of an enterpnse of a like character and w�th I�ke a�ms.
SECTION 5 2. Liability The Trustees shall not be I�able for any
m�stake of �udgment or other act�on taken �n good fa�th. and for any
act�on taken or omitted �n rel�ance �n good faith upon the books of
account or other records of the Retirement Trust, upon the opinion of
counsel, or upon reports made to the Ret�rement Trust by any of �ts
off�cers. employees or agents or by the Investment Adv�ser or any sub-
�nvestment adviser, accountants, appraisers or other experts or
consultants selected with reasonable care by the Trustees, officers or
employees of the Ret�rement Trust. The Trustees shall also not be i�able
for any loss sustained by the Trust Property by reason of any investment
made �n good fa�th and in accordance with the standard of care set forth
in Section 5.7.
SECTION 5 3 Bond No Trustee shall be obl�gated to grve any bond
or other secur�ty for the performance of any of his or her dut�e�
hereunder.
ARTICLE VI. Annual Report to Shareholders
The Trustees shall annually subm�t to the Publ�c Employers a wntte�
report of the transacuons of the ReUrement Trust. �ncluding hnanc�ai
statements wh�ch shall be certif�ed by �ntlepentlent public accountants
chosen by the Trustees
ARTICLE VII. Duration or Amendment ol Retirement Trust
SECTION 7.1 W�thdrawal. A Pub��c Employer may. at any hme. w+th-
draw from th�s Ret�rement Trust by del�ver�ng to the Board of Trustees a
statement ro that effect. The withdrawing Public Employer's beneficial
interest in the Retirement Trust shall be pafd out to the Public Employer
or to the Trustee of the Employer Trust, as appropr�ate.
SECTION 7 2 Duration The Retirement Trust shall cont,nue unt�i
term�nated by the vote of a ma�or�ty of the Pubi�c Employers. each
castmg one vote Upon term�nation. all of the Trust Property shall be
pa�d out to the Pubi�c Employers or the Trustees ot the Employer Trusts
as appropr�ate
SECTION 7 3 Amendment The Aet�rement Trust may be amended
by the vote of a ma�or�ty of the Pubi�c Employers. each cast�ng one vote
SECTION 7 4 Procedure A resolut�on to term�nate or amentl the
Ret�rement Trust or to remove a Trustee sha11 be subm�tted to a vote of
the Publ�c Employers �f 1a1 a ma�onty of the Trustees sc d�rect. or �bi a
petit�on requeshng a vote. s�gned by not less than 2�°io of the Pub��c
Empioyers. �s subm�tced to the Trustees
ARTICLE VIII. Miscellaneous
SECTION e t Govern�ng Law Except as otherwise requ�red oy sta;
or iocai iaw. th�s Deciarat�on ot Trust antl ?he Ret�rement Trust hereby
created shan be constr�etl and reguiated by the iaws of the D�stnct of
Columb�a
SECTION 8 2 Counterparts Th�s Deciarat�on may be executed by
the Publ�c Empioyers and Trustees �n two or morecounterparts. eacn of
which shail be deemed an or�g�nal but all of wh�ch together shau
COnstitute one and the same instrument
� � RESOLUTION N0. 85-115
APPENDIX C
APPENDIX C
TRUST AGREEMENT WITH
THE ICMA RETIREMENT CORPORATION
AGREEMENT made by and between the Employer named �n the
attached resolution and the International C�ty Management Assoc�at�on
Rehrement Corporat�on (hereinafter the Trustee or Aetirement
Corporat�on"), a nonprofit corporat�on organ�zed and ex�sung under the
laws of the State of �e�aware. for the purpose of invest�ng and otherw�se
adm�n�stenng the funds set as�de by Employers �n connect�on w�th
deferred compensat�on plans established under seCtion 457 of the
Intemai Revenue Code of 195a (the`Cotle ) Th�s Agreement shall take
effect upon acceptance by the Trustee of �ts appo�ntment by the
Employer to serve as Trustee �n accordance herew�th as set forth �n the
attached resolut�on
WHEREAS, the Employer has estabiished adeferred compensation plan
under section 457 of the Code (the "Plan");
WHEREAS. �n order that tnere w�11 be suff�c�ent funds ava�lable to
discharge the Employer's contractual obi�gations under the Plan, the
Employer des�res to set as�de per�od�caliy amounts equal to the amount
�ompensation deferred.
1EREAS, the funds set as�de. together with any and all assets der�ved
m the �nvestment thereof, are to be exclusively w�t��n the dominion,
ntrol, anci ownership of the Employer. and subject to the Employer s
absoiute right of w�thdrawal, no employees hav�ng any �nterest
whatsoever therein:
NOW. THEREFOAE. th�s Agreement w�tnesseth that (a1 the Employer
w�ll pay monies to the Trustee ro be placed m tleferred compensat�on
accounts for the Employer lb) the Trustee covenants that �t will hold
sa�d sums. and any other funds wh�ch it may recerve hereuntler, in trust
tor the uses and purposes and upon the terms and cond�tions
he�e�nafter stated: and (c) the part�es hereto agree as follows.
ARTICLE I. General Dutiee of ihe Parties.
Sect�on 1 1 General Duty of the Employer The Employer shall make
regular penod�c payments equal to the amounts of its employees
compensation which are deferred �n accordance with the terms and
conditions of the Plan to the extent that such amounts are to be invested
underthe Trust.
Sect�on t 2 General Dut�es of the Trustee. The Trustee shall hold all
funds recerved by �t hereunder. wh�ch, together w�th the �ncome
therefrom. shall const�tute the Trust Funds. It shall admin�ster the Trust
Funds. collect the income thereof, and make payments therefrom, alI as
hereinafter provitled. The Trustee shall also hold all Trust Funds which
are transferred to �t as successor Trustee by the Employer from ex�st�ng
tleferred compensat�on arrangements w�th �ts Employees under pians
descnbed �n sect�on 457 of the Code Such Trust Funds shall be sub�ect
to all of the terms and provisions of this Agreement
ARTICLE II. Powers and Duties of the Trustee in Investment,
lmi�istration, and Disbursement ol the Trust Funds.
Section 2.1. Investment Powers and Duties of the Trustee. The
ustee shall have the power to invest and reinvest the pnncipal and
���come of the Trust Funds and keep the Trust Funds invested, without
d�si�nction between pnnc�pal and income, �n secunties or in other
property, real or personal, wherever s�tuated. �ncluding, but not limited
to, stocks, common or preferred, bonds, retirement annuity and
�nsurance pol�c�es, morcgages, and other ev�dences of �ndebtedness or
ownersh�p, �nvestment companies, common or group trust funds, or
separate and different rypes of funds ��ncluding equity. fixed inCome)
which fulfiil r2quirements of state and local governmental laws.
prov�ded, however. that the Employer may direct investment by the
Trustee among ava�lable investment altematives �n such proportions as
the Employer author�zes �n connection w�th �ts deferred compensat�on
agreements w�th �ts employees. For these purposes. these Trust Funds
may be commingled with Trust Funds set aside by other Employers
pursuant to the terms of the ICMA Fietirement Trust Investment powers
vested m the Trustee by the Sechon may be delegated by the Trustee co
any bank, insurance or trust company, or any investment advisor.
manager or agent selected by �t.
Sect�on 2 2 Adm�n�strat�ve Powers of the Trustee The Trustee shail
have the power �n rts discretion
(al To purchase. or subscr�be for, any secunt�es or other
property and to reta�n the same �n trust.
(b) To sell. exchange. convey. transfer or otherw�se d�spose of
any secur�t�es or other property held by �t. by pr�vate contract, or
at public a�ction No person dealing with the Trustee shali be
bound to see the appl�cat�on of the purchase money or to �nqu�re
�nto the valid+ty. exped�ency, or propnety of any such sale or
other tl�spos�t�on.
Ic) To vote upon any stocks. bonds. or other secunt�es: to g�ve
general or spec�ai proxies or powers of attorney w�th or w�thout
power of subsUtut�on, ro exercise any conversion pnvileges.
subscription r�ghts. or other options. and to make any payments
�nadental thereto, to oppose. or to consent to. or otherw�se
part�c�pate �n, corporate reorgan�zations or other changes
affect�ng corporate secur�ties. and to delegate d�scretionary
powe�s. and to pay any assessments or charges �n connect�on
the�ew�th and generally to exercise any of the powers of an
owner w�th respect to stocks. bonds, securities or other property
held as part of the Trust Funds.
(d) To cause any secur�t�es or other property held as part of the
Trust Funds to be reg�stered in �ts own name. and to hold any
investments �n bearer form. but the books and records of the
Trustee shall at all times show that all such �nvestments are a part
of the Trust Funds.
(e) To borrow or raise mo�ey for the purpose of the Trust in such
amount, and upon such terms and co�ditions, as the Trustee shall
deem advisable: and, fpr any sum so borrowed. to �ssue �ts
prom�ssory note as Trustee. and to secure the repayment thereof
by pledg�ng all, or any part, of the Trust Funds. No person iending
money to the Trustee shall be bound to see the application of the
money lent or to �nqu�re mto its validrty. expediency or propnety
of any such borrow�ng.
(f) To keep such portion of the Trust Funds in cash or cash
balances as the Trustee, from time to time, may deem to be �n the
best �nterest of the Trust created hereby. without I�ab�l�ty for
�nterest thereon.
(g) To accept and retain for such time as rt may deem adv�sabie
any securities or other property recerved or acquired by it as
Trustee hereunder, whether or not such securiUes or other
property would normally be purchased as investment hereunder.
(h) To make, execute, acknowledge, and delrver any and all
documents of transfer and conveyance and any and all other
�nstruments that may be necessary or appropr�ate to carry out the
powers herein granted
RESOLUTION N0. SS-115
APPENDIX C
(�) To settle. comprom�se. or subm�t to arb�trat�on any cia�ms.
debts. or damages due or ow�ng to or trom the Trust FunCs. !o
commence or defend su�ts or iegal or adm�n�strat�ve proceed�ngs.
and to represent the Trust F�nds �n all su�ts and legai and
adm�nistrat�ve proceed�ngs
�p To do all such acts. take all such proceedirgs. anC exercise all
suCh nghts and pnvileges. although not specificalty mentionetl
here�n. as the Trustee may deem necessary to atlm�n�ster the
Trust Funds and to carry out the purposes of this Trust.
SeCtion 2 3 DistnbuUons from the Trust Funds The Employer
hereby appoints fhe Trustee as ,ts agent for the purpose of mak�ng
distnbubons from the Trust Funds In this regard the terms and
condiUons set forth �n the Plan are to gu�de and control the Trustee s
power.
Secbon 2 4 Valuat�on of Trust Funds At least once a year as of
Valuation Dates des�gnated by the Trustee. the Trustee shall determ�ne
the value of the Trust Funds. Assets of the Trust Funds shall be vaiued at
their market values at the close of business on the Valuat�on Date. or �n
thQ 8bS@nC@ Of rQBdily 85C@rt3lnabl@ market v8lues d5 th@ TruStee Shdll
determ�ne, m accordance wrth methoas cons�stently fpllowetl anC
uniformly dpplied
ARTICIE III. For Protection of Trustee.
Section 3 1 Evidence of Action by Employer The Trustee may rely
upon any cernf�cate. nouce or d�rect�on purporting to have been s�gned
on behalf of the Employer wh�ch the Trustee be��eves to have been
s�gned by a duly des�gnated off�cial of the Employer No commun�cat�on
shall be b�nd�ng upon any of the Trust F;�nds or Trustee unt�l they are
rece�ved by the Trustee.
Sechon 3 2 Adv�ce of Counsei The Trustee may consult wrth any
iegal counsei w�th respect to !h2 ConstruCtiOn of this Agreement. �ts
dut�es hereunder, or any act. wn�cn �t proposes to take or om�t. and shaii
not be liable for any act�on taken or om�tted �n good fa�th pursuant to
such adv�ce.
Sect�on 3.3. M�scellaneous. The Trustee shall use ord�nary care ancl
reasonable d�ligence. but shall not be I�able for any mistake of �udgment
or other action taken �n good faith. The Trustee shall not be liable for any
loss sustained by the Trust Funds by reasons of any investment made �n
good farth and in accordance wrth the prov�s�ons of th�s Agreement
The Trustee's duUes and obligations shall be i�m�ted to those
expressly �mposed upon �t by this Agreement.
ARTICIE IV. Taxes, Expenses and Compensatfon of Trustee.
Section 4.1. Taxes. The Trustee shall deduct from and charge aga�nst
the Trust Funds any taxes on the Trust Funds or the �ncome tnereof or
wh�ch the Trustee �s required to pay w�th respect to the �nterest ot any
person therein.
Section 4.2. Expenses. The Trustee shall deduct from and charge
against the Trust Funds all reasonable expenses �ncurred by the Trustee
in the administretion Of the Trust Funds, inCluding counsel, agency.
mvestment ativisory, and other necessary fees
AHTICLE V. SeNlementof Accounts. The Trustee shaii keep accurate
and detailed accounts of all �nvestments, rece�pts. tlisbursements, and
other transacUons hereunder.
Within ninety (90) days after the close of each fiscal year, the Trustee
shall render in dupliCate to the Employer an account of its acts and
transactions as Trustee hereunder. If any part of the Trust Fund shall be
invested through the medium of any common, collective or comm�ngled
Trust Funds, the last annual report of such Trust Funds shall be
submrtted wrth and mcorporated m the account.
If within ninety (90) days after Ihe mailing of the aCCount or any
amended account the Employer has not filed with the Trustee not�ce of
any ob�ect�on to any act or transaction of the Trustee, the account or
amended account shall become an account stated. If any ob�ect�on has
been f�led, and �f the Employer �s sat�sfied that it should be w�thdrawn or
rf the account �s ad�usted to the Employer's saUsfaction, the Employer
shall �n wnnng filed w�th the Trustee s�gnify approval ot the account and
�t shall become an account stated.
When an account becomes an account stated. such account sha��
hnally setUed. and the Trustee shall be complete�y d�scharged a�'
released as �f such account had been settled and allowed by a �udgme
or tlecree of a court of competent �ur�sd�ction �n an act�on or proceed�ng
�n wh�ch the Trustee and the Employer were parties
Th2 Tru5te2 Shall have the r�ght to apply at any t�me to a court of
competent �unstliction for the �ud�c�al settlement of �ts account.
ARTICLE VI. Resignation and Removal of Trustee.
Sect�on 6 t Res�gnat�on of Trustee The Trustee may res�gn ac any
t�me dy '�i�ng w�th tne Empioyer rts wr�tten res�gnation Such res�gnauon
shan take effect s�xty �60) days from the date of such fil�ng and upon
appo�ntment of a successor pursuant to Sect�on 6 3. wh�chever snaii
f�rst occur
Sect�on 6 2 Removal of Trustee The Employer may remove :ne
Trustee at any time by del�ver�ng to the Trustee a wr�tten not�ce of �ts
removal and an appo�ntment of a successor pursuant to Sect�on 6 3
Such removal snall not take effect pnor to sixty 16C1 tlays from such
dei�very uniess the Trustee agrees to an earl�er effect�ve date.
Sechon 6 3 Appo�ntment ot Successor Trustee The appomtmerr of
a successor to !he Trustee shall take effect upon t!�+e �ei�very !o :he
Trustee of �al an �nstrument �n wr�t�ng executed by the Empioye�
appomt�ng such successor and exoneratmg s�ch successor from
liability for the acts and omissions of its predecessor. and (bj an
acceptance �n wr�hng, executed by such successor
Aii of the prov�s�ons set forth here�n w�th respect te the Trustee shaii
�eiate to each successo� w�th ±he same force and P!fec? as �f sucn
successor nad been or�g�naiiy namea as Trustee h?reuntler
If a s❑ccessor :s not appo�^ted w�th s�x,y !60? Cays after the Trus��:
g�ves noc�ce of �;s res�gnat�on pursuant co Sect�on 6 1. the Trustee m:,
apply !o dny Court c! Competent �unsdiC!ion for dppointment o+
successor
Sect�on 6� Trans!er of ru,�Cs to Successor Upon the �esignatipn or
removai of the Tr�stee and appo�ntment of a successor, and after tne
f�na1 account of the Trustee has been properly settled. the Trustee shall
transfer and deirver any of the Trust Funds �nvolved to such succeSsor
ARTICLE VII. Duration and Revocation ol Trust Agreement.
Sect�on 7 � Durat�on and Revocat�on Th�s Trust shall continue for
such t�me as may be necessary to accompl�sh the purpose for wh�ch �t
was Created but may be �erm�nated or revoked at any t�me by the
Emplpyer as �t reiates to any and. or all reiated partic�pahng Employees
Wntten nohce of such term�nahon or revocation shall be given to the
Trustee by the Employer Upon termination or revocation of the Trust.
all of the assets thereof shall return to and revert to the Employer
Term�nat�on of th�s Trust shall not. however, rel�eve the Employer of the
Empioyer s cont�nu�ng obl�gat�on to pay deferred compensation to
Employees �n accordance w�th the terms of the Plan.
Section 7 2 Amendment The Employer shall have the nght to amend
this Agreement in whole and in part but only with the Trustee s wntten
consent Any such amendment shall become effective upon (a) delivery
to the Trustee of a wntten �nstrument of amendment, and (b) the
endorsement by the Trustee on such �nstr�ment of �ts consent thereto
ARTICLE VIII. Miscellaneous.
Section 8. t Laws of the District of Columbia to Govern Th�s
Agreement and the Trusi hereby created shall be construed and
regulated by the laws of the Distnct of Columb�a.
Section 8 2 Successor Employers. The 'Employer' shall �nclude ar .
person who succeeds the Employer and who thereby becomes sub�ec
to the obl�gaUons of the Employer under the Plan.
Sect�on 8 3. Withdrawals. The Employer may, at any time. and troR
t�me to t�me, w�thdraw a portion or all of Trust Funds created by tn�s
Agreement.
Section 8.4. Gender and Number. The masculine includes the
feminine and the singular �ncludes the plural unless the context requ�res
another meaning. •