HomeMy WebLinkAboutCC RES 03-071RESOLUTION NO. 03-71
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM
DESERT, CALIFORNIA, DECLARING ITS INTENTION TO ISSUE
REFUNDING BONDS FOR ASSESSMENT DISTRICTS NOS. 94-2 AND
94-3; DIRECTING THE PREPARATION OF A REPORT PURSUANT TO
SECTION 9523 OF THE CALIFORNIA STREETS AND HIGHWAY
CODE; MAKING OTHER DETERMINATIONS RELATING TO THE
REFUNDING; AND DIRECTING OTHER MATTERS RELATING
THERETO
RECITALS:
WHEREAS, the City of Palm Desert (the "City") has heretofore formed
Assessment District No. 94-2 (Sunterrace) (the "AD 94-2") and issued its Limited
Obligation Improvement Bonds, Assessment District No. 94-2 (Sunterrace) (the "AD 94-
2 Bonds"), of which $1,035,000 in aggregate principal amount remain outstanding; and
WHEREAS, the City has heretofore formed Assessment District No. 94-3
(Merano) (the "AD 94-3") and issued Limited Obligation Improvement Bonds,
Assessment District No. 94-3 (Merano) (the "AD 94-3 Bonds" and, together with the AD
94-2 Bonds, the "Existing Bonds"), of which $1,190,000 in aggregate principal amount
remain outstanding; and
WHEREAS, in Tight of currently favorable market conditions, the City has
proposed issuing bonds (the "Refunding Bonds") to refund the Existing Bonds pursuant
to the Refunding Act of 1984 for 1915 Improvement Act Bonds (the "1984 Refunding
Act"), as set forth in Division 11.5 (commencing with Section 9500) of the California
Streets and Highway Code (the "Code"); and
WHEREAS, such refundings will be beneficial to the public as the amounts
required for principal and interest payments each year for the Refunding Bonds are
expected to be lower than those for the Existing Bonds; and
WHEREAS, the City Council of the City (the "City Council") desires to initiate
proceedings to issue the Refunding Bonds pursuant to the terms and provisions of the
1984 Refunding Act;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM DESERT
DOES HEREBY RESOLVE, FIND, DECLARE AND ORDER AS FOLLOWS:
Section 1. Recitals. The above recitals, and each of them, are all true and
correct.
P6401/1031/733529.3
RESOLUTION NO. 03-71
Section 2. Finding of Public Interest. Pursuant to Section 9520 of the Code, the
City Council hereby finds that public interest requires the refunding of the Existing
Bonds, subject to the City Council's review of the Reassessment Report described in
Section 4 below.
Section 3. Declaration of Intention to Issue Refunding Bonds and Levy
Reassessments. Pursuant to Section 9520 of the Code, and subject to the terms and
conditions set forth in this Resolution, the City Council hereby declares its intention to
do the following:
(a) with respect AD 94-2:
(i)
issue bonds (the "AD 94-2 Refunding Bonds") to refund the
remaining outstanding AD 94-2 Bonds, and
(ii) levy reassessments (the "AD 94-2 Reassessments") against
parcels in AD 94-2 as security for the AD 94-2 Refunding Bonds;
and
(b) with respect AD 94-3:
(i)
issue bonds (the "AD 94-3 Refunding Bonds") to refund the
remaining outstanding AD 94-3 Bonds, and
(ii) levy reassessments (the "AD 94-3 Reassessments") against
parcels in AD 94-3 as security for the AD 94-3 Refunding Bonds.
Section 4. Appointment of Reassessment Engineer; Preparation of
Reassessment Report. The appointment of MuniFinancial as the "Reassessment
Engineer" in connection with the above -described refundings is hereby approved. The
Reassessment Engineer shall prepare and file with the office of the City Clerk, no later
than 30 days after the date of this Resolution, a report (the "Reassessment Report") on
the estimated AD 94-2 Reassessments and AD 94-3 Reassessments to be levied upon
the issuance of the Refunding Bonds. The Reassessment Report may be in the form of
a single document or two separate documents (i.e., one for the AD 94-2 Refunding
Bonds and one for the AD 94-3 Refunding Bonds). The Reassessment Report shall
contain (a) all of the information required by Section 9523 of the Code to be contained
therein, and (b) such additional information as necessary and appropriate to enable the
City Council to make a determination on whether the refundings, as proposed, will
satisfy the conditions set forth in clauses (1) and (3) of Section 9525(a) of the Code.
Section 5. Limited Obligation of the City. The City shall not be obligated to
advance available funds from the City Treasury to cure any deficiency which may occur
in the bond redemption funds for the Refunding Bonds. This determination shall be
clearly stated in the text of the Refunding Bonds. The designated names of the
P6401 / 1031 /733529.3
1
RESOLUTION NO. 03- 71
Refunding Bonds shall include the words "limited obligation refunding improvement
bonds."
Section 6. Establishment of Special Reserve Funds. Pursuant to Part 16
(commencing with Section 8880) of Division 10 of the Code, there shall be created a
special reserve fund for the AD 94-2 Refunding Bonds (the "AD 94-2 Special Reserve
Fund") and a special reserve fund for the AD 94-3 Refunding Bonds (the "AD 94-3
Special Reserve Fund"). The amount of money to be deposited in the AD 94-2 Special
Reserve Fund (which is not to exceed 10% of the total AD 94-2 Reassessments) shall
be included in the AD 94-2 Reassessments. The amount of money to be deposited in
the AD 94-3 Special Reserve Fund (which is not to exceed 10% of the total AD 94-3
Reassessments) shall be included in the AD 94-3 Reassessments.
Section 7. Certain Terms of Refunding Bonds. The Refunding Bonds shall be
issued and sold in the manner consistent with the 1984 Refunding Act and the
conditions set forth below in this Resolution. Notice is hereby given as follows:
(a) The AD 94-2 Refunding Bonds and AD 94-3 Refunding Bonds shall (i)
represent and be secured by unpaid reassessments to be levied on
parcels in AD 94-2 and AD 94-3, respectively, (ii) bear interest at a rate of
not exceeding 12 percent per annum, or such other maximum interest rate
permitted by law, and (iii) be issued in the manner provided by the 1984
Refunding Act.
(b) The last installment of the AD 94-2 Refunding Bonds shall mature on
September 2nd of a year that is no later than 2014 (i.e., the year of the
final maturity for the AD 94-2 Bonds). The last installment of the AD 94-3
Refunding Bonds shall mature on September 2nd of a year that is no later
than 2020 (i.e., the year of the final maturity for the AD 94-3 Bonds).
(c) The Refunding Bonds may be issued in the form of serial or term bonds,
or a combination thereof.
(d) Interest on the Refunding Bonds shall be payable on March 2 and
September 2 of each year (each an "Interest Payment Date") during which
the Refunding Bonds shall remain outstanding.
Section 8. Determinations Reaardino Annual Principal and Interest. With
respect to the AD 94-2 Refunding Bonds and the AD 94-3 Refunding Bonds,
respectively, the City Council hereby determines as follows:
(a) The principal amount of such Refunding Bonds maturing or becoming
subject to mandatory prior redemption each year shall be other than an
amount equal to an even annual proportion of the aggregate principal of
such Refunding Bonds.
P6401/1031 /733529.3
2
RESOLUTION NO. 03- 71
(b) The amount of principal maturing or becoming subject to mandatory prior
redemption in each year, plus the amount of interest payable in that year,
shall be in an aggregate amount that is substantially equal each year;
provided, however, that moneys falling due on the first maturity or the first
mandatory prior redemption date may be adjusted to reflect the amount of
interest earned from date when such Refunding Bonds bear interest to the
date when the first interest on such Refunding Bonds is payable.
Section 9. Provisions for Redemption. With respect to the AD 94-2 Refunding
Bonds and the AD 94-3 Refunding Bonds, respectively, the City Council hereby
determines as follows:
(a) Each Refunding Bond, or any portion of thereof in a fixed amount or any
integral multiple of the fixed amount, shall be subject to optional
redemption in advance of its maturity on any Interest Payment Date upon
payment to the registered owner of the principal and accrued interest to
the date of redemption, together with a redemption premium. The
redemption premium shall be in an amount equal to a percentage (which
may be zero percent) of the principal of the Refunding Bonds subject to
redemption, as determined in accordance with the resolution(s),
indenture(s), fiscal agent agreement(s) or other similar instrument(s)
pursuant to which the Refunding Bonds are to be issued; provided,
however, that the redemption premium for the first 5 years of the term of
the Refunding Bonds shall be in an amount not Tess than 3 percent of the
principal.
(b) Notwithstanding the foregoing, to the extent that such Refunding Bonds
include one or more term bonds, such term bonds shall be subject to
mandatory prior redemption, without premium, through annual sinking
fund installments conforming to the requirements of Section 8 of this
Resolution.
Section 10. . Collection of Reassessments and Advance Retirement of
Refunding Bonds. Pursuant to Section 8760 of the Code, the City Council hereby
proposes to proceed in accordance with Part 11.1 (commencing with Section 8760) of
the Code with respect to the collection of the AD 94-2 Reassessments and the AD 94-3
Reassessments and the advance retirement, if any, of the Refunding Bonds.
Section 11. Person Designated to Collect Reassessments. The City Council
hereby designates the City Treasurer, or an agent designated by the City Treasurer in
writing, to collect and receive the AD 94-2 Reassessments and the AD 94-3
Reassessments.
P6401 / 1031 /733529.3
3
RESOLUTION NO. 03- 71
Section 12. Original Assessment to Remain in Effect until Refunding Bonds
Issuance. All original assessments levied in AD 94-2 and AD 94-3 relating to the
Existing Bonds shall continue and remain in full force and effect until the Refunding
Bonds have been issued by the City pursuant to the provisions of the 1984 Refunding
Act and such original assessments have been superseded and supplanted by the AD
94-2 Reassessments and the AD 94-3 Reassessments, respectively.
Section 13. Other Acts. The officers of the City are hereby authorized and
directed, jointly and severally, to do any and all things which they may deem necessary
or advisable in order to effectuate the purposes of this Resolution and any such actions
previously taken by such officers are hereby ratified and confirmed.
Section 14. Effective Date. This Resolution shall take effect immediately upon
adoption.
APPROVED and ADOPTED this 22nd day of May, 2003.
AYES: CRITES, FERGUSON, BELLY, SPIEGEL, BENSON
NOES: NONE
ABSENT: NONE
ABSTAIN: NONE
Dom- 6
64t-404-------
Benson, Mayor
ATTEST:
Rachelle D. Klassen, Ci y Clerk
P6401/1031/733529.3 4