HomeMy WebLinkAboutRDA RES 186RESOLUTION NO. 186
RESOLUTION OF THE PALM DESERT REDEVELOPMENT
AGENCY PROVIDING FOR THE SALE OF TAX ALLOCA-
TION REFUNDING BONDS, ISSUE OF 1985, OF THE
AGENCY
RECITALS:
A. The Palm Desert Redevelopment Agency is a
redevelopment agency, a public body, corporate and politic,
duly created, established and authorized to transact business
and exercise its powers, all under and pursuant to the
Redevelopment Law and the powers of the Agency include the
power to issue bonds or notes for any of its corporate pur-
poses.
B. The Agency has heretofore adopted its Resolution
entitled: "Resolution of the Palm Desert Redevelopment Agency
Authorizing the Issuance of Tax Allocation Refunding Bonds of
the Agency in the Principal Amount of $30,000,000 to Refinance
a Portion of the Cost of a Redevelopment Project and to Aid in
the Financing of a portion of the Cost of such Project" (the
"Resolution of Issuance").
C. The Agency has heretofore adopted its Resolution
entitled: "Resolution of the Palm Desert Redevelopment Agency
Determining to Issue a Certain Principal Amount of Tax Alloca-
tion Refunding Bonds of the Agency and Providing for Certain
Details of the Refunding Bonds" (the "Supplemental Resolu-
tion").
D. The Agency deems it necessary at this time to
sell seventeen million eight hundred sixty thousand dollars
($17,860,000) principal amount of Bonds as authorized by the
Resolution of Issuance and as further provided by the Supple-
mental Resolution.
NOW, THEREFORE, THE PALM DESERT REDEVELOPMENT AGENCY
HEREBY FINDS, DETERMINES, RESOLVES, AND ORDERS AS FOLLOWS:
Section 1. Definitions. All terms which are defined
in Section 1 of the Resolution of Issuance shall have the same
meanings in this Resolution as such terms are given in Section
1 of the Resolution of Issuance.
Section 2. Sale Authorized. The sale of the PALM
DESERT REDEVELOPMENT AGENCY, PROJECT AREA NO. 1, AS AMENDED
(ADDED TERRITORY ONLY), TAX ALLOCATION REFUNDING BONDS, ISSUE
OF 1985 (the "Bonds"), on an all or none basis and in
accordance with law, is hereby authorized.
Section 3. Notice Inviting Bids. The invitation for
bids for the purchase of the Bonds is hereby authorized, such
invitation to be substantially in the form of the Notice
Inviting Bids attached hereto, marked "Exhibit A" and by this
reference incorporated herein. Such Notice Inviting Bids and
the Bid Form attached thereto are hereby approved.
Section 4. Publication of Notice Involving Bids. The
Secretary of the Agency is hereby authorized and directed to
cause to be published in the manner provided by law, such
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Notice Inviting Bids. Any and all such publications heretofore
made are hereby approved, ratified and confirmed.
Section 5. Terms and Conditions of Sale. The terms
and conditions of the offering and the sale of the Bonds shall
be as specified in such Notice Inviting Bids.
Section 6. Preliminary Official Statement. The staff
of the Agency and its Financial Consultant are hereby author-
ized and directed to prepare a preliminary Official Statement
regarding the Bonds to be furnished to prospective bidders for
the Bonds. Such preliminary Official Statement and the final
Official Statement shall be substantially in the form attached
hereto as Exhibit B.
Section 7. Notice Inviting Bids and Official
Statement Furnished. The Secretary and the Financial Con-
sultant are hereby authorized and directed to cause to be
furnished to prospective bidders a reasonable number of copies
of the Notice Inviting Bids, including the Bid Form, and a
reasonable number of copies of such preliminary Official
Statement.
Section 8. Opening of Bids. The Financial Consultant
and Bond Counsel are hereby authorized and directed to open the
bids at the time and place specified in such Notice Inviting
Bids and to present the same to the Agency. The Financial Con-
sultant and Bond Counsel are hereby authorized and directed, in
addition to taking the above actions, to receive and record the
receipt of all bids made pursuant to such Notice Inviting Bids,
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rTTE S� :
- SHEILA R. GI GAN, SECTARY
PALM DESERT REDEVELOPMC' AGENCY
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to cause such bids to be examined for compliance with such
Notice Inviting Bids, to cause computations to be made as to
which bidder has bid the lowest interest cost to the Agency and
to present such bids to the Agency as provided in such Notice
Inviting Bids, along with a report as to the foregoing and any
other matters deemed pertinent to the award of the Bonds and
the proceedings for the issuance thereof.
Section 9. General Authorization. The members of the
Agency, and its officers, deputy officers, employees, consultants
and counsel are hereby authorized to do all acts and things which
are required of them by this Resolution, the Supplemental
Resolution and the Resolution of Issuance (collectively, the
"Resolutions"), or which are necessary or desirable in carrying
out the issuance of the Bonds as provided by the Resolutions and
all matters incidental thereto. All such acts and things
heretofore done are hereby approved, ratified and confirmed.
Section 10. Effective Date. This Resolution shall
take effect upon its adoption.
PASSED, APPROVED AND ADOPTED this 14thday of November,
1985, by the following vote, to wit:
AYES: BENSON, JACKSON, SNYDER, WILSON AND KELLY
NOES: NONE
ABSENT: NONE
ABSTAIN: NONE 1
RIC ARD S. KELLY, CHAI 4AN
PALM DESERT REDEVELOPMENT AGENCY
COUNTY OF RIVERSIDE, STATE OF CALIFORNIA
NOTICE INVITING BIDS
$17,860,000
PALM DESERT REDEVELOPMENT AGENCY
PROJECT AREA NO. 1, AS AMENDED (ADDED TERRITORY ONLY)
TAX ALLOCATION REFUNDING BONDS
ISSUE OF 1985
NOTICE IS HEREBY GIVEN that sealed proposals for the
purchase of Seventeen Million Eight Hundred Sixty Thousand
Dollars ($17,860,000) principal amount of tax allocation
refunding bonds of the Palm Desert Redevelopment Agency
(hereinafter referred to as the "Agency") will be received by
the Agency up to the time and at the place specified below:
Time: 11:00 A.M., Pacific Standard Time
Place:
November 21, 1985
Law Offices of Richards, Watson, Dreyfuss &
Gershon, A Professional Corporation
333 South Hope Street
38th Floor
Los Angeles, California 90071
OPENING OF BIDS: The bids will be received at the
above time and place, will be opened by the Financial
Consultant and Bond Counsel and will be presented to the Agency
at its meeting to be held later on the day on which the bids
are received.
ISSUE: Seventeen Million Eight Hundred Sixty Thousand
Dollars ($17,860,000) designated Palm Desert Redevelopment
Agency, Project Area No. 1, As Amended (Added Territory Only),
Tax Allocation Refunding Bonds, Issue of 1985 (the "Bonds"),
consisting of fully registered Bonds, in denominations of five
thousand dollars ($5,000) each or any whole multiple thereof
within a maturity, dated as of December 1, 1985.
MATURITIES: The Bonds will mature on December 1st in
each of the years and in the following amounts:
Maturity Date Principal Maturity Date Principal
December 1st of Amount December 1st of Amount
1986 $ 415,000 1996 $ 820,000
1987 440,000 1997 885,000
1988 465,000 1998 960,000
1989 495,000 1999 1,045,000
1990 525,000 2000 1,135,000
1991 565,000 2001 1,235,000
1992 605,000 2002 1,350,000
1993 650,000 2003 1,470,000
1994 700,000 2004 1,600,000
1995 755,000 2005 1,745,000
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INTEREST: The Bonds will bear interest at a rate or
rates to be fixed upon the sale thereof but not to exceed
twelve percent (12%) per annum, payable June 1st and December
1st in each year, commencing on June 1, 1986.
PAYMENTS: The Bonds, the interest thereon and any
premiums due upon the redemption thereof prior to maturity are
payable in lawful money of the United States of America,
interest being payable by check or draft mailed to the
registered owner of the Bond at the address of the registered
owner as shown on the registration books on the fifteenth day
of the month preceding each interest payment date, and
principal being payable at the principal corporate trust office
of Security Pacific National Bank, Fiscal Agent for the Agency,
in Los Angeles, California.
FORM OF BOND: The Bonds shall be issued in the form
of fully registered Bonds.
TRANSFER AND EXCHANGE: Transfer of ownership of a
Bond or Bonds shall be made by exchanging the same for a new
Bond or Bonds and transferring the registration of such Bond or
Bonds on the registration books of the Fiscal Agent.
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CALL AND REDEMPTION: The outstanding Bonds, or any of
them, may or shall, as the case may be, be called before
maturity and redeemed as follows:
A. The Bonds maturing on December 1, 1986
through December 1, 1995 are not subject to optional call or
redemption by the Agency prior to their respective maturities.
B. The outstanding Bonds maturing on or after
December 1, 1996, may be called before maturity and redeemed,
at the option of the Agency, in whole from the proceeds of
refunding bonds or refunding obligations, or in whole or in
part from any other source of funds, on December 1, 1995, or on
any interest payment date thereafter prior to maturity, in
inverse order of maturity and by lot within a maturity. Bonds
so called for redemption shall be redeemed at a redemption
price for each redeemed Bond equal to the principal amount
thereof, plus accrued interest to the redemption date, and the
following premium (which is expressed as a percentage of
principal amount) if redeemed on the following redemption
dates:
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Redemption Dates Redemption Price
December 1, 1995 and June 1, 1996 102 %
December 1, 1996 and June 1, 1997 1012
December 1, 1997 and June 1, 1998 101
December 1, 1998 and June 1, 1999 100/
December 1, 1999 and thereafter 100
PURPOSE OF ISSUE: The Bonds are to be issued by the
Agency under and pursuant to the Community Redevelopment Law of
the State of California (Part 1 of Division 24 of the
California Health and Safety Code) to refund the principal of,
premium and interest on the outstanding Palm Desert Redevelop-
ment Agency, Project Area No. 1, As Amended, Tax Allocation
Bonds, Issue of 1982, at the initial redemption date thereof on
September 1, 1988, and to aid in the financing of the
redevelopment of a project area in the City of Palm Desert,
known as Project Area No. 1, As Amended.
SECURITY: The Bonds are payable, as to both principal
and interest, solely from taxes allocated to the Agency
pursuant to California Health and Safety Code Section 33670
from that portion of such project area which was added pursuant
to an amendment thereto pursuant to Ordinance No. 275 of the
City of Palm Desert, and as further modified by Ordinance No.
324 of the City of Palm Desert, and from certain other funds as
provided by the resolution of the Agency authorizing the
issuance of the Bonds.
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TERMS OF SALE
Interest Rate: The rate or rates bid, as the case may
be, may not exceed twelve percent (12%) per annum, payable June
1st and December 1st in each year, commencing on June 1,
1986. Each rate bid must be a multiple of one eighth of one
percent (1/8%) or one -twentieth of one percent (1/20%) or any
combination thereof. All Bonds of the same maturity must carry
the same interest rate and the rate bid for any maturity must
be the same or higher than the rate for the preceding
maturity. The rate on any maturity or group of maturities
shall not be more than four percent (4%) higher than the rate
on any other maturity or group of maturities. No Bond may bear
more than one rate, and each Bond must bear interest at the
rate specified in the bid from its date to its fixed maturity
date.
Sale of Bonds: The Bonds shall be sold for cash only
and all bids must be for not less than all of the Bonds hereby
offered for sale. Each bid shall state that the bidder offers
accrued interest to the date of delivery, the purchase price,
which shall not be less than ninety-seven percent (97%) of the
aggregate principal amount of the Bonds, and the interest rate,
or rates, as the case may be, not to exceed that specified
herein, at which the bidder offers to buy the Bonds. Each
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bidder shall state in the bid the total interest cost in
dollars and the net interest rate determined thereby, which
shall be considered informative only and not a part of the bid.
Highest Bidder; Bond Printing: The Bonds will be
awarded to the highest responsible bidder or bidders
considering the interest rate specified and the premium or
discount offered, if any. The highest bid will be determined
by deducting the amount of the premium (if any) from, or adding
the amount of the discount (if any) to, the total amount of
interest which the Agency would be required to pay from the
date of the Bonds to the maturity dates thereof at the rate or
rates specified in the bid, and the award will be made on the
basis of the lowest net interest cost to the Agency. If two or
more bids provide the same lowest net interest cost, the Agency
shall determine by lot which bid shall be accepted, and such
determination shall be final. The purchaser must pay accrued
interest from the date of the Bonds to the date of delivery
thereof computed on a 360-day year basis. The cost of printing
the Bonds will be borne by the Agency.
Right of Rejection: The Agency reserves the right, in
its discretion, to reject any and all bids and, to the extent
not prohibited by law, to waive any irregularity or informality
in any bid.
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Award of Bonds: The Agency will take action awarding
the Bonds or rejecting all bids not later than twenty-six (26)
hours after the time herein prescribed for the receipt of bids;
provided that the award may be made after the expiration of the
specified time if the bidder shall not have given to the Agency
notice in writing of the withdrawal of such bid. Notice of the
award will be given promptly to the successful bidder.
Form of Bid: Each bid, together with the bid check,
must be in a sealed envelope, addressed to the Agency, with the
envelope and bid clearly marked "Bid for $17,860,000 principal
amount of Palm Desert Redevelopment Agency, Project Area No. 1,
As Amended (Added Territory Only), Tax Allocation Refunding
Bonds, Issue of 1985." Each bid must be unconditional and in
accordance with the terms and conditions set forth, or
permitted herein. and must be submitted on, or in substantial
accordance with, bid forms provided by the Agency.
CUSIP: CUSIP identification numbers may be imprinted
on the Bonds, but such numbers shall not constitute a part of
the contract evidenced by the Bonds and no liability shall
attach to the Agency or any of the officers or agents thereof
because of or on account of said numbers. Any error or
omission with respect to said numbers shall not constitute
cause for refusal by the successful bidder to accept delivery
of and pay for the Bonds.
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Delivery and Payment: Delivery of the Bonds will be
made to the successful bidder at such place as may be agreed
upon by the successful bidder and the officer of the Agency
making delivery. Payment for the Bonds must be made in funds
immediately available to the Agency in Los Angeles, California.
Prompt Delivery, Cancellation for Late Delivery: The
Bonds are scheduled to be delivered to the successful bidder
within thirty (30) days following the sale thereof. If the
Agency shall fail to execute the Bonds and tender them for
delivery by twelve o'clock noon on the 60th day following the
date of sale or the first business day thereafter if the 60th
day is not a business day, the successful bidder may (subject
to the conditions set forth below under the heading "Bid
Check"), on that day or any time thereafter until delivery of
the Bonds, withdraw its bid by serving notice of cancellation,
in writing, on the undersigned, in which event the Agency shall
promptly return the good faith deposit. The Agency expects to
make such delivery in the form of definitive bonds, but
reserves the right to make such delivery in the form of
temporary bonds, exchangeable for definitive bonds, at no cost
to the purchaser. Accrued interest to the date of delivery of
the Bonds shall be paid by the purchaser at the time of
delivery.
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Bid Check: A certified or cashier's check drawn on a
responsible bank or trust company in the amount of one hundred
fifty thousand dollars ($150,000) payable to the order of the
Agency, must accompany each bid as a guaranty that the bidder,
if successful, will accept and pay for the Bonds in accordance
with the terms of the bid. No interest shall be allowed on the
good faith checks, and checks of the unsuccessful bidders will
be promptly returned to each bidder's representative by hand
delivery or registered mail. The check accompanying any
accepted bid shall be cashed and the proceeds thereof applied
to the purchase price. If such bid is accepted but not
performed, unless such failure or performance shall be caused
by any act or omission of the Agency, the proceeds of the check
accompanying any accepted bid shall be retained by the Agency.
Change in Tax Exempt Status: At any time before the
Bonds are tendered for delivery, the successful bidder may
disaffirm and withdraw the bid if the interest received from
bonds of the same type and character of the Bonds shall be
declared to be taxable income under present federal income tax
laws, either by a ruling of the Internal Revenue Service or by
a decision of any federal court, or shall be declared taxable
by the terms of any federal income tax law enacted subsequent
to the date of publication of this Notice Inviting Bids.
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Legal Opinion: The opinion of the Bond Counsel firm
of Richards, Watson, Dreyfuss & Gershon, A Professional
Corporation, Los Angeles, California, approving the validity of
the Bonds and stating that interest on the Bonds is exempt from
income taxes of the United States of America under present
federal income tax laws and that such interest is also exempt
from personal income taxes of the State of California under _
present State income tax laws, will be furnished the successful
bidder at or prior to the time of delivery of the Bonds at the
expense of the Agency. A copy of such opinion, certified by an
officer of the Agency by facsimile signature, will be printed
on the back of each Bond. No charge will be made to the
purchaser for such opinion, printing or certification.
Closing Documents: In addition to the opinion of Bond
Counsel referred to above, at the time of payment for the
delivery of the Bonds, the Agency will furnish the successful
bidder the following documents, all to be dated as of the date
of delivery:
1. Arbitrage Certificate - A certificate of an
appropriate officer of the Agency certifying
that, on the basis of facts, estimates and
circumstances in effect at the time of delivery
of the Bonds, it is not expected that the
proceeds of the Bonds will be used in a manner
that will cause the Bonds to be arbitrage bonds.
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2. No Litigation Certificate - A certificate of an
appropriate officer of the Agency, certifying
that there is no litigation pending or, to the
best of such officer's knowledge, threatened
against the Agency affecting the validity of the
Bonds.
3. Signature Certificate - A certificate of
appropriate officers of the Agency indicating
that they have signed the Bonds by manual or
facsimile signature and that they were duly
authorized to execute the same.
4. Treasurer's and Fiscal Agent's Receipts - The
receipts of the Fiscal Agent and the Treasurer of
the Agency showing that the purchase price of the
Bonds, including accrued interest to the date of
delivery, if any, has been received by the Agency
and the Fiscal Agent, respectively.
5. Certificate Concerning Official Statement - A
certificate of an appropriate officer of the
Agency, acting in such person's official and not
personal capacity, to the effect that at the time
of the sale of the Bonds and at all times
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subsequent thereto up to and including the time
of delivery of the Bonds, the Official Statement
relating to the Bonds did not contain any untrue
statement of a material fact or omit to state a
material fact necessary to make the statements
therein, in light of the circumstances under
which they were made, not misleading.
Official Statement: The Agency will furnish to the
successful bidder, at no charge, such number of copies of the
Official Statement as said bidder may reasonably request (but
not to exceed 2,500) for this issue for use in connection with
any resale of the Bonds.
Insurance: The Agency has made application to the
Municipal Bond Insurance Association, AMBAC Indemnity
Corporation, Federal Guaranty Insurance Corporation, USF&G
Corporation and Bond Investors Guaranty for the issuance of an
insurance commitment, to be purchased by the Agency, on or
prior to the delivery of the Bonds. The insurer chosen, if
any, will be announced prior to the sale of the Bonds through
the Munifacts wire service.
INFORMATION AVAILABLE: Requests for copies of the
Official Statement pertaining to the Bonds, the Official Bid
Form, or for other information concerning the Agency, should be
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addressed to Miller & Schroeder Financial, Inc., 505 Lomas
Santa Fe Drive, Suite 100, Solana Beach, California 92075,
telephone (619) 481-5894, Attention: Ms. Robin M. Brown.
Sheila R. Gilligan
Secretary of the Palm Desert
Redevelopment Agency
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OFFICIAL BID FORM
BID
FOR THE PURCHASE OF
PALM DESERT REDEVELOPMENT AGENCY
PROJECT AREA NO. 1, AS AMENDED (ADDED TERRITORY ONLY)
TAX ALLOCATION REFUNDING BONDS
ISSUE OF 1985
November 21, 1985
Palm Desert Redevelopment Agency
Palm Desert, California
On behalf of a group which we have formed, consisting of
and pursuant to the Notice Inviting Bids, we offer to purchase
seventeen million eight hundred sixty thousand dollars
($17,860,000) principal amount, all or none, of the Bonds
designated as "Palm Desert Redevelopment Agency, Project Area
No. 1, As Amended (Added Territory Only), Tax Allocation
Refunding Bonds, Issue of 1985", particularly described in such
Notice Inviting Bids, of the maturities and interest rate
(rates) set forth below:
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Maturity Date Interest Maturity Date Interest
December 1 Amount Rate December 1 Amount Rate
1986 $ 415,000 % 1996 $ 820,000
1987 440,000 % 1997 885,000
1988 465,000 % 1998 960,000
1989 495,000 % 1999 1,045,000
1990 525,000 % 2000 1,135,000
1991 565,000 % 2001 1,235,000
1992 605,000 % 2002 1,350,000
1993 650,000 % 2003 1,470,000
1994 700,000 $ 2004 1,600,000
1995 755,000 % 2005 1,745,000
and to pay therefor the aggregate sum of $
plus accrued interest on such Bonds to the date of delivery
thereof.
This bid is subject to all the terms and conditions of
the Notice Inviting Bids, all of which terms and conditions are
made a part hereof as fully as though set forth in this bid.
As specified in the Notice Inviting Bids, this bid is
subject to acceptance not later than twenty-six (26) hours after
the expiration of the time for the receipt of bids, and the
opinion of the Bond Counsel firm of Richards, Watson, Dreyfuss &
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Gershon, A Professional Corporation, Los Angeles, California,
approving the validity of the Bonds, being furnished us (if we
are the successful bidder) at the time of delivery of the Bonds
at the expense of the Agency.
There is enclosed herewith a ** check
in the amount of one hundred fifty thousand dollars ($150,000),
payable to the order of the Agency.
* $17,860,000 plus premium or less discount, if any (discount
not to exceed three percent (3%)).
** Insert "certified" or "cashier's".
There is submitted herewith a memorandum (which shall
not constitute a part of this bid) stating the total interest
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cost in dollars on the Bonds during the life of the issue under
this bid, and the net interest rate determined thereby.
Respectfully submitted,
Name:
(Account Manager)
By:
Address:
City:
State:
Telephone:
MEMORANDUM OF INTEREST COST
The total interest cost on the Bonds during the life of
the issue under the above bid is , and
the net interest rate determined thereby is %.
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