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HomeMy WebLinkAboutRes 06-49 and 06-50 PD Highlands Utility Undergrounding AD 04-04CITY OF PALM DESERT CITY MANAGERS OFFICE STAFF REPORT TO: Honorable Mayor and City Council SUBJECT: PALM DESERT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT 04-01 SUBMITTED BY: Patrick Conlon, Special Projects Administrator DATE: April 13, 2006 ATTACHMENTS: 1) Preliminary Engineers Report 2) Resolution No. 06-49 3) Resolution No. 06-50 4) Project Timeline RECOMMENDATION By Minute Motion: Staff recommends that the City Council adopt the following resolutions in connection with the proposed formation of the Utility Undergrounding Assessment District No. 17 (Palm Desert Highlands) (the "District"): 1. Adopt Resolution No. 06-49entitled "A Resolution of the City Council of the City of Palm Desert Declaring its Intention to Order Improvements for Proposed Highlands Utility Undergrounding Assessment District No. 04-01 Pursuant to the Municipal Improvement Act of 1913 and in Accordance with Article XIIID of the California Constitution, To Comply with the Requirements of Division 4 of the California Streets and Highways Code by Proceeding under Part 7.5 Thereof and to Designate Such District an Underground Utility District Pursuant to Chapter 12.12 of the Municipal Code and Approving and Adopting a Modified Boundary Map in Connection Therewith." 2. Adopt Resolution No. 06-50entitled "A Resolution of the City Council of the City of Palm Desert Approving the Report of the Engineer in Connection with Proposed Highlands Utility Undergrounding Assessment District No. 04-01, Setting a Time and Place for Hearing Protests and Calling a Hearing Pursuant to Section 12.12.020 of the Municipal Code." G:\CityMg?Jane Stanley\Word Files\Pat Conlon \Reports & Memos\PDHighlandsUndergourding4-13.06.doc Staff Report Palm Desert Highlands Utility Undergounding April 13, 2006 Page 2 of 3 Background The owners of certain property located within the Palm Desert Highlands neighborhood have requested the City Council to initiate proceedings pursuant to the Municipal Improvement Act of 1913 (Division 12 of the California Streets and Highways Code, commencing with Section 10000) and Chapter 12.12 of the Palm Desert Municipal Code (the "Municipal Code") for the conversion to underground service of overhead electric and communication facilities in the Highlands area. On May 13, 2004, the City Council adopted its Resolution No. 04-36 initiating proceedings for formation of an assessment district in connection with the requested utility undergrounding. Formation of the District is subject to the requirements of Proposition 218. This means that assessment ballots must be mailed to the owners of record of the properties proposed to be subject to the annual assessment at least 45 days prior to a public hearing on the proposed assessments. Each ballot must be weighted in accordance with the proposed assessment against the parcel covered by the ballot. If the weighted ballots cast in opposition to the assessment do not exceed the weighted ballots cast in favor of the assessment, the City Council may form the District and levy the assessment. It is necessary for the City Council to adopt the above resolutions to form the District. The first resolution finds that the public interest, necessity and convenience require and declares the City Council's intention to order the utility undergrounding improvements (the "Improvements") and further briefly describes the Improvements. This resolution orders MuniFinancial, as the assessment engineer, to make and file with the City Clerk an engineer's report concerning the formation of the District and the levy of assessments as required by the 1913 Act and Proposition 218. MuniFinancial has prepared the Engineer's Report, which is on file in the office of the City Clerk. Further, this resolution approves a modified boundary map establishing the boundaries of the District. This resolution gives notice that bonds will be issued in order to pay for Improvements and declares that the City intends to make a contribution of revenues as a credit against the assessment. On March 13, 2006 the City opened public bids for the above Assessment District. Two large well known underground contractors bid on the project and the results were as follows: 1) Herman Weissker, Inc. $ 4,711,744.43 (Bloomington, CA) 2) Par Electrical Contractors, Inc. $ 5,600,942.18 (Fontana, CA) The low bid from Herman Weissker combined with the other Assessment District costs, as shown on Exhibit B in the Preliminary Engineers Report will result in parcel G:\CityMgrUane StanleylWord Files\PatConlon \Reports & MemosPDHighlandsUndergounding4.13-06.doc Staff Report Palm Desert Highlands Utility Undergounding April 13, 2006 Page 3 of 3 assessments ranging from approximately $26,000 to $31,000. Forty condominium units in Palm Desert Tennis Club will be assessed $2,531.15 each for their share of the utility undergrounding. A complete list of parcel assessments is listed on Exhibit C in the Preliminary Engineers Report. The second resolution approves the Preliminary Engineer's Report and calls a public hearing for Thursday, June 8, 2006 at 4:00 p.m. This resolution directs that a property owner balloting procedure be conducted in connection with the proposed formation of the District. This resolution also approves procedures for the completion, return and tabulation of assessment ballots, which procedures are on file in the office of the City Clerk. It should be noted that this is the Preliminary Engineers Report. The assessments listed are what will be shown on the ballots sent to the property owners within the District. These assessments are "not to exceed costs" and when all the work is completed on this project, the final Engineers Report will come back to the Council for final adoption. Attached to this report is a project timeline indicating milestone dates for the project completion. Submitted by: Reviewed by: � � I Pat ick Conlon Special Projects Administrator Carlos Ortega City Manager G\CityMgrUane Stanley\Word Files1Pat ConlonlReports & Memos WDHightandsUndergounding4-13-O6.doc RESOLUTION NO. 06-49 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM DESERT, CALIFORNIA DECLARING ITS INTENTION TO ORDER IMPROVEMENTS FOR PROPOSED HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 PURSUANT TO THE MUNICIPAL IMPROVEMENT ACT OF 1913 AND IN ACCORDANCE WITH ARTICLE XIIID OF THE CALIFORNIA CONSTITUTION, TO COMPLY WITH THE REQUIREMENTS OF DIVISION 4 OF THE CALIFORNIA STREETS AND HIGHWAYS CODE BY PROCEEDING UNDER PART 7.5 THEREOF AND TO DESIGNATE SUCH DISTRICT AN UNDERGROUND UTILITY DISTRICT PURSUANT TO CHAPTER 12.12 OF THE MUNICIPAL CODE AND APPROVING AND ADOPTING A MODIFIED BOUNDARY MAP IN CONNECTION THEREWITH RECITALS: WHEREAS, on December 14, 2000, the City Council adopted its Resolution No. 00-135, establishing a policy in connection with the initiation of special assessment proceedings by petition of property owners for the purpose of financing the conversion of overhead utility facilities to underground locations; and WHEREAS, on April 6, 2004, a written petition of property owners (the "Petition") was presented to the City Council requesting the conversion of overhead utility facilities within an area commonly known as the Highlands. A copy of the Petition is on file in the Office of the City Clerk; and WHEREAS, on May 13, 2004, the City Council adopted its Resolution No. 04-36, initiating proceedings, pursuant to Chapter 12.12 of the Palm Desert Municipal Code (the "Municipal Code") and the Municipal Improvement Act of 1913 (Division 12 of the California Streets and Highways Code, commencing with Section 10000) (the "1913 Act") for the conversion to underground service of overhead electric and communication facilities in the Highlands area and the formation of an assessment district in connection therewith; and WHEREAS, by its Resolution No. 04-36, the City Council also established the boundaries of the proposed district in accordance with a map entitled "Palm Desert Highlands Utility Underground Assessment District" (the "2004 Map"); and WHEREAS, the City Clerk has executed a Certificate of Sufficiency (the "Certificate") with regard to the Petition, and has presented the Certificate and the Petition to the City Council; and WHEREAS, the City Council desires to continue proceedings pursuant to the 1913 Act to form Highlands Utility Undergrounding Assessment District No. 04-02 (the "District"); and WHEREAS, the City Council desires to approve and adopt a map entitled "Proposed Boundaries of Highlands Utility Undergrounding Assessment District No. 04-01" (the "2006 Map") modifying the boundaries previously established by the 2004 Map; and P6401-1034\859553.3 1 WHEREAS, the City Council desires to designate the District as an Underground Utility District pursuant to Chapter 12.12 of the Municipal Code. NOW, THEREFORE, BE IT RESOLVED, DETERMINED, AND ORDERED BY THE CITY COUNCIL OF THE CITY OF PALM DESERT AS FOLLOWS: Section 1. The above recitals are all true and correct and a substantive part of this Resolution. Section 2. The City Council hereby (i) finds that the public interest, necessity and convenience require, and (ii) declares its intention to order, improvements authorized by the Act (the "Improvements"). The Improvements are briefly described in Section 5, below. Section 3. The district of land to be benefited by the Improvements, below, and to be specially assessed to pay the costs and expenses of such improvements, including incidental expenses, shall be referred to as " Highlands Utility Undergrounding Assessment District No. 04-01." Section 4. The 2006 Map of the District is hereby approved and adopted. The original 2006 Map of the District and one copy thereof shall be filed in the Office of the City Clerk. The 2006 Map of the District shall govern for all details as to the extent of the District. A certificate evidencing the data and adoption of this resolution shall be endorsed on the original 2006 Map of the District and on at least one copy thereof. Within 15 days or sooner after adoption of the resolution fixing the time and place of hearing on the formation or extent of the District, a copy of the 2006 Map of the District shall be filed with correct and proper endorsements thereon in the Office of the County Clerk and Recorder, County of Riverside, pursuant to Section 3111 of the California Streets and Highways Code. For a full and complete description of the exterior boundaries of the proposed District, reference is hereby made to the 2006 Map, which will be on file in the office of the City Clerk of the City and open to public inspection. The office of the City Clerk is located at 73-510 Fred Warring Drive, Palm Desert, California 92260-2578. Section 5. The proposed Improvements are briefly described as: All work and equipment necessary to convert the existing overhead utility lines within the District to underground service and the removal of all abandoned power poles, lines, and associated equipment. P6401-1034\859553.3 2 Section 6. Section 7. Section 8. Section 9. Section 10. Such work and equipment shall include, but shall not be limited to, trenching, installing the new utility vaults needed to receive the conduits and transformers, laying the conduit lines into the trenches, re -paving the street, switching service to the underground system and removing the existing overhead poles and wires. This includes power lines owned by Southern California Edison, phone lines owned by Verizon, cable television and fiber optic lines. The public improvement portion of the undergrounding of utilities will terminate at a service lateral located at the front of each property to be served in the District. Each individual property owner will be responsible for the trenching, backfilling, conduits, conductors and conversion panels needed from the service lateral to the connection point at the house. With respect to each lot or parcel for which a written request is accepted by the City Clerk pursuant to Section 5896.15 of the Code, the Improvements shall include (subject to applicable rules regulations, tariffs and ordinances) such trenching, backfilling, conduits, conductors and conversion panels needed from the service lateral to the connection point at house. The City Council hereby declares its intention to comply with the requirements of the Special Assessment Investigation, Limitation and Majority Protest Act of 1931, Division 4 of the Code (the "1931 Act") by proceeding under Part 7.5 of the 1931 Act. The proposed Improvements are hereby referred to MuniFinancial, as Assessment Engineer, to make and file with the City Clerk a report in writing in accordance with Article XIIID, Section 4 of the California Constitution and Section 10204 of the 1913 Act, which report shall also contain all of the information required by Section 2961 of the 1931 Act and Section 12.12.030 of the Municipal Code. To the extent permitted by Section 5896.14 of the Code, the City Council hereby determines that it is in the public interest and more economical to do work on private property to eliminate any disparity in level or size between the proposed Improvements and private property than to adjust the work on public property to eliminate such disparity. Provision is hereby made for the issuance of improvement bonds, in one or more series, pursuant to Chapter 7 of Division 12 of the Code, commencing with Section 10600. Notice is hereby given that serial bonds or term bonds or both to represent unpaid assessments, and to bear interest at the rate of not to exceed twelve percent per year, or such other amount authorized by law, payable semiannually, shall be issued hereunder in one or more series in the manner provided by the Improvement Bond Act of 1915 (commencing with Section 8500 of the Code) P6401-1034\859553.3 3 Section 11. Section 12. Section 13. (the "1915 Act"), and the last installment of bonds shall mature a maximum of 39 years from the second day of September next succeeding 12 months from their date. The City Council hereby determines and declares that the City will not obligate itself to advance available funds from the City treasury to cure any deficiency which may occur in the bond redemption fund. The City Council hereby determines that the principal amount of bonds maturing or becoming subject to mandatory prior redemption each year shall be other than an amount equal to an even annual proportion of the aggregate principal amount of the bonds, and the amount of principal maturing or becoming subject to mandatory prior redemption in each year plus the amount of interest payable in that year shall be an aggregate amount that is substantially equal each year, except for the moneys falling due on the first maturity or mandatory prior redemption date of the bonds which shall be adjusted to reflect the amount of interest earned from the date when the bonds bear interest to the date when the first interest is payable on the bonds. With respect to the procedures for collection of assessments and the advance retirement of bonds in connection with the proposed District, the City Council proposes to proceed under the provisions of Part 11.1 of the 1915 Act (commencing with Section 8670 of the 1915 Act). Section 14. The City hereby designates the City Treasurer, or the designated agent of the City Treasurer, to collect and receive the assessments. Section 15. Section 16. Section 17. Any surplus moneys remaining in the improvement fund after the completion of the proposed Improvements and the payment of all claims from the improvement fund shall be disposed of in accordance with Section 10427 of the 1913 Act. In the opinion of the City, the public interest will not be served by allowing property owners to take a contract to perform any of the work. Notwithstanding the foregoing (and subject to applicable rules, regulations, tariffs and ordinances), it shall be the responsibility of the owner of each lot or parcel in the District to construct, reconstruct, relocate, or convert all electric or communication facilities located upon such lot or parcel, unless a written request pursuant to Section 5896.14 of the Code is executed by the such owner and accepted by the City Clerk. The Improvements will be designed by Southern California Edison and Verizon (collectively the "Public Utilities"). Either the Public Utilities or the City (or some combination thereof) will construct the Improvements. Once completed, the Improvements will become the property of the Public Utilities. The City Council hereby declares its intention to enter into agreements with the Public Utilities pursuant to Chapter 2 of the 1913 Act (commencing with Section 10100 P6401-1034\859553.3 4 of the 1913 Act), to the extent the Improvements are to be owned, managed or controlled by the Public Utilities. Section 18. Pursuant to Section 10205 of the 1913 Act, the City intends to make a contribution of revenues as a credit against the assessment. Section 19. The City Engineer is hereby appointed and designated to perform the duties and functions of the Superintendent of Streets in connection with the proposed District pursuant to the 1913 Act. P6401-1034\859553.3 5 RESOLUTION NO. PASSED, APPROVED, AND ADOPTED THIS DAY OF , 2006. STATE OF CALIFORNIA COUNTY OF RIVERSIDE CITY OF PALM DESERT I, Rachelle D. Klassen, City Clerk of the City of Palm Desert, County of Riverside, State of California do hereby certify that the foregoing Resolution No. was regularly adopted by the City Council of said City of Palm Desert at a regular meeting of said council held on the day of , 2006 by the following vote: AYES: NOES: ABSENT: ABSTAINED: Rachelle D. Klassen City Clerk City of Palm Desert Jim Ferguson Mayor City of Palm Desert P6401-1034\859553.3 6 RESOLUTION NO. 06-50 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM DESERT, CALIFORNIA APPROVING THE REPORT OF THE ENGINEER IN CONNECTION WITH PROPOSED HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01, SETTING A TIME AND PLACE FOR HEARING PROTESTS AND CALLING A HEARING PURSUANT TO SECTION 12.12.020 OF THE MUNICIPAL CODE RECITALS: WHEREAS, on April 13, 2006, the City Council adopted its resolution entitled "A Resolution of the City Council of the City of Palm Desert, California, Declaring Its Intention To Order Improvements for Proposed Highlands Utility Undergrounding Assessment District No. 04-01 Pursuant to the Municipal Improvement Act of 1913 and in Accordance with Article XIIID of the California Constitution, to Comply with the Requirements of Division 4 of the California Streets and Highways Code by Proceeding under Part 7.5 Thereof and to Designate Such District an Underground Utility District Pursuant to Chapter 12.12 of the Municipal Code and Approving and Adopting a Modified Boundary Map in Connection Therewith" (the "Resolution of Intention"), declaring its intention to order improvements (the "Improvements") in connection with the proposed Highlands Utility Undergrounding Assessment District No. 04-01 (the "District"); and WHEREAS, the Resolution of Intention referred the Improvements to MuniFinancial, as assessment engineer, (the "Assessment Engineer") to make and file with the City Clerk a report in writing in accordance with Article XIIID, Section 4 of the California Constitution and Section 10204 of the California Streets & Highways Code (the "Code"), which report shall also contain all of the information required by Section 2961 of the Code and Section 12.12.030 of the Palm Desert Municipal Code (the "Municipal Code"); and WHEREAS, the Assessment Engineer has made a report entitled "City of Palm Desert Preliminary Engineer's Report Highlands Utility Undergrounding Assessment District No. 04- 01" (the "Report") and has filed such report with the City Clerk; and WHEREAS, the City Clerk has presented the Report to the City Council. NOW, THEREFORE, BE IT RESOLVED, DETERMINED, AND ORDERED BY THE CITY COUNCIL OF THE CITY OF PALM DESERT AS FOLLOWS: Section 1. The above recitals are all true and correct and a substantive part of this Resolution. Section 2. The Report has been considered by the City Council, and such report is hereby preliminarily approved as filed. Section 3. The City Council hereby calls a public hearing (the "Hearing") pursuant to Section 12.12.020 of the Municipal Code for Thursday, June 8, 2006, at 4:00 P6401-1034\859554.2 p.m., or as soon thereafter as feasible in the Council Chambers, 73-510 Fred Waring Drive, Palm Desert, California to consider whether the public necessity, health, safety, or welfare require the removal of poles, overhead wires, and associated overhead structures within the District and the underground installation of wires and facilities for supplying electric, communication, or similar or associated service. At the Hearing all interested persons shall be given an opportunity to be heard. Section 4. The City Council further appoints the time and place of the Hearing as the time and place for hearing protests to the proposed assessment. Section 5. Section 6. The City Clerk is hereby directed to give notice of the Hearing in accordance with Article XIIID, Section 4 of the California Constitution and Section 53753 of the California Government Code by causing a notice of the Hearing and an assessment ballot to be mailed by first class mail to the record owners of the parcels in the proposed District not less than 45 days before the date of the Hearing. The City Council hereby approves the Procedures for the Completion, Return and Tabulation of Assessment Ballots presented to the City Council at this meeting and now on file in the office of the City Clerk and open to public inspection. Section 7. The City Council hereby designates the Assessment Engineer, telephone number (800) 755-6864, to answer inquiries regarding the protest proceedings. P6401-1034\859554.2 RESOLUTION NO. PASSED, APPROVED, AND ADOPTED THIS DAY OF , 2006. STATE OF CALIFORNIA COUNTY OF RIVERSIDE CITY OF PALM DESERT I, Rachelle D. Klassen, City Clerk of the City of Palm Desert, County of Riverside, State of California do hereby certify that the foregoing Resolution No. was regularly adopted by the City Council of said City of Palm Desert at a regular meeting of said council held on the day of , 2006 by the following vote: AYES: NOES: ABSENT: ABSTAINED: Rachelle D. Klassen City Clerk City of Palm Desert Jim Ferguson Mayor City of Palm Desert P6401-1034\859554.2 CITY OF PALM DESERT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 PROCEDURES FOR THE COMPLETION, RETURN, AND TABULATION OF ASSESSMENT BALLOTS I. Completion of Ballots Who may complete a ballot An assessment ballot may be completed by the owner of the parcel to be assessed. As used in these Procedures, the term "owner" includes the owner's authorized representative. If the owner of the parcel is a partnership, joint tenancy, or tenancy in common, a ballot may be completed by any of the general partners, joint tenants, or tenants in common. Except as set forth below, only one ballot may be completed for each parcel. • Proportional assessment ballots If a parcel has multiple owners, any owner may request a proportional assessment ballot. If the ownership interest of the owner is not shown on the last equalized secured property tax assessment roll, such request must include evidence, satisfactory to the City, of the owner's proportional rights in the parcel. The City will provide the proportional ballot to the owner at the address shown on the assessment roll. Any request for a ballot to be mailed to another location must be made in writing and must include evidence, satisfactory to the City, of the identity of the person requesting the ballot. Each proportional ballot will be marked to show the date on which the ballot was provided, to identify it as a proportional ballot and to indicate the owner's proportional rights in the parcel. The City will keep a record of each proportional ballot provided to an owner. Duplicate ballots If an assessment ballot is lost, withdrawn, destroyed or never received, the City will mail or otherwise provide a duplicate ballot to the owner upon receipt of a request in writing delivered to the City Clerk. The duplicate ballot will be marked to show the date on which the ballot was mailed or provided and to identify it as a P6401\1034\871169.2 duplicate ballot or a duplicate proportional ballot. The same procedure applies to duplicate ballots or duplicate proportional ballots which are lost, withdrawn, destroyed, or never received. • Marking and signing the ballot To complete an assessment ballot, the owner of the parcel must (1) stamp or mark the appropriate box supporting or opposing the proposed assessment, and (2) sign, under penalty of perjury, the statement on the ballot that the person completing the ballot is the owner of the parcel or the owner's authorized representative. Only one box may be stamped or marked on each ballot. Ballots must be completed in ink. • Only assessment ballots provided by the City will be accepted The City will only accept ballots mailed or otherwise provided to owners by the City. II. Return of Ballots • Who may return ballots An assessment ballot may be returned by the owner of the parcel or by anyone authorized by the owner to return the ballot. • Where to return ballots Ballots may be mailed to the address indicated on the ballot. The City has provided return postage on the ballot. Ballots may also be delivered in person to the City Clerk at City Hall, 73-510 Fred Waring Drive, Palm Desert, California 93550 (prior to 3:30 p.m. on the date scheduled for the public hearing on the proposed assessment), or delivered to the City Clerk at the public hearing on the proposed assessment. • When to return ballots All returned ballots must be received by the City Clerk prior to the time the City Council closes the -1- public input portion of the public hearing on the proposed assessment. The public input portion of the public hearing may be continued from time to time. The City Clerk will endorse on each ballot the date of its receipt. The City Clerk will pick up mailed ballots at 3:30 p.m. on the date scheduled for the public hearing on the proposed assessment. To ensure that mailed ballots are received by the City Clerk prior to the conclusion of the public input portion of the public hearing, mailed ballots must be received by the City prior to that time. Mailed ballots received after 3:30 p.m. on the date scheduled for the public hearing will only be counted if the ballots are received by the City Clerk prior to the conclusion of the public input portion of the public hearing. The City makes no representation as to whether the public input portion of the public hearing will be concluded on the date scheduled for commencement of the public hearing or continued to a later date. • Withdrawal of assessment ballots After returning an assessment ballot to the City, the person who signed the ballot may withdraw the ballot by submitting a written statement to the City Clerk directing the City Clerk to withdraw the ballot. Such statement must be received by the City Clerk prior to the close of the public input portion of the public hearing on the proposed assessment. When ballots for the assessment are tabulated, the City Clerk will segregate withdrawn ballots from all other returned ballots. The City Clerk will retain all withdrawn ballots and will indicate on the face of such withdrawn ballots that they have been withdrawn. If any ballot has been withdrawn, the person withdrawing the ballot may request a duplicate ballot. • Changes to assessment ballots In order to change the contents of a ballot that has been submitted, the person who has signed that ballot may (1) request that such ballot be withdrawn, (2) request that a duplicate ballot be issued, and (3) return the duplicate ballot fully completed. Each of these steps must be completed according to the procedures set forth above. P6401\1034\871169.2 III. Tabulation of Ballots • Which assessment ballots will be counted Only ballots which are completed and returned in compliance with these procedures will be counted. Ballots received by the City Clerk after the close of the public input portion of the public hearing on the proposed assessment will not be counted. Ballots which are not signed by the owner will not be counted. Ballots with no boxes marked, or with more than one box marked, will not be counted. Ballots withdrawn in accordance with these procedures will not be counted. The City will keep a record of each proportional or duplicate ballot mailed or otherwise provided to an owner and will verify, prior to counting any duplicate ballot, that only one ballot has been returned for the parcel (or for the owner in the case of proportional ballots). If a non -duplicate ballot has been returned, the City will count the non -duplicate ballot and disregard all duplicate ballots. If only duplicate ballots have been returned, the City will count the latest provided duplicate ballot and disregard the earlier provided duplicate ballots. If an owner returns both a non -proportional ballot and a proportional ballot, the City will count the proportional ballot and disregard the non -proportional ballot. • When and where ballots will be tabulated The tabulation of ballots will be performed, in view of those present, at the public hearing following the close of the public input portion of the public hearing. The public hearing may be continued from time to time for the purpose of tabulating ballots. Ballots will not be unsealed until the tabulation begins. • How ballots will be tabulated Ballots may be counted by hand, by computer or by any other tabulating device. Ballots will be tabulated by adding the ballots submitted in opposition to the assessment and adding the ballots submitted in favor of the assessment. Ballots shall be weighted according to the proportional financial obligation of the affected property; provided, however, that proportional ballots shall be weighted in accordance with the respective ownership -2- interests of each proportional ballot submitted. If one or more proportional ballots are returned for a parcel and a non -proportional ballot is returned for the parcel, the non -proportional ballot will either be disregarded (if the same owner has returned a proportional ballot) or treated as a proportional ballot (if the same owner has not returned a proportional ballot). • Who will tabulate ballots Ballots will be tabulated by the City Clerk or some other impartial person designated by the City Council who does not have a vested interest in the outcome of the proposed assessment. The City Clerk or other designated person may be assisted by any of the staff and consultants of the City. • Results of tabulation The results of the tabulation will be announced following the completion of the tabulation and entered in the minutes of the City Council meeting. If ballots submitted in opposition to the proposed assessment exceed the ballots submitted in favor of the proposed assessment (as tabulated above), the assessment will not be imposed. Disclosure of Ballots During and after the tabulation, the assessment ballots shall be treated as disclosable public P6401110341871169.2 records and be equally available for inspection by the proponents and opponents of the proposed assessment. IV. Resolution of Disputes In the event of a dispute regarding whether the signer of a ballot is the owner of the parcel to which the ballot applies, the City will make such determination from the last equalized assessment roll and any evidence of ownership submitted to the City prior to the conclusion of the public hearing. The City will be under no duty to obtain or consider any other evidence as to ownership of property and its determination of ownership will be final and conclusive. In the event of a dispute regarding whether the signer of a ballot is an authorized representative of the owner of the parcel, the City may rely on the statement on the ballot signed under penalty of perjury that the person completing the ballot is the owner's authorized representative and any evidence submitted to the City prior to the conclusion of the public hearing. The City will be under no duty to obtain or consider any other evidence as to whether the signer of the ballot is an authorized representative of the owner and its determination will be final and conclusive. V. Public Record During and after tabulation, all ballots are public records. -3- CITY OF PALM DESERT PRELIMINARY ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT No. 04-01 ARIL 13, 2006 Corporate Office 27368 Via Industria Suite 110 Temecula, CA 92590 Tel: Tel: Fax: INTENT MEETING: April 13, 2006 PUBLIC HEARING: June 8, 2006 (951) 587-3500 (800) 755-MUNI (6864) (951) 587-3510 MuniFinancial Regional Offices Anaheim, CA Industry, CA Jacksonville, FL Lancaster, CA Oakland, CA www.muru.com Phoenix, AZ San Diego, CA Seattle, WA Washington, DC ENGINEER'S REPORT HIGHLAND UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT TABLE OF CONTENTS CERTIFICATIONS ENGINEER'S REPORT ii GENERAL DESCRIPTION OF HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 1 DESCRIPTION OF WORK 1 EXHIBIT A - PLANS AND SPECIFICATIONS A EXHIBIT B - COST ESTIMATE B EXHIBIT C - ASSESMENT ROLL C EXHIBIT D - DEBT LIMIT REPORT D EXHIBIT E - METHOD OF ASSESSMENT E EXHIBIT F - ASSESSEMENT DIAGRAM F EXHIBIT G - MAXIMUM ANNUAL ADMINISTRATIVE COST G EXHIBIT H - RIGHT-OF-WAY AND EASEMENTS I{ EXHIBIT I - PUBLIC PROPERTIES MuniFinancial City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT The undersigned respectfully submits the enclosed report as directed by the City Council. Date: , 2006. Willdan Assessment Engineer I HEREBY CERTIFY that the enclosed Engineer's Report, together with the Assessment and Assessment Diagram thereto attached, was filed with me on the day of , 2006. Clerk of the City Council, City of Palm Desert, California I HEREBY CERTIFY that the enclosed Engineer's Report, together with the Assessment and Assessment Diagram thereto attached, was approved and confirmed by the City Council for the City of Palm Desert, California, on the day of , 2006. Clerk of the City Council, City of Palm Desert, California I HEREBY CERTIFY that the enclosed Engineer's Report, together with the Assessment and Assessment Diagram thereto attached, was recorded in my office on the day of , 2006. City Engineer (Superintendent of Streets), City of Palm Desert, California MuniFinancial ii City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT \X'illdan/MuniFinancial, Assessment Engineer of work for Highlands Utility Undergrounding Assessment District No. 04-01 (the "Assessment District"), writes this report, as prescribed by the City Council of the City of Palm Desert in accordance with the Resolution of Intention, Resolution No. and pursuant to the terms and provisions of Article XIIID of the State Constitution, Part 7.5 of the Special Assessment Investigation, Limitation and Majority Protest Act of 1931, which is Division 4 of the Streets and Highways Code of the State of California, the Municipal Improvement Act of 1913, which is Division 12 of the Streets and Highways Code of the State of California, and Chapter 28 of the Improvement Act of 1911. The improvements, which are the subject of this report, are briefly described as follows: GENERAL DESCRIPTION OF HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 Highlands Utility Undergrounding Assessment District No. 04-01 generally includes the properties South of Skyward Way, East of Frontage Road, West of Alamo Drive, and North of Desert View Drive, including properties along Davis Road and Beverly Drive. The Assessment District is made up one hundred twenty-five (124) single-family residential detached properties, forty (42) Palm Desert Tennis Club Condominium Properties, and one CV\XD property. All but three of the properties are developed, two of the Palm Desert Club Properties are common area parcels and are exempt, the CV'VD parcel can not be build on and is also exempt, and thirty-four of the homes have existing underground utility service from overhead poles to the house connection. DESCRIPTION OF WORK The following is a description of the planned improvements for the entire district. A. Undergrounding of Overhead Utility Lines The undergrounding of overhead utility lines within the boundaries of the Highlands Assessment District includes trenching, installing the new utility vaults needed to receive the conduits and transformers, laying the conduit lines into the trenches, re -paving the street, switching service to the underground system and removing the existing overhead poles and wires. This includes power lines owned by Southern California Edison, phone lines owned by Verizon, and cable television and fiber optic lines. The proposed underground electric and communication improvements must be constructed within public right-of-way, land, or easements owned by the City of Palm Desert or the serving utility. B. Onsite Property Costs The public improvement portion of the undergrounding of utilities will terminate at a service lateral located at the front or rear of each property to be served in the district. Each individual property owner will be responsible for the trenching and backfilling, along with the installation of conduits, conductors and conversion panels needed to complete the connections from the service lateral to the connection MuniFinancial 1 City of Palm Desert point at the house. The estimated cost of this additional work is estimated at approximately $3,000 per residence and will vary depending on the length and location of the service connection. Each property owner will have the option to have this work completed by the City's contractor and have the cost of this work included in their assessment lien. Alternatively, they can use their own contractor and pay them directly. In this case, the assessment lien will include only the costs of the public improvements. BONDS Bonds representing unpaid assessments, and bearing interest at a rate not -to -exceed twelve -percent (12- percent) per annum, shall be issued in the manner provided by the Improvement Bond Act of 1915 (Division 10, Streets and Highways Code), and the last installment of the bonds shall mature not -to - exceed thirty-nine (39) years from the second day of September next succeeding twelve (12) months from the date. This report includes the following attached exhibits: EXHIBIT A - Plans and specifications for improvements to be constructed. Plans and specifications are a part of this report, separately bound, and are available for review at the Office of the City Clerk. EXHIBIT B - An estimate of the cost of the improvements. EXHIBIT C - An assessment roll, showing the amount to be assessed against each parcel of real property within this Highlands Utility Undergrounding Assessment District No. 04-01. Each parcel is described by an Assessor's Parcel Number or other designation. Each parcel is also assigned an "assessment number" for the purposes of this proceeding. EXHIBIT D - A debt limitation report showing the following: 1. The total amount of Prior Assessment Liens, as near as may be determined, and of the total principal sum of all unpaid special assessments and special assessments required or proposed to be levied under any completed or pending assessment proceedings, other than that contemplated for this Highlands Utility Undergrounding Assessment District No. 04-01, against the total area proposed to be assessed. 2. The total true value, as near as may be determined, of the parcels of land and the improvements that are proposed to be assessed by this District. EXHIBIT E - A statement of the method by which the Assessment Engineer determined the amount to be assessed against each parcel based on the special benefits to be derived by each parcel, respectively, from the improvements. EXI-IIBIT F - A diagram showing all of the parcels of real property- within this Highlands Utility Undergrounding Assessment District No. 04-01. The diagram corresponds to and is keyed to Exhibit C by the assessment number. EXHIBIT G - Proposed maximum annual administrative cost per parcel. EXHIBIT H - A schedule showing the rights -of -way and easements to be acquired. EXHIBIT I - A schedule showing the public property that will be included within the District. MuniFinancial 2 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT A - PLANS AND SPECIFICATIONS PLANS AND SPECIFICATIONS The plans and specifications for the improvements for this District are voluminous and will not be bound to this Report, but by this reference are incorporated as if attached to this Report. The plans and specifications are on file in the office of the Special Projects Administrator of the City of Palm Desert. The plans and specifications for this District consist of utility undergrounding plans. MuniFinancial Exhibit A - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT B - COST ESTIMATE Eligible Cost (Bid) 3,796,292.90 Contingency @ 10% 379,629.29 Engineering 95,334.00 Inspection Fees 50,000.00 City Administration 27,957.00 Total Eligible Costs Bond Cost (Bid) 651,703.53 Contingency @ 10% 65,170.35 Engineering 41,066.00 City Administration 12,043.00 Total Bond Costs 4,349,213.19 769,982.88 Private Cost (Bid) 263,748.00 Contingency @ 10% 26,374.80 SCE 815,853.00 Verizon 364, 975.00 Total Private Costs Total Project Cost Estimate Less: RDA Reimbursement Total Funded by Bond Proceeds Cost of Issuance Reserve Fund (1) Underwriter's Discount (2) Original Issue Discount (3) Costs of Issuance (4) Capitalized Interest (5) Total Bond Financing Costs Par Amount of Bonds Notes 1,470, 950.80 6,590,146.87 (3,530,000.00) 3,060,146.87 250,090.00 52,950.00 40,573.20 126,239.93 469,853.13 3,530,000.00 (1) Maximum Annual Debt Service (MADS) (2) 1.50% ($15.00/bond) of the Par Amount of Bonds (3) Represents Original Issue Discount (OID) to Bond Investors - (See Price / Yield / Production Calculation) (4) Includes Legal, FA, Printing and Other Miscellaneous Bond Costs (5) Not Applicable MuniFinancial Exhibit B - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT C - ASSESSMENT ROLL An assessment of the total amount of the costs and expenses of the improvements upon the subdivisions of land within the Highlands Utility Undergrounding Assessment District No. 04-01, in proportion to the estimated special benefit to be received by the subdivisions from the Improvements, is set forth upon the following Assessment Roll filed with and made part of this Report. The Assessment Roll lists the assessor's parcel numbers within this Highlands Utility Undergrounding Assessment District No. 04-01 by assessment number. The assessment numbers appearing on the Assessment Roll correspond with the subdivisions and parcels of land and their numbers shown on the Assessment Diagram (Exhibit F). MuniFinancial Exhibit C - Page 1 City of Palm Desert Assessor's Assessment Portion Assessed Parcel Number Number District -Wide 628-163-001 1 628-163-002 628-163-003 628-163-004 628-163-005 628-163-006 628-163-007 628-163-008 628-163-009 628-171-011 628-172-011 628-172-022 628-173-001 628-173-002 628-173-003 628-173-004 628-173-005 628-173-006 628-173-007 628-173-008 628-173-009 628-173-010 628-173-011 628-181-001 628-181-002 628-181-003 628-181-004 628-181-005 628-181-006 628-181-007 628-181-008 628-182-001 628-182-002 628-182-003 628-182-005 628-182-006 628-182-007 628-182-008 628-182-009 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 S25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 Portion Assessed to Properties with work Private Property $1,825.56 $1,825.56 $1,302.35 $3,389.52 $1,302.35 $1,302.35 $1,302.35 $1,302.35 $1,825.56 $1,825.56 $0.00 $3,389.52 $1,825.56 $1,302.35 $1,302.35 $1,302.35 S 1,302.35 $3,389.52 $1,302.35 $1,302.35 $1,302.35 $1,825.56 $1,825.56 $1,825.56 $1,825.56 $1,302.35 $1,302.35 $1,302.35 $1,302.35 $3,389.52 $1,825.56 $1,825.56 $3,389.52 $3,389.52 $1,302.35 $1,302.35 $3,389.52 $1,302.35 $1,825.56 Assessments as Preliminarily Approved $27,137.10 S27,137.10 $26,613.89 $28,701.06 $26,613.89 $26,613.89 $26,613.89 $26,613.89 $27,137.10 $27,137.10 $25,311.54 $28,701.06 $27,137.10 $26,613.89 $26,613.89 $26,613.89 $26,613.89 $28,701.06 $26,613.89 $26,613.89 $26,613.89 $27,137.10 $27,137.10 $27,137.10 $27,137.10 $26,613.89 $26,613.89 $26,613.89 $26,613.89 $28,701.06 $27,137.10 $27,137.10 $28,701.06 $28,701.06 $26,613.89 $26,613.89 $28,701.06 $26,613.89 $27,137.10 MuniFinancial Exhibit C — Page 2 City of Palm Desert Assessor's Assessment Portion Assessed Parcel Number Number District -Wide 628-182-010 40 628-182-011 41 628-182-012 42 628-182-013 43 628-182-014 44 628-182-015 45 628-182-016 46 628-182-017 47 628-182-018 48 628-182-019 49 628-182-020 50 628-191-001 51 628-191-002 52 628-191-003 53 628-191-006 54 628-191-007 55 628-191-008 56 628-191-009 57 628-191-010 58 628-191-011 59 628-191-012 60 628-192-001 61 628-192-002 62 628-192-003 63 628-192-004 64 628-192-005 65 628-192-006 66 628-192-007 67 628-192-008 68 628-192-009 69 628-192-010 70 628-192-011 71 628-192-012 72 628-192-013 73 628-192-014 74 628-192-015 75 628-192-016 76 628-192-017 77 628-192-018 78 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 $25,311.54 Portion Assessed to Properties with work Private Property $1,302.35 $6,073.83 $ 6,073.83 $3,389.52 $1,302.35 $1,302.35 $3,389.52 $3,389.52 $1,302.35 $1,302.35 $1,302.35 $0.00 $1,302.35 $1,302.35 $1,302.35 $3,389.52 S1,302.35 $1,825.56 $3,389.52 $3,389.52 $3,389.52 $1,302.35 $1,302.35 $3,389.52 $1,825.56 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $1,825.56 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 Assessments as Preliminarily Approved $26,613.89 $31,385.37 $31,385.37 $28,701.06 $26,613.89 $26,613.89 $28,701.06 $28,701.06 $26,613.89 $26,613.89 $26,613.89 $25,311.54 $26,613.89 $26,613.89 $26,613.89 $28,701.06 $26,613.89 $27,137.10 $28,701.06 $28,701.06 $28,701.06 $26,613.89 $26,613.89 $28,701.06 $27,137.10 $28,701.06 $28,701.06 $28,701.06 $28,701.06 $28,701.06 $27,137.10 $28,701.06 $28,701.06 $28,701.06 $28,701.06 S28,701.06 $28,701.06 $28,701.06 $28,701.06 MuniFinancial Exhibit C - Page 3 City of Palm Desert Portion Assessed to Assessor's Assessment Portion Assessed Properties with work Parcel Number Number District -Wide Private Property 628-192-019 79 $25,311.54 628-192-020 80 $25,311.54 628-192-021 81 $25,311.54 628-192-022 82 $0.00 630-190-058 83 $25,311.54 652-032-017 84 $25,311.54 652-032-018 85 $25,311.54 652-041-001 86 $25,311.54 652-041-002 87 $25,311.54 652-041-003 88 $25,311.54 652-041-004 89 $25,311.54 652-041-005 90 $25,311.54 652-041-006 91 $25,311.54 652-041-007 92 $25,311.54 652-041-008 93 $25,311.54 652-041-010 94 $25,311.54 652-041-011 95 $25,311.54 652-041-015 96 $25,311.54 652-041-016 97 $25,311.54 652-041-017 98 $25,311.54 652-041-018 99 $25,311.54 652-041-020 100 $25,311.54 652-051-001 101 $25,311.54 652-051-002 102 $25,311.54 652-051-003 103 $25,311.54 652-051-004 104 $25,311.54 652-051-005 105 $25,311.54 652-052-001 106 $25,311.54 652-052-002 107 $25,311.54 652-052-003 108 $25,311.54 652-052-004 109 $25,311.54 652-052-015 110 $25,311.54 652-052-016 111 $25,311.54 652-052-017 112 $25,311.54 652-053-001 113 $25,311.54 652-053-002 114 $25,311.54 652-053-003 115 $25,311.54 652-053-004 116 $25,311.54 652-053-005 117 $25,311.54 $3,389.52 $3,389.52 $1,302.35 $0.00 $0.00 $1,302.35 $1,302.35 $1,825.56 $1,302.35 $1,302.35 S1,825.56 $3,389.52 $1,302.35 $1,825.56 $3,389.52 $1,825.56 $3,389.52 $3,389.52 $1,825.56 $1,825.56 $1,825.56 $1,825.56 $3,389.52 $3,389.52 $1,302.35 $1,302.35 $3,389.52 $1,825.56 $2,008.12 $3,389.52 $1,825.56 $3,389.52 $1,825.56 $1,302.35 $3,389.52 $3,389.52 $3,389.52 $3,389.52 $3,389.52 Assessments as Preliminarily Approved $28,701.06 $28,701.06 $26,613.89 $0.00 $25,311.54 $26,613.89 $26,613.89 $27,137.10 $26,613.89 $26,613.89 $27,137.10 $28,701.06 $26,613.89 $27,137.10 $28,701.06 $27,137.10 $28,701.06 $28,701.06 $27,137.10 $27,137.10 $27,137.10 $27,137.10 $28,701.06 $28,701.06 $26,613.89 $26,613.89 S28,701.06 $27,137.10 $27,319.66 $28,701.06 $27,137.10 $28,701.06 $27,137.10 $26,613.89 $28,701.06 $28,701.06 $28,701.06 $28,701.06 $28,701.06 MuniFinancial Exhibit C — Page 4 City of Palm Desert Portion Assessed to Assessments as Assessor's Assessment Portion Assessed Properties with work Preliminarily Parcel Number Number District -Wide Private Property Approved 652-053-006 118 $25,311.54 $3,389.52 $28,701.06 652-053-007 119 $25,311.54 $1,302.35 $26,613.89 652-053-008 120 $25,311.54 $3,389.52 $28,701.06 652-053-009 121 $25,311.54 $6,073.83 $31,385.37 652-053-010 122 $25,311.54 $1,825.56 $27,137.10 652-053-011 123 $25,311.54 $6,073.83 $31,385.37 652-053-012 124 $25,311.54 $3,389.52 $28,701.06 652-053-013 125 $25,311.54 $1,825.56 $27,137.10 652-061-001 126 $2,531.15 $0.00 $2,531.15 652-061-002 127 $2,531.15 $0.00 $2,531.15 652-061-003 128 $2,531.15 $0.00 $2,531.15 652-061-004 129 $2,531.15 $0.00 $2,531.15 652-061-005 130 $2,531.15 $0.00 $2,531.15 652-061-006 131 $2,531.15 S0.00 $2,531.15 652-061-007 132 $2,531.15 $0.00 $2,531.15 652-061-008 133 $2,531.15 $0.00 $2,531.15 652-061-009 134 $2,531.15 $0.00 S2,531.15 652-061-010 135 $2,531.15 $0.00 $2,531.15 652-061-011 136 $2,531.15 $0.00 $2,531.15 652-061-012 137 $2,531.15 $0.00 $2,531.15 652-061-013 138 $2,531.15 $0.00 $2,531.15 652-061-014 139 $2,531.15 $0.00 $2,531.15 652-061-015 140 $2,531.15 $0.00 $2,531.15 652-061-016 141 $2,531.15 $0.00 $2,531.15 652-061-017 142 $2,531.15 $0.00 $2,531.15 652-061-018 143 $2,531.15 $0.00 $2,531.15 652-061-019 144 $2,531.15 $0.00 $2,531.15 652-061-020 145 $2,531.15 $0.00 $2,531.15 652-061-021 146 $2,531.15 $0.00 $2,531.15 652-061-022 147 $2,531.15 $0.00 $2,531.15 652-061-023 148 $2,531.15 $0.00 $2,531.15 652-061-024 149 $2,531.15 $0.00 $2,531.15 652-061-025 150 $2,531.15 $0.00 $2,531.15 652-061-026 151 $2,531.15 $0.00 $2,531.15 652-061-027 152 $2,531.15 $0.00 $2,531.15 652-061-028 153 $2,531.15 $0.00 $2,531.15 652-061-029 154 $2,531.15 $0.00 $2,531.15 652-061-030 155 $2,531.15 $0.00 $2,531.15 652-061-031 156 $2,531.15 $0.00 $2,531.15 MuniFinancial Exhibit C - Page 5 City of Palm Desert Portion Assessed to Assessments as Assessor's Assessment Portion Assessed Properties with work Preliminarily Parcel Number Number District -Wide Private Property Approved 652-061-032 157 $2,531.15 $0.00 $2,531.15 652-061-033 158 $2,531.15 $0.00 $2,531.15 652-061-034 159 $2,531.15 $0.00 $2,531.15 652-061-035 160 $2,531.15 $0.00 $2,531.15 652-061-036 161 $2,531.15 $0.00 $2,531.15 652-061-037 162 $2,531.15 $0.00 $2,531.15 652-061-038 163 $2,531.15 $0.00 $2,531.15 652-061-039 164 $2,531.15 $0.00 $2,531.15 652-061-040 165 $2,531.15 $0.00 $2,531.15 $3,239,877.20 $290,122.80 $3,530,000.00 MuniFinancial Exhibit C — Page 6 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT D - DEBT LIMITATION REPORT We are not aware of any prior assessment liens for the properties located within Highlands Utility Undergrounding Assessment District No. 04-01. The total of the assessment liens for the I-Iighlands Utility Undergrounding Assessment District No. 04- 01 is equal to $3,060,147. The gross property valuation (based on the 2005/06 County of Riverside Secured Tax Roll) for properties located within Highlands Utility Undergrounding Assessment District No. 04-01, totals $38,321,305. CERTIFICATION OF ASSESSMENT ENGINEER I, the undersigned Assessment Engineer, do hereby certify that the total amount of the principal sum of the assessments proposed to be levied for the Assessment District, together with the principal amount of all other assessments levied or proposed to be levied on the properties within the Assessment District, as set forth above, does not exceed one-half (1/2) of the total true value of the parcels proposed to be assessed for the Assessment District. Wildan/MuniFinancial Assessment Engineer MuniFinancial Exhibit D - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT E - METHOD OF ASSESSMENT BACKGROUND The law requires that assessments levied pursuant to the Municipal Improvement Act of 1913 be based on the benefit that properties receive from the Improvements. However, the law does not specify the method or formula that should be used to apportion the assessments in the Highlands Utility Undergrounding Assessment District No. 04-01 proceedings. In addition, Articles XIIIC and XIIID of the California Constitution require that only special benefits are assessable, that no assessment may exceed the proportional special benefit received by the parcel assessed, and that publicly owned parcels shall not be exempt from assessment unless clear and convincing evidence demonstrates that such public owned parcels receive no special benefits from the improvements or services for which the assessment is levied. Special benefit is a particular and distinct benefit over and above general benefits conferred to the public at large on real property located within the District. General enhancement of property value does not constitute special benefit. It is necessary to identify the special benefit that the Improvements will render to the properties within the Highlands Utility Undergrounding Assessment District No. 04-01. It is also necessary to identify- and separate any portion of the Improvements, which provide a general benefit to the public at large from the portion of Improvements that provide a special benefit to parcels within the District. Any cost of Improvements, or portion thereof, that is considered general benefit has not been included as part of the total assessment. It has been determined from the design plans, cost estimates, and boundaries of the District that all of the Improvements, for the undergrounding of the utilities, provide a direct and special benefit to the parcels within the District and there is no measurable general benefit to the public at large. The responsibility rests with the Assessment Engineer who is appointed for the purpose of analyzing the facts and determining the method of apportionment of the assessment to the benefiting properties, based on the amount of special benefit that each parcel receives, related to the District as a whole. For these proceedings, the City has retained the firm ofWilldan/MuniFinancial as the Assessment Engineer. The Assessment Engineer makes the recommendation for the method of apportionment at the public hearing. The final authority and action rest with the City Council after hearing all testimony and evidence presented at the public hearing and completing the tabulation of assessment ballots. Upon conclusion of the public hearing, the City Council must make the final action in determining that the assessment has been apportioned equitably based on the special benefit received by each parcel. Ballot tabulation will then be completed, and if less than 50 percent of ballots returned and tabulated, weighted by, assessment amount, are opposed to the assessment, then there is not a majority protest and the City Council may form the District, adopt the Final Engineer's Report, and Order the Work to commence. MuniFinancial Exhibit E - Page 1 City of Palm Desert BENEFIT The district is being formed to underground the existing overhead electrical and communication facilities in the community generally referred to as the "Highlands" area. Undergrounding the existing overhead utilities will improve the safety of motorists that drive in the neighborhood. The existing poles are immovable objects that could cause damage and possible injury to the occupants of the vehicle, in the event of an accident involving a utility pole. By removing the poles from the right-of-way and street edge, the potential for vehicles to collide with them is removed. Undergrounding the existing overhead utilities and removing the poles will provide improved safety for all drivers within the District. The removal of overhead utility poles and lines provides an additional safety benefit in that it reduces the potential of hazardous conditions in the event of natural disasters. Earthquakes, severe storms with high winds, and other natural disasters can cause poles to fall and potentially impact property in the District; and possibly cause live electric lines to be exposed. Downed electric lines pose a potential threat of fire and potential injury due to electric shock. In addition, downed electric lines can restrict ingress and egress of residents and emergency services. In addition to the safety improvements provided by the undergrounding of utilities, removing the poles and lines will eliminate an unusually heavy concentration of overhead electric and communication facilities. This will improve the overall aesthetics within the District and the reliability of the utility services received by properties in the District. Parcels that will have their utilities undergrounded will benefit from an improved reliability of the utility services by receiving new upgraded utility lines and cables, and appurtenant facilities related to the utility undergrounding, which reduces exposure to natural phenomena that may cause potential damage and interruption in utility services. Undergrounding of these utilities will bring this older neighborhood closer to modern day development standards. These special benefits improve the physical and visual environment, as well as, the quality of utility services provided. The benefits of this undergrounding project are a direct and special benefit to the owners of property within the District. Since residents of all of the lots within the district have to drive the streets, which have the utilities proposed to be undergrounded, the owners of these lots receive all of the direct and special benefits of the improvements. There is no measurable general benefit since the roads primary function of the affected streets is to provide access for the residents within the District, and not to the public at large. METHOD OF ASSESSMENT The method of assessment is determined by an analysis of the benefit a property receives rather than the specific cost of providing improvements to an individual property. The benefit of undergrounding the overhead utility system is based on safety, reliability, and visibility issues. The District is made up of 124 single-family residential properties and 40 condominium properties. The method of apportionment established for most districts formed under the 1913 Act utilizes a weighted method of apportionment known as an Equivalent Benefit Unit (EBU) methodology that uses the single- family home site as the basic unit of assessment. The distribution of electricity, other utilities, and the underground wires and cables are constant no matter what size lot or house is located on each parcel. Further, since all of the single-family lots have the same ability to use the electricity and each single- family parcel benefits from the improved safety, each single-family residential property has been assigned one EBU. MuniFinancial Exhibit E - Page 2 City of Palm Desert Since Condominium Parcels' utilities have already been undergrounded and each individual Condominium Parcel does not have utilities poles residing on their properties, Condominium Parcels only benefit from a portion of the improved aesthetics that are associated with the neighborhood as a whole. Therefore, utilizing trip generation data outlined by the Institute of Transportation Engineers Informational Report, Seventh Edition, Condominium Parcels have been assigned Equivalent Benefit Units based on the typical trip generation of condominiums properties in relation to single-family residential properties. The EBUs assigned to each Condominium Parcel are equal to the typical trip generation (0.6) times one-half of the improved aesthetics benefit. Since the improved aesthetics is one of three categories of special benefit received by properties within the District, the final EBU calculation for Condominium Parcels will be equal to the following equation: Trip Generation: - EBU Equation: Land 1 )se Sin.le-Family Residential Condominium Aug. 1)ail Trips Trip Ratio 9.57 5.86 1.0 0.6 0.6 * (1 /3) * (1 /2) = 0.10 EBUs Onsite Improvements Those lots that are not currently served by underground service from the existing pole locations to the house lateral (90 parcels) will also need to pay for their onsite private property costs. This includes the cost of trenching on private property and service conversion equipment. Each property owner will be given the choice to pay for their improvements by financing the cost through assessment bonds to be issued pursuant to these proceedings or by paying for the cost upfront in cash. Of the 124 single-family parcels, signed a request form stating that they wanted the City to include this cost as part of their assessment. MuniFinancial Exhibit E - Page 3 City of Palm Desert Conclusion In conclusion, it is my opinion that the assessments for Highlands Utility Undergrounding Assessment District No. 04-01 are allocated in accordance with the direct and special benefit that each parcel receives from the Improvements. \ -illdan Assessment Engineer City of Palm Desert State of California Signed by Ken Steele MuniFinancial Exhibit E - Page 4 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT F - ASSESSMENT DIAGRAM A Diagram showing the Highlands Utility Undergrounding Assessment District No. 04-01, the boundaries, and the dimensions of the subdivisions of land within the Highlands Utility Undergrounding Assessment District No. 04-01, as they existed at the time of the passage of the Resolution of Intention, is filed with and made a part of this Report and part of the assessment. Each of the subdivisions of land, parcels, or lots will be given a separate number on the Assessment Diagram (to follow after the resolution of intention), which corresponds with the assessment number shown on the Assessment Roll (Exhibit C). The recorded Boundary Map and Assessment Diagram in a reduced -scale format follows. MuniFinancial Exhibit F - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT G — MAXIMUM ANNUAL ADMINISTRATION COST ADD -ON In addition to or as a part of the assessment lien levied against each parcel of land within the Improvement District, each parcel of land shall also be subject to an annual administrative cost add -on to pay costs incurred by the City, and not otherwise reimbursed, which result from the administration or registration of any bonds and or/reserve or other related funds. The maximum annual total amount of such annual administrative cost add -on for each parcel within the Improvement District will not exceed $50.00. Each parcel's share of the administrative cost add -on shall be computed based on the parcel's proportionate share of its annual assessment (not to exceed $50.00.) MuniFinancial Exhibit G - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT H — RIGHT-OF-WAY There are no right-of-way and/or easements to be acquired in Highlands Utility Cndergrounding Assessment District No. 04-01 by the City of Palm Desert. Each individual utility company will be responsible for obtaining their own easements that may be needed to underground the utilities. MuniFinancial Exhibit H - Page 1 City of Palm Desert ENGINEER'S REPORT HIGHLANDS UTILITY UNDERGROUNDING ASSESSMENT DISTRICT NO. 04-01 CITY OF PALM DESERT EXHIBIT I — PUBLIC PROPERTIES All streets in the boundaries of the district are public streets. There are no other public owned properties within the boundaries of the district. MuniFinancial Exhibit I - Page 1 City of Palm Desert City of Palm Desert, California Utility Undergrounding Assessment District (Palm Desert Highlands) Project Timeline Date Project Tasks 03/13/2006 Bids due back to the City / MuniFinancial / Willdan. Conference Call @ 4PM to discuss bid results and run estimated bond numbers. 03/14-16/2006 City meets with property owner representatives to discuss findings. Wk. of 03/20/06 MuniFinancial begins creating all resolutions and other documents to be presented to the City Council. MuniFinancial begins creating the property owner notices and ballots. Wk. of 04/03/2006 MuniFinancial delivers: 1.) Preliminary Engineer's Report; and, 2) All resolutions and documents necessary for the Resolution of Intent (ROI) meeting. Agenda deadline for City Council meeting of 04/13/06 04/13/2006 ROI meeting: Council adopts two resolutions: 1.) Preliminary Approval of the Engineer's Report; 2.) Resolution of Intent (setting the public hearing date, to conduct property owner balloting for formation of the District and imposition of new assessments subject to Proposition 218 proceedings). 04/14/2006 Property owner ballots and notices mailed: MuniFinancial mails documents to all property owners subject to the new assessment at least 45 days prior to the Public Hearing. Wk. of 05/29/2006 MuniFinancial delivers: 1.) Resolutions to be adopted at the Public Hearing; 2.) Final Amended Engineer's Report (if changes or modifications to the Preliminary Report were requested by City staff or directed by Council action.) Bond Professionals deliver 1) Resolutions to approve sale of bonds and hire all bond professionals 2) deliver POS, Indenture and other bond documents as to form. Agenda deadline for City Council meeting of 06/08/2006. 05/29/2006 Pursuant to Section 6061 of the Government Code, the City Clerk shall publish the Resolution of Intention one time at least 10 days prior to the Public Hearing. 06/08/2006 Public Hearing: City Council holds Public Hearing regarding the District and assessments. After the public hearing has been closed, the Ballots are tabulated and the City Council may discuss and adopt the appropriate resolutions for the District levying of assessments and issuance of bonds: 1.) A Resolution Declaring the Results of the Protest Balloting Proceedings and the Establishment of the Maximum Assessment; 2.) A Resolution Approving the Engineer's Report (as submitted or amended); 3.) A Resolution Ordering the Levy and Collection of Assessments. 4.) Resolutions Approving The Sale of Bonds and Approving All Bond Documents As To Form (POS, Indenture, etc) 5.) A Resolution Hiring All Bond Related Parties (Bond Counsel, Disclosure Counsel, Underwriter and Financial Advisor). City Council approves Mayor to sign construction contract subject to close of bond issue. 06/09/2006 Mail out notification of assessment amount and ability to prepay at a discount prior to bond issuance. Begin 30 day cash collection period. 07/09/2006 End of cash collection period. 07/17/2006 Print and Mail Preliminary Official Statement (POS) to Investors 07/24/2006 Pre -Price Bonds Del Rio Advisors, LLC March 14, 2006 Page 1 of 2 City of Palm Desert, California Utility Undergrounding Assessment District (Palm Desert Highlands) Project Timeline 07/25/2003 Price Bonds Wk. of 07/31/2006 Mail Final Official Statement (OS) to Investors. Finalize and sign all bond documents. 08/09/2006 Pre -Close Bond Issue 08/10/2006 Close Bond Issue (All Money Delivered) 08/14/2006 Agenda deadline for City Council meeting of 08/24/2006 08/24/2006 City Council awards construction contract(s) 08/25/2006 Notice to Proceed issued to Contractor(s) 09/20/2006 Construction Begins 04/01/2007 Underground substructures (conduits, vaults) complete. Begin Edison and Verizon cabling and equipment. 04/15/2007 Verizon and Edison cable completed. Begin house service connections to new underground phone and power system. 07/01/2007 Service conversions complete. Begin removal of overhead wires and poles. 10/01/2007 Pole removal complete. Project Closeout Del Rio Advisors, LLC March 14, 2006 Page 2 of 2