HomeMy WebLinkAboutTransient Occupancy Tax Ordinance Limited Prodecures Rvw - T.O.T.X M
CITY OF PALM DESERT
FINANCE DEPARTMENT
STAFF REPORT
REQUEST: RECEIVE AND FILE THE LIMITED PROCEDURES REVIEW OF
VARIOUS PALM DESERT OPERATORS FOR COMPLIANCE
WITH THE CITY OF PALM DESERT'S TRANSIENT OCCUPANCY
TAX ORDINANCE FOR THE 2005 CALENDAR YEAR, APPROVE
REIMBURSEMENT TO OPERATOR FOR OVERPAYMENT OF
TRANSIENT OCCUPANCY TAX TOTALING $10.38, AND
AUTHORIZE THE COLLECTION OF $8,682.21 FROM
OPERATORS FOR UNDERPAYMENT OF TRANSIENT
OCCUPANCY TAX
SUBMITTED BY: PAUL S. GIBSON, FINANCE DIRECTOR
DATE: FEBRUARY 8, 2007
CONTENTS: LIMITED PROCEDURES REVIEW OF VARIOUS PALM DESERT
OPERATORS FOR COMPLIANCE WITH THE CITY OF PALM
DESERT'S TRANSIENT OCCUPANCY TAX ORDINANCE FOR
THE 2005 CALENDAR YEAR
Recommendation:
That the City Council:
1. Receive and file the Limited Procedures Review of various Palm
Desert operators for compliance with the City of Palm Desert's
Transient Occupancy Tax ordinance for the 2005 calendar year;
2. Approve reimbursement to operator for overpayment of Transient
Occupancy Tax totaling $10.38; and
3. Authorize collection from operators for underpayment of Transient
Occupancy Tax totaling $8,682.21.
Background:
The City of Palm Desert annually hires the CPA firm of Lance, Soll & Lunghard, LLP to
conduct audits on our Transient Occupancy Tax. This year, six operators were audited;
one operator had an overpayment, and two had underpayments during the 2005
Staff Report
Limited Procedures Review & Transient Occupany Tax Collection and Reimbursement
February 8, 2007
Page 2of2
calendar year. Attached are the six reports and a summary of the auditor's findings.
Original copies have been provided to the City Attorney's office.
The Audit, Investment and Finance Committee received the report at their January 23,
2007 meeting, and it was recommended that it be received and filed by the City Council.
Approval of staffs request will allow for reimbursement of tax overpaid to the City and
collection of underpaid tax from the appropriate operators.
Submitted by:
aul S. Gibson, Finance Director
Approval:
Carlos L. Ortega, City Manager
nmo
CITY COUNCIL ACTION:
APPROVED, DENIED
RECEIVED e ri /e-d OTHER
MEETING DATE - O'7
AYES: Benson, Fergucn, Finer+y 1 Spiege/, Kelly
NOES: None
ABSENT: N o i e.
ABSTAIN: N one,
VERIFIED BY: (_t klra
*'riginal on File with,JCity Clerk's Office
G:\Finance\Niamh Ortega\Wpdocs\PGibson\Staff Reports\Audit staff reports 2006\audit 2006 TOT report.doc
T.O.T AUDIT FINDINGS
Period January 1, 2005 — December 31, 2005
Operator#1 =This company owes the City of Palm Desert $1,692.15 for underpayment
of Transient Occupancy Ta1c.
Operator#2 =There were no Hndings.
Operator#3 =There were no findings.
Operator#4=The City of Palm Desert owes $10.38 for ovetpayment of Transient
Occupancy Tax.
Operator#5 =There were no findings.
Operator#6=This company owes the City of Palm Desert$6,990.06 for underpayment
of Transient Occupancy Tax.
[THIS PAGE INTENTIONALLY LEI+T BLANK]
CITY OF PALM DESERT
LIMITED PROCEDURES REVlEW OF
OPERATOR#t Pq(.,M DESERT
FOR COMPLIANCE WITH
TRANSIENT OCCUPANCY TAX ORDINANCE
FOR THE PERIOD
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
;
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I
I
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CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
TABLE OF CONTENTS
Page
Number
INDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREED-UPON PROCEDURES 1
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
;
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M
Brandon W.Burrows
Lance Donald L.Parker
S��� � Da i E.Halt u
Lunhard ��`�°~'�°�'°•
g Donald G.Slrter
LLP w�n�a K.Ktkuchi
Certi,fied Public Accountants R�r;.�d
Robert c.Lauce
����»w
Richard C.Soll
Fred,1.Lungbard,]r.
192L19ff
INDEPENqENT ACCOUNTANTS'REPORT ON APPLYING
AGREED-UPON PROCEDURES
To the Honorable Mayor and Members of the City Council
City of Palm Desert, California
We have performed the procedures enumerated herein, which were agreed to by the management of the
City of Palm Desert, Cafifomia (the City) solely to assist the City in verifying the accuracy of the transient
occupancy tax retums submitteci by OPERA7oR#1 , Pa1m Desert(the Hotel)to the City for the period
January 1, 2005 through December 31, 2005. The engageme�t to apply agreed-upon procedures was
performed in accordance with attestation standards estab{ished by the American Institute of Certified Public
Accauntants. The sufficiency of the procedures is soiely the responsibility of the management of the City of
Palm Desert. Consequently, we make no representations regarding the sufflciency of the procedures
described herein either for the purpose for which this report has been requested or far any other purpose.
We were not engaged to,and did not perform,an audit of the transient oa:upancy tax retums of the Hotel,the
objective of which would be the expression of a certffied opinion on the transient occupancy tax payments
made by the Hotel to the City. Ac,�dingly,we do not express such an opinion. Had we performed additional
procedures,other matters might have come to our attention that would have been reported to the City.
This report is intended solely for the use of the City and should not be used by those who have not agreed to
the procedures and taken responsibil(ty for the sufficiency of the procedures. However,if this report is made a
matter of public record, its distribution wilf not be limited.
�, .�'��-� , -��
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July 28, 2006
73 YEARS
1929r 1004
� G 203 N.Area Blvd.,Suite 203 • Brea.CA 92821-4056•(714)672-W22� Faz(7141672-0131 • www.ls�oas.com
OPERATOR#1 , pqLM DESERT
SUMMARY OF PROCEDURES
(Unaudited)
We performed the following procedures on the books and records of the OPERATOR#t ,Palm Desert(the
Hotelj, as agreed upon by the management of the City of Palm Desert:
1. We reviewed the City Municipaf Code and related ordinances and resolutions related to transient
occupancy tax.
2. We ver�ed the mathematical accuracy and timeliness of transient occupancy reports filed with the
City for the calendar year 2005.
3. W e traced the gross revenues reported on the transie►rt occupancy tax retums prepared by the Hotel
to gross revenues recorded in the Hotel's accounting records and ver'rfied that these were in
acxordance with the Citys ordinance.
4. We selected a sample of rental transactions during the review period and for each transaction
selected, we verified tax computations and traced the amounts of rental revenues and transient
occupancy tax collected to the books and records of the hotel.
5. We reviewed the intemal conVol procedures of the Hotel to determine the following:
a. How'gross rents"and "uncollected rents"were accounted for and reported to the City.
b. What procedures were in place to identify transient and non-transient guests.
c. How exemptions, including complimentary rooms,were documented and reported to the City.
6. We reviewed the supporting documentabon for exemptions claimed on the transient occupancy tax
retums.
7. We inquired how the Hotel handles reservaUons and payments made on line through a third party
such as Expedia.com and how the transient occupancy tax was collected and reported to the Ciry on
these transactions.
8. We examined the Hotel's"Transient Occupancy Registration Permit"and determined whether it was
posted in a conspicuous place.
9. We pertormed additional procedures that we considered necessary to verify the reasonableness of
reported revenues of the Hotel operator.
Ses Indepondant Accountants' Report
on Applyiny AyrNd-Upon Proceduros
2 `
�
OPERATOR#1 PALM DESERT
SUMMARY OF F{NDINGS
(Unaudited)
t. The Hotel has many residents who atay over 3d consecutive days and qualify to be exempt of the
transient occupancy tax.The Hotei does not have all the exemption forms to support what it repo�ted
on the transient occupancy tax returns.Based on our review of the accounting records and supporting
documentations of the Hotel,exemptions for occupancy by non-transient residents af 31 consecutive
days or more were(under}/over reported as folfows:
afowabl•
Allowabl� D�ductions per Allowabl�
D�ductloas our R�view of Dedudions
RapoRsd by th� th�Hot�l's (Und�r)Over
P�rtod Hotsl(p�r month) lrrtemal Record Reported
January-05 $ 5,736.00 3 11,530.00 3 (5,794.00)
February-05 18,359.00 17,101.00 1,258.00
March-05 13,153.00 9,158.00 3,995.00
AprA-05 6,997.00 6,816.00 381.00
May-05 7,548.00 4,735.00 2,813.00
June-05 3,898.00 4,452.00 (754.00)
July-05 4,557.00 5,814.00 (1,257.00}
August-05 11,545.00 7,981.00 3,584.00
September-05 10,736.00 9,807.00 929.00
October-05 10,774.1T 9,441.00 1,333.17
November-05 8,742.31 10,008.00 (1,283.69)
December-05 8,282.93 5,679.00 2,803.93
2. Based on the above finding and our independent recomputation of the transient occupancy tax as
shown on this report, Operator#1 — Palm Desert has underpaid its t�ansient
occupancy taxes for the period January 2�05 through December 2005 by$1,037.38. The applicable
penatty and interest computed in acco�'dance with Ordinance 3.28.080 up to August 1" 2008,amount
10 $518.69 and $136.08 respectively. The total owed to the City as of August 1'� is $1,692.15
induding the underpayment of the transient occupancy tax,the penalt�r and the interest.
3, Operator#1 does not have the capability af online reservations.Ali transient occupancy taxes
are caltected through the hotef at time of reservation.
SN Indep�nd�nt Aocountanb'Report
on Apptyln�Agrs�d-Upon Proc�durp
3
CITY OF PALM DESERT
LIMITED PROCEDURES REVIEW OF
-� OPERATOR#2 , PALM DESERT
FOR COMPLIANCE WITH
TRANSIENT OCCUPANCY TAX ORDlNANCE
FOR THE PERIOD
JANUARY 1, 2005 THROUGH DECEMBER 31,2005
CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
TABLE OF CONTENTS
Page
Num r
INDEPENDENT ACCOUNTANTS'REPORT ON APPLYING
AGREED-UPON PROCEDURES 1
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
Brandon W.Burrows
Lance Don�1d L.Parker
htkhael K.Cfiu
soir � Davtd E.Hale
Lunghard ��s;;�
LLP Rlcdard K.Klkuc6i
Certifced Public Accauntants Retired
Robert C.Lance
»�t»w
Richard C.5011
Fred J.Lunghud.Jr.
wiai+w
INDEPENDENT ACCOUNTANTS'REPORT ON APPLYING
AGREED-UPON PROCEOURES
To the Honorabie Mayor and Members of the City Council
City of Palm Qesert, California
We have performed the procedures enumerated herein,which were agreed to bythe management of the City
of Palm Desert, Califomia (the City), solely to assist the City in verifying the accuracy of the transient
occupancy tax retums submitted by the Operator#2 to the
City for the period January 1, 2005 through Oec�mber 31, 2005. The engagement to apply agreed-upon
p�ocedures was performed in accordance with attestation standards established by the American Institute of
Cert�ed Public Accountants.7he sufficiency of the procedures is solely the responsibilily of the management
of the Ciry of Palm Desert. Consequently, we make no representations regarding the sufficiency of the
procedures described herein,either for the purpose for which this report has been requested ar for any other
purpose.
We were not engaged to,and did not, perform an audit of the transient occupancy tax returns of the Resort,
the objective of which would be the expression of a certlf'red opinion on the ttansient occupancy tax payments
made by the Resort to the City.Accordingly,we do not express such an opinion.Had we performed additional
procedures,other matters might have come to our attention that would have been reported to the City.
This report is intended solely for the use of the Ci1y and shouid not be used by those who have not agreed to
the procedures and taken responsibility for the sufficiency of the procedures.However,if this report is made a
matter ot pubiic record, its distribution wifl not be limited.
�, �?��� , ���
���
July 26, zoos
7S YEARS
19Z9 lOd4
Q� F �03 N. Brea Blvd..Suite 203 • Brea.CA 92821-�56•(714)672-0022• Fax(71d)672-0331 • wwtvJsleQu.�om
OPERATOR#2 , PALM DESERT
SUMMARY OF PROCEDURES
(Unaudited)
We performed the following procedures on the books and records of the OPERATOR#2 ,
Palm Desert(the Resort), as agreed upon by the management of the City of Palm Desert:
1. We reviewed the City Municipal Code and related ordinances and resolutions related to transient
occupancy tax.
2. . We verified the mathematical accuracy and timeliness of transient occupancy reports filed with the
City for the calendar year 2005.
3. We traced the gross revenues reported on the transient occupancy tax retums prepared by the
Resort to gross revenues recorded in the Resort's accounting records and verified that these w�ere in •
accordance with the Citys ordinance.
4. We selected a sample of rental transactions during the review period and for each transacCwn
selected, we verified tax computations and traced the amounts of rental revenues and transient
occupancy tax collected to the books and records of the resort.
5. We reviewed the intemal control procedures of the Resort to determine the following:
a. How"gross rents"and"uncollected rents"were accounted for and repoRed to the City.
b. What procedures were in place to identify transient and non-transient guests.
c. How exemptions,including complimentary rooms,were documented and reported to the City.
8. We reviewed the supporting documentation for exemptions Gaimed on the transient occupancy tax
retums.
7. We inquired how the Resort handles reservations and payments made on line through a third party
such as Expedia.com and how the transient occupancy tax was coltected and reported to the City on
these transactions.
8. We examined the Resort's"Transient Occupancy Registration Permit"and determined whether itwas
posted in a conspicuous piace.
9. We performed addftional procedures that we considered necessary to verify the reasonableness of
reported revenues of the Resort operator.
S�e Ind��dwtt Accountsnts' Report
on Applyinq Aqrs�d-Upon Procedures
2
OPERATOR#2 , PALM DESERT
SUMMARY OF FINDINGS
(Unaudited)
1. The Operator#2 management company, Operator#2 Parent Co. . (the
Company),prepares the transient occupancy tax retum and the paymerrt each month. The Company
receives a detailed report of ali the registrations for the month from the Resort which includes each
guest's arrival and departure dates, number of days stayed, name of the guest, rent charged,
Vansient occupancy tax charged, and total amount charged. The Company reviews the report to
come up with the allowabfe deductions amount for the month. The taxable rent amount is taken from
the Compan�s general ledger. The Company calculates the gross rent by adding the allowable
deductions and the taxable rent amounts. We traced and agreed the taxable rent amount to the
Compan�s general ledger for each month. Also, for every month, we selected a sample of
registration transactions to verify that the tax computation was properly charged when applicable and
property not charged when the guest stayed over 30days. Based on the test wo�lc performed,we
have no findings.
2. Per our inquiry with the Company,the Resort does not take any reservations on line.
3N Ind�pend�nt Accountants'R�pon
on Applying Agreed-Upon Procedura
3
I
CI7Y OF PALM DESERT
LIMITED PROCEDURES REVIEW OF
Of�RATOR#3 PALM DESERT
F-UR COMPLIANCE WI7H
TRANSIENT OCCUPANCY TAX ORDINANCE
FOR THE PERIOD
JANUARY 1,2005 THROUGH DECEMBER 31, 2005
i
CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEM6ER 31, 2005
TABLE OF CONTENTS
Page
Num r
INDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREEQ-UPON PROCEDURES 1
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
Bryndon W.Burrows
Lance Donald L.!'arker
!likhxel K.C6u
SOII � David E.Hale
Lunghard �al G Sla�
LLP x��.ra x.���
Certifted Public Accountants R«�
rton«e c.��
19��19f1
RlCiltrd C.SOU
Fred J.Lun�hard,Jr.
i�i�
INDEPENDENT ACCOUNTANTS'REPORT ON APPLYING
AGREED-UPON PROCEDURES
To the Honorable May�or and Members of the City Council
City of Palm Desert, Calffomia
We have performed the procedures enumerated herein, which were agreed to by the management of the
Ciry of Palm Desert, Califomia (the City), solely to assist the City in verifjring the accuracy of the transient
occupancy tax retums submitted by the aperator#3 , Palm Desert (the Hotel), to the City for the period
January 1, 2005 through Oecember 31, 2005. The engagement to apply agreed-upon procedures was
performed in accordance with attestation standards established by the American Institute of Certified Public
Acxountants. The sufficiency of the procedu�es is solely the responsibility of the management of the
City of Palm Desert. Consequently,we make no representations regarding the sufficiency of the procedures
described herein,either for the purpose fw which this report has been requested or for any other purpose.
We were not engaged to,and did not,perfortn an audit of the transient occupancy tax retums of the Hotel,the
objective of which would be the expression of a cert�ed opinion on the transient occupancy tax payments
made by the Hotel to the City. Accofdingly,we do not express such an opinion. Had we performed additional
procedures, other matters might have come to our attention that would have been reported to the City.
This report is intended solely for the use of the City and should not be used by those who have not agreed to
the procedures and taken responsibility for the sufficiency of the procedures. However,if this report is made a
matter of public record, its distribution will not be limited.
��, .���� , ��
�y,�°'Q
July 25, 2006
7S YEARS
1929 2004
�6 FX�Kl.i'C 203 N. Brea Blvd..Suite 203 •Brea.CA 92821-4056�(714)672-0022 •Fax(714)672-0331 • www �l �s.com
i
OPERATOFI#3 , PALM DESERT
5UMMARY OF PROCEDURES
(Unaudited)
We pe�iormed the following procedures on ihe books and records of the Operator#3 Palm Desert(the Hotel),
as agreed upon by the management of the City of Palm Desert:
1. We reviewed tfie City Municipaf Code and related ordinances and resoiutions related to transient
occupancytax.
2. We verified the mathematical accuracy and timeliness of Vansient occupancy reports fifed with the
Ciry for the calendar year 2005.
3. W e traced the gross revenues reported on the transient occupancy tax retums prepared by the Hotel
to gross revenues recorded in the Hotel's accounting records and verified that these were in
accordance with the Citys ordinance.
4. We selected a sample of rental transactions during the review period and for each transaction
selected, we verified tax computations and Vaced the amounts of rental revenues anci transient
occupancy tax collected to the books and records of the hotel.
5. We reviewed the intemal contra!procedures of the Hotel to determine the following:
a. How"gross rents"and"uncollected rents"were accounted for and reported to the City.
b. What procedures were in place to identify transient and non-transient guests.
c. How exemptions, including complimentary rooms, were documented and reported to the Ciry.
6. We reviewed the supporting documentation for exemptions claimed on the transient occupancy tax
retums.
7. We inquired how the Hotel handles reservations and payments made on line through a third party
such as Expedia.com and how the transient occupancy tax was collected and reported to the City on
these transactions.
8. We examined the Hotel's"Transient Occupancy Registration Permft"and determined whether it was
posted in a conspicuous place.
9. We performed additional procedures that we consfdered necessary to veriy the reasonableness of
reported revenues of the Hotel operator.
S�fndep�ndent Accountants' RepoK
on Applying Agresd-Upon Proc�dures
2
OPERATOR#3 PALM DESERT
SUMMARY OF FINDINGS
(Unaudited)
1. Per our inquiry with the Hotel,revenue is collected upon guest departure whether the�est made the
reservation direcUy with the hotel or on line. Revenue is collected based on occupancy and the tax is
reported and paid to the City monthly based also on occupancy. Per our inquiry,online reservations
are made through GDS just like any travel agent and are dropped directly into the Hotel's reservation
system. The internet sites receive a commission like other travel agents that book resen►ations with
the Hotef.
2. Based on test work performed,we have no find'mgs.
Sse Independertt Accountants' Report
on Applyin�Ayn�d-Upon Procoduros
3
CITY OF PALM DESERT
LIMITED PROCEDURES REVIEW OF
OPERATOR#4 , PALM DESERT
FOR COMPLIANCE WITH
TRANSIENT OCCUPANCY TAX ORDINANCE
FOR THE PERt00
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
TABLE OF CONTENTS
Page
Number
INDEPENDENT ACCOUNTANTS'REPORT ON APPLYING
AGREED-UPON PROCEDURES �
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
I
�
Brandon W.Burrows
�nCe Donald L.Parker
t �lichael K.Chu
SOII � David E.Hsle
Lunghard �o,,�S�
LLP [tkhacd K.Kikuchi
Certified Public Accountants R�d
Robert c.Lance
in�nw
Rkhard C.Soll
Frcd J.Lung6ard,Jr.
i�n��+
INDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREED-UPON PROCEDURES
To the Honorable Mayor and Members of the City Council
City of Palm Desert, California
We have performed the procedures enumerated herein,which were agreed to by the management of the City
of Palm Desert, Califomia (the City) solely to assist the City in verifying the accuracy of the transient
occupancy tax retums submitted by the Operator#4 , Palm Desert(the Hotel)to the City for the
period January 1,2005 through December 31,2005. The engagement to apply agreed-upon procedures was
performed in accordance with attestation standards established by the American Institute of Cert�ed Public
Accountants. The suff'�ciency of the procedures is solely the responsibility of the management of the City of
Palm Desert. Consequently, we make no representations regarding the sufficiency of the procedures
described herein efther for the purpose for which this report has been requested or for any other purpose.
We were not engaged to,and did not perform,an audit of the transient occupancy tax retums of the Hotel,the
objective of which would be the expression of a certified opinion on the Uansient occupancy tax payments
made by the Hotel to the City. Accordingly,we do not express such an opinion. Had we performed additional
procedures,other matters might have come to our attention that would have been reported to the Ciry.
This report is intended solely for the use of the City and should not be used by those who have not agreed to
the procedures and taken responsibility for the sufficiency of the procedures. However,if this report is made a
matter of public record, its distribution will not be limited.
�, ,�'��-� , .�'��
���
July 24,2006
�S YEARS
l929� 1004
�� F ?03 N.Brea Blvd.,Suite 203 • Brea,CA 92821-4056• (714)672-0022• Fax(71�)672-0331 • www.lslepas.cum
OPERATOR#4 PALM DESERT
SUMMARY OF PROCEDURES
(Unaudited)
We performed the foliowing procedures on the books and records of the Operator#4 ,Palm Desert
(the Hotel), as agreed upon by the management of the City of Palm Desert:
1. We reviewed the City Municipal Code and related ordinances and resolutions related to transient
occupancy tax.
2. We verified the mathematical accuracy and timeliness of t�ansient occupancy reports filed with the
City for the calendar year 2�5. ,
3. We traced the gross revenues reported on the transient occupancy tax retums prepared by the Hotel
to gross revenues �ecorded in the Hote!'s accountlng records and ver�ed that these were in
accordance with the Cit�1s ordinance.
4. We selected a sample of rental transactions during the review pa�iod and fo� each transaction
selected, we verified tax computations and traced the amounts of rental revenues and transient
occupancy tax coHected to the books and records of the hotel.
5. We reviewed the intemal control procedures of the Hotel to determine the following:
a. How"gross rents"and"uncollected rents"were accounted for and reported to the City.
b. What procedures were in place to identify transie�t and non-transient guests.
c. How exemptions, inGuding compiimentary rooms, were documented and reported to the City.
8. We reviewed the supporting documentation for exemptions claimed on the transient occupancy tax
retums.
7. We inquired how the Hotel handles reservations and payments made on line through a third party
such as Expedia.com a�d how the transient occupancy tax was collected and reported to the City on
these transactions.
8. We examined the Hotel's"Transient Occupancy Registration PermiP and determined whether itwas
posted in a conspicuous place.
9. We perFomied additional procedures that we considered necessary to verify the reasonableness of
reported revenues of the Hotel operator.
2
CiTY OF PALM DESERT
LIMiTED PROCEDURES REVIEW OF
-OPERATOR#5 ,pALM DESERT
FOR COMPl1ANCE WiTH
TRANSIENT OCCUPANCY TAX ORDINANCE
FOR THE PERIOD
JANUARY 1, 2005 THROUGH DECEMBER 31,2005
CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
TABLE OF GONTENTS
Page
Mfi�St
iNDEPENDENT ACCOUN7ANTS'REPORT ON APPLYING
AGREED-UPON PROCEDURES 1
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
Brandon W.Burrows
�nCie Doaaid I..Perker
s�f' � Micbad K.Chu
Lunghard a.�d E."��
�r.o,�r��„
Donald G.Slater
LLP Rkhard K.KtkucW
Cert�'fced Public Accvuntants Retind
Robert c.Lance
�s�4vx
Richard C.Soll
Fred].Lunghard,Jr.
uze-i�
INDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREED-UPON PROCEDURES
To the Honorable Mayor and Members of the City Council
City of Palm Desert, Califomia
We have performed the procedures enumerated herein,which were agreed to by the management of the City
of Pafm Desert, Califomia {the Cityj solely to assist the City in verifying the accuracy of the transient
occupancy tax retums submitted by the Operator#5 ,Palm Desert(the Hotel)to the City for the period
January 1, 2005 through December 31, 2005. The engagement to apply agreed-upon procedures was
perfonned in accordance with attestation standards established by the American Institute of Certified Public
Accountants. The sufficiency of the procedures is soleiy the responsibility of the management of the City of
Palm Desert. Consequenby, we make no representations regarding the sufficiency of the procedures
described herein either for the purpose for which this report has been requested or for any other purpose.
We were not engaged to,and did not perform,an audit of the transient occupancy tax retums of the Hotel,the
objective of which would be the expression of a certified opinion on the transient occupancy tax payments
made by the Hotel to the City. Accordingly,we do not express such an opinion. Had we peiformed additional
procedures, other matters might have come to our attention that would have been reported to the City.
This report is intended solely for the use of the City and should not be used by those who have not agreed to
the procedures and taken responsibility for the sufficiency of the procedures. However,if this report is made a
matter of public record, its distribution will not be limfted.
��, -���-� ��
���2
June 9, 2006.
7S YEARS
191t9 =_-�-2_0--0-4
DO Fa� '03 N. Brea Blvd.,Suite 203 • Brea,CA 92821-4U56•(714)672-0022•Fax(714)672-Q33( • www.lsle�
OPERATOR#5 PALM DESERT
SUMMARY OF PROCEDURES
(Unaudited)
We performed the following procedures on the books and records of the Operator#5 Hotel, Palm
Desert(the Hotel), as agresd upon by the management of the City of Palm Desert:
1. We reviewed the City Municipal Code and related o►dinances and resolutions related to transient
occupancy ta�c.
2. We verified the mathematicat accuracy and timeliness of transient occupancy reports filsd with the
City for the calendar year 2005.
3. We Vaced the gross revenues reported on the transient occupancy tax retums prepared by the Hote!
to g�oss revenues recorded in the Hotel's accounling records and verified that these were in
accocdance with the City's ordinance.
4. We selected a sample of rental Vansactions during the review period and for each transaction
selected, we verified tax computations and Vaced the amounts of rental revenues and transient
occupancy tax collected to the books and reco�ds of the hotel.
5. We reviewed the internal control procedures of the Hotel to determine the follawing:
a. How"gross rents"and"uncollected rents"were accounted for and reported to the City.
b. What procedures were in place to identify transient and non-transient guests.
c. How exemptions,including complimentary rooms,were documented and reported to the City.
6. We reviewed the supporting documentation for exemptions claimed on the Vansient occupancy tax
retums.
7. We inguired how the Hote{ hand{es reservations and payments made on line through a third party
such as Expedia.com and how the transient occupancy tax was collected and reported to the Ciry on
these transaotions.
8. We exam ined the Hotel's"T�ansient Occupancy Registration Permit"and determined whether it was
posted in a conspicuous place.
9. We performed additional procedures that we considered necessary to verify the reasonab�eness of
reported revenues of the Hotel operator.
Se�Indep�ndent Aacountants'Roport
on Applylnq A�rNd-Upon Procsdur�
2
OPERATOR#5 PALM DESERT
SUMMARY OF FINDINGS
(Unaudited)
1. Per our inquiry with the corporate tax manager. regarding the Operator#5 Hotel
in Pa1m Desert,any room revenuea reoeived from third party such as Expedia.00m far reservabon made
on the internet is �eported ir► room revenue and it is this amount that is showr� on the transient
occupancy tax retum.
2. Based on test work performed,we have no findings.
S�{nd�p�nd�nt AccountaMs'Raport
on Applyin�A�reod-Upon Prowdures
3
CITY OF PALM DESERT
LIMfTED PROCEDURES REVIFW nF
OPERATOR#6 , pq�M DESERT
FOR COMPLIANCE WITH
TRANSIENT OCCUPANCY TAX ORDINANCE
FOR THE PERIOD
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
CITY OF PALM DESERT
JANUARY 1, 2005 THROUGH DECEMBER 31, 2005
TABLE OF CONTENTS
Page
Number
fNDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREED-UPON PROCEDURES 1
SUMMARY OF PROCEDURES 2
SUMMARY OF FINDINGS 3
Bru�don W.Burrows
Lance Donaid L.Parker
SQ'� � David E'Hak u
Lu ng h a rd A Prafmbwd Cu9nndo�
Donald G.Slater
LLP w�n.ra x.�c�x�hi
Certified Public Accountants R`""d
Robert c.t.ena
�n�uK
�nua c.sou
Fred J.Lunghard,Jr.
t�n���
INDEPENDENT ACCOUNTANTS' REPORT ON APPLYING
AGREED-UPON PROCEDURES
To the Honorable Mayor and Members of the City Council
City of Palm Qese�t,Califomia
We have performed the procedures enumerated herein,which were agreed to by the management of the
City of Palm Desert, Califomia (the City) solely to assist the City in verifying the accuracy of the transient
occupancy ta�c returns submitted by the"� Operator#6 ,Palm Desert(the Hotel)to the
City for the period January 1, 2005 through Uecember 31, 2005. The engagement to apply a�eed-upon
procedures was perfonned in accordance with attestation standards established by the American Instftute of
Certffied Public Accountants. The sufficiency of the procedures is solely the responsibility of the management
of the City of Palm Desert. Consequently, we make no representations regarding the sufficiency of the
procedures described herein either for the purpose for which this report has been requested or for any other
purpose.
We were not engaged to,and did not perform,an audit of the transient occupancy tax retums af the Hotel,the
objective of which would be the expression of a certrfied opinion on the transient occupancy tax payments
made by the Hotel to the City. Accordingly,we do not express such an opinbn. Had we performed additional
procedures, other matters might have come to our attention that would have been reported to the City.
This report is intended solely for the use of the City and should not be used by those who have not agreed to
the procedures and taken responsibility for the sufficiency of the procedures. However, if this repoR is made
a matter of publlc record, its distrlbution will not be limited.
��, .���-� , ,��°
��
July 25, 2006
7S YEARS
1929 1004
� 203 N.B�ea Blvd.,Suite 203• Brca,CA 92821-4056� (714)672-0022•Fax(714)672-Q331 • www.lslepax.com
OPERATOR#6 , PALM DESERT
SUMMARY OF PROCEDURES
(Unaudited)
We performed the following procedures on the books and records of the Operator�6
, Palm Desert(the Hotel),as agreed upon by the management of the Ciry of Palm Desert:
1. We reviewed the City Municipal Code and related ordinances and resolutions related to transient
occupancy tax.
2. We verified the mathematical accuracy and timeltness of transient occupancy reports filed with the
City for the calendar year 2005.
3. We trac�ed the gross revenues reported on the transient occupancytax returns prepared bythe Hotel
to gross revenues recorded in the Hotel's accounting records and verified that these were in
accordance with the Cit�s ordinance.
4. We selected a sample of rental transactions during the review period and for each transaction
selected, we verfied tax computations and traced the amounts of rental revenues and transient
occupancy tax collected to the books and records of the hotel.
5. We reviewed the intemal contro{procedures of the Hotel to determine the following:
a. How"gross rents"and"uncoltected rents"were accounted for and reported to the City.
b. What procedures were in place to identify transient and non-transient guests.
c. How exemptions, including complimentary rooms,were documented and reported to the City.
6. We reviewed the supporting documentation for exemptions daimed on the transient occupancy tax
retums.
7. We inquired how the Fiote{ handles reservations and payments made on line through a third party
such as Expedia.com and how the transient occupancy tax was collected and reported to the City on
these transactions.
8. We examined the Hotel's"Transient Occupancy Registration Permit"and determined whether it was
posted in a conspicuous place.
9. We performed additional procedures that we considared necessary to verify the reasonableness of
reported revenues of the Hotel operator.
SM Independ�nt Accountants' Repo�t
on APP�Y��9 A9roed-Upon Procedures
2
OPERATOR#6 PALM DESERT
SUMMARY OF FINDINGS
(Unaudited)
1. Based on our review of the hotel's accounting records,gross rents for occupancy of all rooms(line 1
on the retum of iransient occupancy tax)we�e over reported or(under repo�ted)as follows:
Gross Rent Gross Rent p�r Gross Ront
Reportlnq ou�R�vlew of
p�� Reported by th• th�Hotel's (Under)Ova�
H°tN lntKnal R�cord Rsported
Period 1-2005 $ 3,523,613.92 $ 3,519,589.69 $ 4,024.23
Period 2-2005 4,255,091.09 4,257,585.39 (2,494.30)
Period 3-2005 4,85a,991.05 4,857,107.19 (8,118.14)
Period 42005 5,145,478.30 5,164,388.44 (18,910.14)
Period 5-2005 3,44Q,106.26 3,449,428.82 (9,320.38)
Period 6-2005 2,879,291.95 2,888,648.83 (9,354.88)
Period 7-2005 2,217,851.02 2,222,408.18 (4,557.16)
Periad 8-2005 2,185,035.29 2,185,035.29 -
Period 9-2005 1,738,547.00 1,738,547.00 -
Period 10-2005 2,95$,516.00 2,958,516.00 -
Period 11-2005 3,230,842.00 3,230,842.00 -
Period 12-2005 3,116,015.00 3,118,015.00 -
Period 13-2005 2,238,023.00 2,239,023.00 -
Period 1 -2005,started on January 1�,2005 and Period 13-2005,ended on December 31°�,2005.
2. Based on the finding above and our indapendent recomputation of the transient occupancy tax as
shown on this report,the Operator#6 -palm Desert has underpaid its t�ansient
occupancy taxes for the period January 2005 through December 2005 by�4,205.63. The appficable
penalty and interest computed in accordance ta Ordinance 3.28.U80 up to August 1�,2008,amount to
$2,102.82 and $881.61 respectively. Therefore, the total oyved to the City as of August 1� is
$8,990.08 induding the underpayment, the penalty and the interest.
3. We inquired with Assistant Controller at the Operator#6 ,Palm
Desert,about the collection of transient occupancy tax from reservations made online through a third
party. Per the online reservation system is integrated with the hotel financial system which
computes the transient occupancy tax for any hotels reservation booked online.
SN Ind�pa�d�nt Accountanb'R�pott
on Applyin�Aan�d-Upon Procedures
3