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Invstmnt Rprt - August 2010
� .-- Gity of Palm Desert .-- � '�� City and Redevelopment Agency Rt�rtfalios � � Ct�iGlPLIANGE A�tALYSlS AND 1#�VESTMENT REPCtRT August 201 Q ' Paul S. Gibson, C.C.M.T., Treasurer Thomas W. Jeffrey, J.D., M.B.A., Deputy City Treasurer Treasurer's Commentary The Federal Open Market Committee(FOMC) met on September 21, and indicated that it would purchase more U.S. public debt, if necessary, in order to boost economic growth or to prevent inflation from falling further. The "Great Recession" has officialiy ended. According to the National Bureau of Economic Research, a group of academic economists who determine the widely accepted benchmarks for U.S. recessions, the 2007-2009 recession ended in June 2009. The worst slump since the Great Depression, it wiped out 7.3 million jobs; cut 4.1%from U.S. economic output; cost Americans 21% of their net worth; and triggered 2.5 mil�ion home foreclosures. What remains is a weak recovery and a high U.S. Unemployment Rate of 9.6% (or 22% if pre-1994 U.S. Unemployment Rate statisticai analysis is used --(www.shadowstats.com)). U.S. Treasury bond prices fell in early September as demand for riskier assets created more selling pressure. Weak economic growth, deflation fears, and �ow interest rates prompted many investors to embrace a "barbell"portfolio strategy in order to balance risk and boost yield. Money managers bought longer-dated bonds, corporate bonds, and "junk bonds." In the case of junk bonds, investors were gambling that the default rate would not get worse, barring another recession. Due to strong demand, these junk bonds actually had fewer contractual protections than those sold five years ago. � � ��s ��� c.c.M r. City Treasurer PORTFOLIO STATISTICS Dollars in Thousands AUG-10 JUL-10 JUN-10 MAY-10 APR-10 MAR-10 CITY Month-End Book Value**"` $ 206,273 $ 197,878 $ 201,932 $ 201,783 $ 198,943 $ 197,952 Month-End Market Value**' $ 206,833 $ 198,453 $ 202,476 $ 202,374 $ 199,620 $ 198,665 Paper Gain(Loss) $ 560 $ 575 $ 544 $ 591 $ 677 $ 713 Prior Year Book Variance $ (22,125) $ (28,582) $ (27,016) $ (22,506) $ (19,020) $ (18,722) Interest Earnings 166 173 227 207 233 227 Yield-To-Maturity 0.93% 1.12% 1.16% 1.28% 1.45% 1.43% Weighted Maturity(Days) 295 351 363 415 461 465 Effective Duration 0.17 0.21 0.23 0.23 028 0.35 RDA Month-End Book Value'** $ 276,345 $ 298,512 $ 302,563 $ 299,721 $ 285,335 $ 295,407 Month-End Market Value""* $ 276,806 $ 299,018 $ 303,003 $ 299,9gg $ 285,685 $ 295,786 Paper Gain(Loss) $ 461 $ 506 $ 440 $ 277 $ 350 $ 379 Prior Year Book Variance $ 471 $ 14,305 $ 15,272 $ 6,001 $ 32,808 $ 27,030 Interest Earnings 193 195 200 171 175 174 Yield-To-M2turity 0.79% 0.76% 0.78% 0.69% 0.74% 0.70% Weighted Maturity(Days) 367 339 344 226 237 22g Effective Duration 0.51 0.49 0.51 0.31 0.34 0.35 **'` Omits SLGSs. City of Palm Desert-- Portfolio Characteristics August 31, 2010 Dollars in Thousands A�einq Interval Market Value --�---- ----------------------- < 1 M $ 73,395 General Fund Ageing � �2M 12,073 �3M 1,923 � ��M 't00 ' _..___w._____.__�___._.._.._....n.a..____...,._.__�.__.__._.. ..........._._._..., ; 8,158 $p ; < 1YR 17,257 0 ! ; <2YR 12,146 0 60 52 � ' <3YR 15,047 � 40 ! <4YR ao i ; <5YR _ 20 9 � g �2 9 11 I I 0 0 0 ', >5YR _ 0 � Total: $ 139,999 < < < < < < < < < > 1 M 2M 3M 6M 1 YR 2YR 3YR 4YR 5YR SYR� � Ratinqs'' Market Value Credit Quality � � $ 65,308 I 32% '� 86,272 � A 10,032 Unrated"` 42% Unrated�" 41,924 21% Total: $ 203,536 � A � 5% � Sector Market Value Asset Allocation MTNs MMF $ 34,297 12% Agencies 42,310 � CAMP 0 �' 20/o MTNs 24,240 Agencies ;�_. CAMP 40,375 � 21°/a ��..��,�,��� RDA Loan 22,655 RDA Loan LAIF 39,659 MMF 11% I Total: $ 203,536 ����° LAIF 19% Month Citv Yield LAIF Yield Variance Performance Sep09 1.74 0.76 0.98 Oct 1.69 0.65 1.05 2_� ____._______,_.��_.___________._.�_.._.-------_.______... __.- Nov 1.93 0.61 1.32 i Dec 1.82 0.57 1.26 ; Jan10 1.31 0.56 0.76 1.4 � j � Feb 1.41 0.58 0.83 a Mar 1.43 0.55 0.88 } 0.7 � � Apr 1.41 0.59 0.83 k May 1.25 0.56 0.69 �� � Jun 1.16 0.53 0.63 SepO�ctNovDedan1�ebMarAprMayJun Jul Aug I Jul 1.12 0.53 0.59 �� - - Aug 0.93 0.51 0.41 - _ _-� I _ � _ J � * Standard and Poors "" LAIF,and City Loan to RDA Page 2 City of Palm Desert Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S8�P Medium-Term Notes $ 3,795,000 BANK OF AMERICA 5.38 8/15/11 $ 3,839,403 4.05 104.42 $ 3,962,754 A2 A $ 3,000,000 BANK OF AMERICA 4.25 10/1/10 $ 3,002,498 3.20 100.27 $ 3,007,962 A2 A $ 2,035,000 GENERAL ELECTRIC 4.88 10/21/10 $ 2,033,122 5.63 100.57 $ 2,046,671 Aa2 AA+ $ 1,891,000 GENERAL ELECTRIC 6.88 11/15l10 $ 1,895,161 5.65 101.27 $ 1,915,048 Aa2 AA+ $ 2,000,000 GENERAL ELECTRIC 6.13 2/22/11 $ 2,003,782 5.67 102.69 $ 2,053,740 Aa2 AA+ $ 3,965,000 GENERAL ELECTRIC 4.88 10/21/10 $ 3,973,608 3.23 100.57 $ 3,987,739 Aa2 AA+ $ 3,000,000 TOYOTA 4.35 12/15/10 $ 3,033,777 0.44 101.12 $ 3,033,600 Aa1 AA $ 4,000,000 WELLS FARGO BANK 6.38 8/1/11 $ 4,040,314 5.13 105.81 $ 4,232,500 A1 AA $ 23,686,000 Subtotal $ 23,821,665 3.93 $ 24,240,014 Agencies--Coupon $ 3,000,000 FED FARM CREDfT BANK 3.50 10/3/11 $ 3,081,737 0.97 103.38 $ 3,101,250 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.63 7/27/11 $ 3,021,412 1.18 101.16 $ 3,034,688 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 0.44 10/7/10 $ 3,000,357 0.32 100.03 $ 3,000,938 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.63 3/16/11 $ 3,018,356 0.41 100.78 $ 3,023,438 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.10 8/28/12 $ 2,99g,411 1.11 100.84 $ 3,025,313 Aaa AAA $ 3,000,000 FED HOME LOAN MTG CORP 1.63 4/26/11 $ 3,019,174 0.60 100.88 $ 3,026,250. Aaa AAA �$ 3,000,000 FED HOME LOAN MTG CORP 4.13 2/24/11 $ 3,051,772 0.52 101.81 $ 3,054,375 Aaa AAA $ 3,000,000 FED NATIONAL MTG ASSOC 1.75 12/28/12 $ 2,996,460 1.91 100.38 $ 3,011,250 Aaa AAA $ 24,000,000 Subtotai $ 24,188,680 0.88 $ 24,277,500 Agencies--Callable $ 3,000,000 FED HOME LOAN BANK 1.00 10/28/11 $ 3,000,000 1.00 100.09 $ 3,002,813 Aaa AAA $ 2,980,000 FED HOME LOAN BANK 1.88 11/19/12 $ 2,985,075 1.61 100.31 $ 2,989,313 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.85 12/21/12 $ 3,000,735 1.82 100.31 $ 3,009,375 Aaa AAA $ 3,000,000 FED HOME LOAN MTG CORP 1.25 1/26/12 $ 3,000,000 1.25 100.29 $ 3,008,553 Aaa AAA $ 6,000,000 FED NATIONAL MTG ASSOC 1.75 12/28/12 $ 5,993,210 1.90 100.38 $ 6,022,500 Aaa AAA $ 17,950,000 Subtotal $ 17,979,020 1.58 $ 78,032,553 Local Agency Investment Fund $ 39,658,990 L.A.I.F. 0.00 9/1/10 $ 39,658,990 0.51 100.00 $ 39,658,990 U U $ 39,658,990 Subtotal $ 38,658,990 0.51 $ 39,658,990 Local Agency Investment Fund $ 40,317,541 C.A.M.P. 0.00 9!1/10 $ 40,317,541 0.31 100.00 $ 40,317,541 U AAq $ 57,732 C.A.M.P.(DESERT WILLOW) 0.00 911/10 $ 57,732 0.31 100.00 $ 57,732 U AAA $ 40,375,273 Subtotal $ 40,375,273 0.31 $ 40,375,273 Money Market Fund $ 34,296,493 WF ADVANTAGE GOVT MMF 0.00 9/1/10 $ 34,296,493 0.00 100.00 $ 34,296,493 Aaa AAA $ 34,296,493 Subtotal $ 34,296,493 0.00 $ 34,296,493 "U"= Unrated Page 3 City of Palm Desert Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P City Loan to RDA $ 22,655,000 CITY OF PALM DESERT 0.00 9/1/40 $ 22,655,000 0.51 100.00 $ 22,655,000 U U $ 22,655,000 Subtotal $ 22,655,000 0.51 $ 22,655,000 Total Investments $ 202,651,755 $ 202,975,121 0.93 $ 203,535,823 Cash $ 2,726,493 CITY MAIN CHKG 0.00 9/1/10 $ 2,726,493 0.00 100.00 $ 2,726,493 U U $ 470,372 DESERT WILLOW CHKG 0.00 9/1/10 $ 470,372 0.00 100.00 $ 470,372 U U $ 100,711 RECREATIONAL FAC CHKG 0.00 9/1/10 $ 100,711 0.00 100.00 $ 100,711 U U $ 3,297,576 Subtotal $ 3,297,576 $ 3,297,576 Total Investments and Cash $ 205,949,332 $ 206,272,698 $ 206,833,399 %of Portfolio Corporate Issuers (Market Value) BANK OF AMERICA 3.37% GENERAL ELECTRIC 4.84% TOYOTA 1.47% WELLS FARGO BANK 2.05% "U"= Unrated Page 4 City of Palm Desert Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P %of Portfolio Agency Issuers (Market Value) FED FARM CREDIT BANK 1.50% FED HOME LOAN BANK 10.19% FED HOME LOAN MTG CORP 4.39% FED NATIONAL MTG ASSOC 4.37% "U"= Unrated Page 5 Palm Desert Redevelopment Agency--Portfolio Characteristics August 31,2010 Dollars in Thousands ------------ qeins� Interval Market Value -- < 1M $ 51,322 Portfolio Ageing w/o SLGSs � <ZM _ f � `3M 3,003 � 100 --_.._.._.____...__._.....�.__�._____.---_�......,_._____.__..__�_...__.....; i <6M _ � � � I 80 ' i < 1YR 16,196 ( _ � 1 <2YR 34,122 � 0 60 i ; <3YR 28,073 1 � 40 3$ � ; � <4YR - � a 20 12 25 21 i � <5YR 0 2 0 0 0 2 i 1 >5YR � ' � 3,151 ( TOtal: $ 135,867 < < < < < < < < < > , � 1 M 2M 3M 6M 1 YR 2YR 3YR 4YR 5YR 5YR � �....-- t - _ _._._ _.__ ____�______�.�----__----�__ _� -- - __ . - -- - ualit " Market Value �Credit Quality � � $ 138,867 I '� 86,272 50� '� A 31/o 10,032 � Unrated*' 40,556 I Unrated" Total: $ 27g�727 15% A 4% I J Sector Market Value Asset Allocation Agencies MMF $ 58,260 28% MTNs Agencies 78,g�g 5% CAMP MTNs 13,086 1% CAMP � 689 MMF LAIF 21% LAIF 40,556 15% EIP 3,151 EIP LAIF/Bond Proceeds 80,067 �AIF/Bond �% Total: $ 275��2� Proceeds 29% __ .-.--. - _ -- _ _. __ Month RDA Yield LAIF Yield Variance Performance Sep09 0.95 0.76 0.19 Oct 0.96 0.65 0.32 i 1.4 ___._______.__,,.___.__._.__.,_._____.__._.._._____.._____.._.._..._.____� Nov 1.21 0.61 0.59 C Dec 1.21 0.57 0.64 i Jan10 0.72 0.56 0.16 = p Feb 0.69 0.58 0.12 d ��� C Mar 0.70 0.55 0.15 � j Apr 0.74 0.59 0.15 , q ' May 0.69 0.56 0.13 0.0 Jun 0.78 0.53 0.25 SepO�ct NovDedan1�eb Mar Apr MayJun Jul Aug Jul 0.76 0.53 0.23 �LAIFYield AU9 �.79 �.rj� d.28 � ORDAYieid � * Standard and Poors "* LAIF Page 6 Palm Desert Redevelopment Agency Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P Medium-Term Notes $ 3,000,000 ABBOTT LABS 3.75 3/15/11 $ 3,050,662 0.60 101.79 $ 3,053,778 A1 AA $ 3,450,000 BEAR STEARNS CO. (JPM) 6.95 8/10/12 $ 3,783,532 1.83 110.71 $ 3,819,588 Aa3 A+ $ 3,000,000 JP MORGAN CHASE 3.13 12/1/11 $ 3,082,917 0.69 103.35 $ 3,100,455 Aa3 A+ $ 3,000,000 JP MORGAN CHASE 5.60 6I1/11 $ 3,106,002 0.85 103.75 $ 3,112,368 Aa3 A+ $ 12,450,000 Subtotal $ 13,023,113 1.04 $ 13,086,189 Agencies--Coupon $ 4,900,000 FED FARM CREDIT BANK 4.90 9/22/10 $ 4,900,684 4.65 100.28 $ 4,913,781 Aaa AAA $ 2,000,000 FED HOME LOAN BANK 4.88 3/11/11 $ 1,993,907 5.49 102.44 $ 2,048,750 Aaa AAA $ 2,000,000 FED HOME LOAN BANK 4.88 3/11/11 $ 1,993,826 5.50 102.44 $ 2,048,750 Aaa AAA $ 2,890,000 FED HOME LOAN BANK 2.88 3/11/11 $ 2,926,164 0.49 101.34 $ 2,928,834 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 0.50 11/29/10 $ 3,001,529 0.36 100.06 $ 3,001,875 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.13 12/9/11 $ 3,007,351 0.96 100.88 $ 3,026,250 Aaa AAA $ 2,000,000 FED HOME LOAN BANK 1.10 8/28/12 $ 1,999,608 1.11 100.84 $ 2,016,875 Aaa AAA $ 2,500,000 FED HOME LOAN BANK 1.10 8/28/12 $ 2,499,510 1.11 100.84 $ 2,521,094 Aaa AAA $ 2,500,000 FED HOME LOAN BANK 1.10 8/28/12 $ 2,499,517 1.11 100.84 $ 2,521,094 Aaa AAA $ 2,500,000 FED HOME LOAN BANK 1.38 10/29/12 $ 2,509,287 1.20 101.47 $ 2,536,719 Aaa AAA �$ 4,900,000 FED HOME LOAN BANK 1.75 12/14/12 $ 4,944,448 1.40 101.88 $ 4,991,875 Aaa AAA $ 3,000,000 FED HOME LOAN BANK 1.10 8/28/12 $ 2,999,420 1.11 100.84 $ 3,025,313 Aaa AAA $ 2,000,000 FED HOME LOAN MTG CORP 6.88 9/15/10 $ 2,000,914 5.54 100.28 $ 2,005,625 Aaa AAA $ 3,734,000 FED HOME LOAN MTG CORP 6.88 9/15/10 $ 3,735,710 5.54 100.28 $ 3,744,502 Aaa AAA $ 2,940,000 FED NATIONAL MTG ASSOC 1.75 3/23/11 $ 2,960,634 0.43 100.81 $ 2,963,888 Aaa AAA $ 9,000,000 FED NATIONAL MTG ASSOC 1.00 11/23/11 $ 9,006,543 1.00 100.75 $ 9,067,500 Aaa AAA $ 2,500,000 FED NATIONAL MTG ASSOC 1.13 7/30/12 $ 2,502,451 1.08 100.91 $ 2,522,656 Aaa AAA $ 55,364,000 Subtotal $ 55,481,503 2.09 $ 55,885,380 Agencies--Callable $ 2>500,000 FED FARM CREDIT BANK 1.90 11/16/12 $ 2,511,267 0.78 10025 $ 2,506,250 Aaa AAA $ 2,500,000 FED FARM CREDIT BANK 1.90 11/16/12 $ 2,511,267 0.78 100.25 $ 2,506,250 Aaa AAA $ 7,000,000 FED HOME LOAN BANK 0.50 9/24/12 $ 7,000,000 0.75 100.03 $ 7,002,188 Aaa AAA $ 2,500,000 FED HOME LOAN MTG CORP 1.20 6/15/12 $ 2,502,683 1.08 100.52 $ 2,512,983 Aaa AAA $ 6,000,000 FED HOME LOAN MTG CORP 0.50 9/7/12 $ 6,000,000 0.50 100.00 $ 6,000,150 Aaa AAA $ 2,500,000 FED NATIONAL MTG ASSOC 1.88 10l29/12 $ 2,513,266 0.41 100.19 $ 2,504,688 Aaa AAA $ 23,000,000 Subtotal $ 23,038,484 0.69 $ 23,032,508 Local Government Investment Pool $ 40,533,624 L.A.I.F. 0.00 9/1/10 $ 40,533,624 0.51 100.00 $ 40,533,624 U U $ 22,120 L.A.I.F. (HOUS�NG) 0.00 9/1/10 $ 22,120 0.51 100.00 $ 22,120 U U $ 40,555,745 Subtotal $ 40,555,745 0.51 $ 40,555,745 "U"= Unrated - Page 7 Palm Desert Redevelopment Agency Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P Local Government Investment Pool $ 17,201,590 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 17,201,590 0.51 100.00 $ 17,201,590 U AA $ 4,811,088 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 4,811,088 0.51 100.00 $ 4,811,088 U AA $ 24,673,793 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 24,673,793 0.51 100.00 $ 24,673,793 U AA $ 1,692,270 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 1,692,270 0.51 100.00 $ 1,692,270 U AA $ 15,154,481 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 15,154,481 0.51 100.00 $ 15,154,481 U AA $ 16,534,174 L.A.I.F./WELLS FARGO 0.00 9/1/10 $ 16,534,174 0.51 100.00 $ 16,534,174 U AA $ 80,067,397 Subtotal $ 80,067,397 0.51 $ 80,067,397 Local Government Investment Pool $ 1,613,854 C.A.M.P. 0.00 9/1/10 $ 1,613,854 0.31 100.00 $ 1,613,854 U AAA $ 75,369 C.A.M.P. (HOUSING) 0.00 9/1/10 $ 75,369 0.31 100.00 $ 75,369 U AAA $ 1,689,223 Subtotal $ 1,689,223 0.31 $ 1,689,223 Money Market Fund $ 58,259,866 WF ADVANTAGE GOVT MMF 0.00 9/1/10 $ 58,259,866 0.00 100.00 $ 58,259,866 Aaa AAA $ 58,259,866 Subtotal $ 58,259,866 0.00 $ 58,259,866 Municipal Bonds $ 3,151,000 CITY OF PALM DESERT 3.00 9/2/29 $ 3,151,000 3.00 100.00 $ 3,151,000 U AA S 3,151,000 Subtotal $ 3,151,000 3.00 $ 3,151,000 Total Investments $ 274,537,231 $ 275,266,331 0.79 $ 275,727,307 Cash $ 669,636 HOUSING AUTH CHKG 0.00 9/1/10 $ 669,636 0.00 100.00 $ 669,636 U U $ 408,786 HOUSING AUTH TRUST 0.00 9/1/10 $ 408,786 0.00 100.00 $ 408,786 U U $ 1,078,422 Subtotal $ 1,078,422 $ 1,078,422 Total Investments and Cash $ 275,615,653 $ 276,344,753 $ 276,805,730 "U"=Unrated - Page 8 Palm Desert Redevelopment Agency Portfolio Holdings August 31, 2010 Market Ratings Par Value Issuer Coupon Maturity Cost YTM Price Value Moody's S&P %of Portfolio Corporate Issuers (Market Value) ABBOTT LABS 1.10% BEAR STEARNS CO. (JPM) �,380�0 JP MORGAN CHASE 2.24% %of Portfolio Agency Issuers (Market Value) FED FARM CREDIT BANK 3.59% FED HOME LOAN BANK 13.61% FED HOME LOAN MTG CORP 5.15% FED NATIONAL MTG ASSOC 6.16% "U"= Unrated • Page 9 STATEMENT OF COMPLIANCE The investment portfolios of the City of Palm Desert("City")and the Palm Desert Redevelopment Agency("RDA")are governed by federal, state, and local law. The City Treasurer's"Statement of Investment Policy"is more restrictive than the California Government Code. The Palm Desert Audit, Investment,and Finance Committee and the Palm Desert City Council review the Statement of Investment Policy annually. For the month ended August 31, 2010,the City and the RDA investment portfolios were in compliance with all applicable federal, state, and local laws and regulations. The City Treasury continued to pursue conservative and prudent investment strategies, based upon the stated objectives of safety, liquidity, and yield(in order of priority). Barring unforeseen events,the City Treasury should have sufficient cash to finance the operations of the City of Palm Desert and the Palm Desert Redevelopment Agency over the next six months. In addition, portions of either the City or the RDA portfolio could be liquidated in order to meet any significant, unexpected cash requirements. Interactive Data Corporation provided the data that was used to calculate the market value of all securities in the City and the RDA investment portfolios. State and Local Government Series securities are heid in escrow accounts, and are therefore not included in this report as assets. All balances are bank balances. Respectfully Submitted on September 28,2010, ��s ���, c.c.,�r � City Treasurer SUMMARY OF AUTHORIZED INVESTMENTS � California Government Code City investment Policy CA Govt Maximum Maximum Quality Maximum Maximum Quality %of City °/,of RDA Code Investment Cate ory Maturity Limit S�P/Md Maturit Limit S&P/Md Portfolio Portfolio 53601 a Paim Desert Bonds 5 Years No Limit 0.0% 1.1% 53632 c Savin s Accounts No Limit No Limit No Limit No Limit 0.0% 0.0% 53601 b U.S.Treasuries 5 Years No Limit 5 Years No Limit 0.0% 0.0% 53601 c) CA State Debt 5 Years No Limit NotAuthorized 53601 d CA Local A enc Debt 5 Years No Limit NotAuthorized 53601 e Federal A encies 5 Years No Limit 5 Years 30% 6% 20.8% 28.5% 53601 Bankers's Acceptances 180 Da s 40% 180 Da s 40% A-1 &P-1 - 53601 Commercial Paper 270 Da s 25% A-1+or P-1 270 Da s 25% A-1+or P-1 0.0% 0.0% 53601 h Ne otiable CDs 5 Years 30% 5 Years 30% AA-or Aa3 - 53601 i Re os 1 Year No Limit 30 Da s 20% AAA&Aaa - 53601(i Reverse Repos 92 Da s 20% Not Authorized 53601(' Medium-Term Notes 5 Years 30% A 5 Years 30% A 11.7% 4.7% 53601 k Mutual Funds 90 Da s 20% AAA&Aaa 90 Qa s 20%(2) AAA&Aaa 16.9% 21.2% 53601 1 Trust Indenture Debt NotAuthorized 53601(m) Secured Bank Deposits 5 Years No Limit Not Authorized 53601(k) Local Government AAA&Aaa AAA&Aaa Investment Pools 90 Da s 20% or Advisor 90 Da s 20%(2) or Advisor 19.9% 0.6% 53601(n) Mortgage-Backed 5 Years 20% A(Issuer)& NotAuthorized Securities AA(Security 16429.1 b LAIF No Limit No Limit 19.5°!0 43.8% (1) The City loan to RDA,which is not a bond, has been approved by the Palm Desert City Council. 88.9% 100.0°Jo (2) The City Energy Independence Program has been approved by the Palm Desert City Council. ' (3) Maximum limit for mutual funds and local government investment pools, excludin bond proceeds. " Certified California Municipal Treasurer Page 10