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HomeMy WebLinkAboutRes HA-66 - Amndng Admin Plan-Smoke-Free PolicyPALM DESERT HOUSING AUTHORITY STAFF REPORT REQUEST: APPROVE RESOLUTION NO. HA-66 AMENDING THE ADMINISTRATIVE PLAN TO INCORPORATE EXHIBIT G "SMOKE FREE POLICY" FOR THE PALM DESERT HOUSING AUTHORITY PROPERTIES SUBMITTED BY: Veronica Tapia, Management Analyst II DATE: August 28, 2014 CONTENTS: Resolution No. HA- 66 Exhibit G - Smoke Free Policy Administrative Plan Ordinance No. 1200 Recommendation By Minute Motion, that the Authority Board approve Resolution No. HA- 66 amending the Administrative Plan to incorporate Exhibit G "Smoke Free Policy" for the Palm Desert Housing Authority properties. Executive Summary The City of Palm Desert's Ordinance No. 1200 prohibits smoking in many areas of the city. The Smoke Free Policy is being established in order to assist the City in providing for the public health, safety, and welfare of the Housing Authority's residents. While several properties will be deemed 100% smoke -free, larger properties will designate a small percentage of units as smoking. Approval of the Smoke Free Policy will provide guidelines in order to implement the policy requirements throughout all Housing Authority properties. Background On December 11, 2013, staff introduced the concept of establishing a formal Smoke -Free Policy for the Housing Authority properties to the Housing Commission, in accordance with the City of Palm Desert's Ordinance No. 1200 prohibiting smoking in many areas of the city. The Policy provides an opportunity for the Housing Authority to assist the City in providing for the public health, safety, and welfare of the Housing Authority's residents. The policy declares many of the apartment buildings to be smoke free buildings to insure the quality of air and the safety of the residents. Smoking will not be permitted in any area of the building, including apartments designated as smoke free, except as noted in the policy. Smoking will only be permitted in specifically designated areas within a reasonable distance outside of the buildings, depending on the size of the community. The table below summarizes the implementation, timeline and procedure: G \RDA\Veronica Tapia\Word Files\Staff Reports\SR - PDHA Smoke Free Policy 8-28-14.doc Staff Report Approval of Resolution No. HA-_ Amending the Administrative Plan — Smoke Free Policy August 28, 2014 Page 2 of 3 Smoke -Free Requirement Implementation Period Designation to Smoke -Free Unit All Newly Constructed 30 or Fewer Unit 31 to 150 Unit 151 or More Unit Complexes Complexes Complexes Complexes 100% 100% 80%* 70%* Immediately Through Attrition Through Attrition Through Attrition Immediately Upon Vacancy of May be transferred May be transferred Unit to smoke -free to smoke -free unit** unit** *Established minimum requirement. **Transfer will occur upon volunteer transfer or upon 5th anniversary of policy implementation, whichever is sooner. The complete implementation plan will result in the following breakdown: PROPERTIES Multi -Family Complexes California Villas Desert Pointe Laguna Palms Neighbors One Quail Place Palm Village Taos Palms Senior Complexes Candlewood Apartments Catalina Gardens La Rocca Villas Las Serenas Pueblos Sagecrest Sr. 'Cumulative Total for All Properties: IITOTAL UNITS NO. OF MINIMUM % OF II SMO E-FREE UNITS II SMOKE -FREE UNITS 141 113 64 51 48 38 24 24 384 269 36 29 16 16 30 72 27 150 15 14 1021 30 58 27 120 15 14 804 80% 80% 80% 100% 70% 80% 100% 100% 80% 100% 80% !!! 100% 100% 88% G \RDA\Veronica Tapia\Word Files\Staff Reports\SR - PDHA Smoke Free Policy 8-28-14.doc Staff Report Approval of Resolution No. HA- 66Amending the Administrative Plan — Smoke Free Policy August 28, 2014 Page 3 of 3 Residents will be required to acknowledge their receipt and understanding of the new policy by signature. The policy will be added as Exhibit G, to the Administrative Plan as approved by the Authority Board on June 26, 2008. Staff recommends that the Authority Board approve Resolution No. HA-_ amending the Administrative Plan to incorporate Exhibit G, "Smoke Free Policy" for the Palm Desert Housing Authority properties. Fiscal Analysis There is no fiscal impact to the Authority to amend the Administrative Policy. Staff anticipates an overall reduction in costs to re -rent smoke -free units. Costs, if any, associated with the required changes at the properties will be covered by revenues generated or replacement reserve funds depending on the origin of any such costs. Submitted by: Department Head: eronica Tapia, Manageent Analyst II JaneMoore, Director of Housing Jq(hn M. Wohlmuth, Executive Director 4:a Y_HOUSG,AUI H VERIFIED BY: Original on filewithI3�`1 `�l�-c�,� 0j1110r C.M6n, -K pi�n�14 ildccpted /Ls. ti - of G:\RDA\Veronica Tapia\Word Files\Staff Reports\SR - PDHA Smoke Free Policy 8-28-14.doc RESOLUTION NO. 66 A RESOLUTION OF THE PALM DESERT HOUSING AUTHORITY AMENDING THE ADMINISTRATIVE PLAN TO INCORPORATE EXHIBIT G — SMOKE FREE POLICY FOR THE PALM DESERT HOUSING AUTHORITY PERTAINING TO THE MANAGEMENT AND OPERATION OF THE AFFORDABLE HOUSING RENTAL UNITS NOW, THEREFORE, THE PALM DESERT HOUSING AUTHORITY HEREBY FINDS, DETERMINES, RESOLVES AND ORDERS AS FOLLOWS: Section 1. The Palm Desert Housing Authority (the "Authority"), in cooperation with the Palm Desert Redevelopment Agency (the "Agency"), has established an affordable housing rental program (the "Program") for very low, low and moderate income residential homeowners in the City. Section 2. The Authority has approved an Administrative Plan (the "Plan") establishing the policies and procedures under which the Authority currently operates, for the administration, management and operations of the Program as attached hereto and incorporated herein by this reference. Section 3. The Administrator of the Plan is the Authority regardless of funding source or ownership of the properties. Section 4. The Authority wishes to amend the Plan to incorporate Exhibit G, Smoke Free Policy attached hereto and incorporated herein. Section 5. The Authority herby approves and accepts the amended Plan as well as the authority provided herein for the purpose of the management and operation of the properties that may be owned, operated, restricted or otherwise controlled by the Authority from time to time. Section 6. The Executive Director of the Authority shall have the authority to implement and administer the Plan in accordance with the terms therein as well as the Authority Bylaws so long as such action is not inconsistent with the intent hereof. PASSED, APPROVED AND ADOPTED by the Palm Desert Housing Authority, this day of _ 2014 by the following vote, to wit: AYES: NOES: ABSENT: ABSTAIN: Van Tanner, Chairman ATTEST: Rachelle D. Klassen, Secretary G \rda\Veronica Tapia\Word Files\PDHA\Smoke-Free PolicyWuthonty Reso Admin Plan 2014 - Ex G Smoke Free Policy 8-28-14.doc EXHIBIT G SMOKE -FREE POLICY PURPOSE Section 1. Findings Section 1.1 On December 10, 2009 the City of Palm Desert (the "City") approved Ordinance No. 1200 regulating smoking throughout the City to promote public health, safety, and welfare by discouraging the inherently dangerous behavior of smoking around non-smokers, especially children; and by protecting the public from exposure to secondhand smoke where they live, work, and play. Section 1.2 In accordance with the purposes of Ordinance No. 1200, the Palm Desert Housing Authority (the "Authority") has declared many of its apartment buildings to be smoke free buildings to insure the quality of air and the safety of its residents. Smoking is not permitted in any area of the buildings including apartments designated as smoke free except as noted in this policy. Smoking is only permitted in specifically designated areas within a reasonable distance outside of the buildings. Section 1.3 Ordinance No. 1200 and this policy recognize there is no constitutional right to smoke. Section 1.4 The efforts to designate properties or portions thereof as smoke -free do not make the Authority or any of its managing agents the guarantor of health of any person or the smoke -free condition of any property. The Authority will take reasonable steps to enforce the Smoke -Free Policy but shall not be required to take to take any action unless the Authority or any of its managing agents has actual knowledge of the smoking and the identity of the responsible resident. Section 2. Definitions A. "City" means the City of Palm Desert, and its related entities including the Palm Desert Housing Authority (Authority). B. "Common area" means every unenclosed area of a multi -unit residence that residents of more than one unit of that multi -unit residence are entitled to enter or use, including, for example, paths, courtyards, playgrounds, swimming pools, parking lots, and picnic areas. C. "Complex" see definition for multi -unit residence. D. "Multi -unit residence" means a residential property containing two (2) or more units. "Multi -unit residence" includes complexes comprised of more two (2) or more buildings. E. "Reasonable distance" means a distance of twenty (20) feet or, with respect to a designated smoking area or such larger area as the City Manager/Executive Director reasonably determines in writing to be necessary in a given circumstance to ensure that occupants of an area in which smoking is prohibited are not exposed to secondhand smoke created by smokers outside the area. F. "Resident" means anyone included on a current lease agreement for any unit in a multi -unit residence owned or operated by the Authority. G. "Secondhand smoke" means smoke or vapor from tobacco, nicotine, any weed or plant created by the burning, carrying, or operating of any lighted pipe, hookah, cigar, cigarette, other tobacco product, electronic cigarette or similar kind of smoking equipment, and the smoke or vapor exhaled by an individual who engages in smoking. H. "Smoke -free building" means that smoking is prohibited by residents and their guests in common areas, included but not limited to community rooms, community bathrooms, lobbies, reception areas, hallways, laundry rooms, stairways, offices and elevators, within all units, and within a small perimeter outside of the building including entry ways, porches, balconies, and patios (to be established in accordance with this policy). I. "Smoke -free unit" means a dwelling or unit where smoking by residents and their guests is prohibited in accordance with this policy. J. "Smoking" or to "Smoke" means holding, possessing, or operating any lighted pipe, hookah, cigar, cigarette, other tobacco product, electronic cigarette or similar kind of smoking equipment that is emitting smoke or vapor from tobacco, weed, plant, or nicotine product. Section 3. Smoking Regulation Section 3.1 Smoking is prohibited anywhere in any unit or part of a multi -unit residence that has been designated as smoke -free. Section 3.2 Smoking is prohibited in all common areas of multi -unit residences, except as noted in the specific multi -unit residence's rules regarding smoking in common areas or in accordance with Ordinance No. 1200. Section 3.3 Smoking is prohibited within a reasonable distance of any entrance, window, or opening of any building, or unit, or within any common area or location designated as non-smoking pursuant to this policy. Section 3.4 "No Smoking" signs will be posted outside of the buildings designated as smoke -free. Section 3.5 All residents of multi -unit residences where some or all of the property is designated as smoke -free are required to sign an acknowledgement that they have received and read a copy of this policy and that they will observe all rules related to smoking. -2- Section 3.6 Residents are responsible for the actions of their household, their guests, and visitors. Section 3.7 Failure to adhere to any of the conditions of this policy will constitute both a material non-compliance with the rental/lease agreement and a serious violation of the rental agreement. Section 3.8 Residents will be responsible for all costs to remove smoke, odor, or residue upon any violation of this policy. Section 3.9 Any resident who smells smoke in a smoke -free area or building or otherwise observes a violation of a smoke -free designation should report this to the Authority as soon as possible. No person shall harass or attempt to intimidate any person seeking to obtain compliance with smoke -free designations. Section 3.10 Smoking is prohibited even where otherwise allowed at such time as any employee or representative of the Authority of any of its managing agents enters and remains in a unit. Failure to comply with this requirement may result in a delay of services or maintenance in the apartment. Section 3.11 This policy does not require residents to quit smoking in order to live in units owned or operated by the Authority. This policy only prohibits smoking within the properties per the policy guidelines. Residents who wish to smoke may do so in other locations, as otherwise allowed. Authority staff will provide information regarding smoking cessation resources to residents who which to quit smoking. Section 4. Exception Section 4.1 Pursuant to Ordinance No. 1200, the only exception to the Smoke -free Policy includes up to twenty-five percent of the contiguous deck area around swimming pools in multi -family residential properties owned by the City/Authority. Such areas will be identified and posted by the Authority or any of its managing agents. Such exception will not apply to a 100% smoke -free complex or property. Section 5. Implementation timeline and Procedure Section 5.1 Multi -unit residences owned or operated by the Authority will include smoke -free units as follows: A. All newly constructed or renovated multi -unit residences owned by the Authority or the City will be 100% smoke free from the day the property is available for occupancy. B. All multi -unit residences owned or operated by the Authority or the City having 30 or fewer units will be transitioned to a 100% smoke -free complex. This will occur through attrition in the following manner. Smoking shall be allowed in units currently occupied by residents whose initial lease term began prior to the effective date of this policy until the earlier occurrence of the following: (1) the -3- unit is vacated by the current residents; or (2) the current residents voluntarily designate their unit to be smoke -free. C. All multi -unit residences owned or operated by the Authority or the City having between 31 and 150 units will be transitioned over a five year period to ensure that at least 80% of all units are designated as smoke -free. This will be done through attrition in the following manner. Smoking shall be allowed in units currently occupied by residents whose initial lease term began prior to the effective date of this policy until the earliest occurrence of the following: (1) the unit is vacated by the current residents, (2) the current residents voluntarily designate the unit to be smoke -free; or (3) the fifth anniversary of the effective date of this policy. After the fifth anniversary of the effective date of this policy, residents may request to transfer to one of the 20% of units set aside for smoking subject to availability. D. All multi -unit residences owned or operated by the Authority or the City having more than 150 units will be transitioned over a five year period to ensure that at least 70% of all units are designated as smoke -free. Smoking shall be allowed in units currently occupied by residents whose initial lease term began prior to the effective date of this policy until the earliest occurrence of the following: (1) the unit is vacated by the current residents, (2) the current residents voluntarily designate the unit to be smoke -free; or (3) the fifth anniversary of the effective date of this policy. After the fifth anniversary of the effective date of this policy, residents may request to transfer to one of the 20% of units set aside for smoking subject to availability. E. For the purpose of transition, all vacant units during the transition period are to be considered as smoke -free units, except where specific buildings have already been designated as smoking and no existing residents desire to transfer to such units. All new residents will be required to sign a smoke -free addendum indicating that they will not smoke within their unit and will observe all rules related to smoking. The following table summarizes the implementation timeline and procedure. Smoke -Free Requirement Implementation Period Designation to Smoke -Free Unit All Newly Constructed Complexes 100% Immediately Immediately 30 or Fewer Unit 31 to 150 Unit Complexes Complexes 100% 80%* Through Attrition Through Attrition Upon Vacancy of May be Unit transferred to smoke -free unit** 151 or More Unit Complexes 70%* Through Attrition May be transferred to smoke -free unit** *Established minimum requirement. **Transfer will occur upon volunteer transfer or upon 5th anniversary of policy implementation, whichever is sooner. -4- Section 5.2 Where possible, entire buildings will be designated either "smoke -free" or "smoking" consistent with the other provisions of this policy. RESIDENT ACKNOWLEDGEMENT As head of household, I hereby acknowledge that I have received, read, and that I understand the above smoking policy and I agree to abide by the provisions. I understand acknowledge that failure to comply with any part is cause for termination of my lease. Resident Signature: Resident (Printed) Name: Apartment Number: Date: -5- PALM DESERT HOUSING AUTHORITY Proposed Smoke -Free Unit Breakdown PROPERTIES Multi -Family Complexes California Villas Desert Pointe Laguna Palms Neighbors One Quail Place Palm Village Taos Palms Senior Complexes Candlewood Apartments Catalina Gardens La Rocca Villas Las Serenas Pueblos Sagecrest Sr. Cumulative Total for All Properties: TOTAL UNITS NO. OF SMOKE -FREE UNITS MINIMUM % OF SMOKE -FREE UNITS 141 113 80% 64 51 80% 48 38 80% 24 24 100% 384 269 70% 36 29 80% 16 16 100% 30 72 27 150 15 14 1021 30 58 27 120 15 14 804 100% 80% 100% 80% 100% 100% 88% PALM DIISERT REIDEVELOPMENI" .AGENCY AND PALM DIsSER'I' HOUSING AUTHORITY ADMINISTRATIVE PLAN ADMINISTRATIVE POLICIES AND PROCEDURES OF THE PALM DESERT HOUSING AUTHORITY FOR THE MANAGEMENT AND OPERATION OF ITS AFFORDABLE HOUSING RENTAL UNITS 73-510 Fred Waring Drive Palm Desert, CA 92260 Phone: (760) 346-0611 Fax: (760) 341-6372 www.cityc>tpaln desert.(erg Version 1.0 TABLE OF CONTENTS About the Authority 1.0 Definitions 2.0 About the Plan 2.1 Purpose of the Plan 2.2 Applicability of Plan 2.3 Administrator of the Plan 2.4 Fiscal Responsibilities 2.5 Equal Opportunity 2.6 Properties 3.0 Tenant Selection and Waiting List Procedures 3.1 Waiting List Interest Registration Form 3.2 Establishment of Waiting Lists 3.3 Eligibility for Waiting List 3.4 Placement on the Waiting List 3.5 Notification of Available Unit 3.6 Notification by Wait List Eligible Household of Income or Household Changes 3.7 Waiting List Maintenance and Notification of Continued Interest 3.8 All Units are Affordable 3.9 Preferences 3.10 Selection from the Wait List Upon Unit Availability 3.10.1 Property Income Composition and Income by Unit Allocation 3.10.2 Unit Under/Over Utilization 3.10.3 Offer and Acceptance of a Restricted Unit 3.10.4 Unit Availability and Transfers 3.10.4a Emergency Transfer 3.10.4b Disabled Person Accommodation 3.10.4c Required Transfer 3.10.4d Medical Transfer 3.10.4e Requested Transfers 3.11 Conflicts Prohibited 4.0 Applications and Household Qualification 4.1 Application 4.1.1 Contact Information 4.1.2 Income 4.1.3 Assets 4.1.4 Affordable Requirements 4.1.5 Applicant Lease Requirements 4.1.6 Identification 4.1.7 Consent/Verification Forms 4.1.8 Application Fee 4.1.9 Other Information 4.2 Applicant Lease Requirements 4.2.1 Age Requirements 4.2.2 Income HistoryNerification 4.2.3 Self -Employment 4.2.4 Lease Income Requirement 4.2.5 Rental History 4.2.6 Credit Requirements 4.2.7 Criminal Background 4.3 Afford Qualification Requirements 3 4 6 6 7 7 7 7 7 7 7 7 7 7 8 8 8 8 8 8 8 8 8 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 10 10 10 10 10 10 10 10 10 4.3.1 Household Income Criteria 4.3.2 No Ownership in Real Property or Mobilehomes 4.3.3 Certification and Recertification of Eligibility 4.3.4 Proof of Income 4.3.5 Changes in Income 4.3.6 Primary Residence Requirement 4.3.7 Other Housing Assistance 4.4 Credit Checks, Background Checks, and Documentation Verifications 4.4.1 Application Certifications and Verifications 4.4.1 a Authorization for Release of Information Form 4.4.1 b Application and/or Tenant Income Certification 4.4.1c Eligibility Requirements 4.4.1 d Applicant/Resident Certification 4.4.1e Residence History/ Verification Form 4.4.1 f Verification of Non -Receipt of Child Support 4.4.1g Verification of Alimony/ Family Support 4.4.1 h Other Certification or Verification 4.4.2 Credit Reports/Background Checks 4.5 Additional Document Submittal 4.6 Application Accuracy 4.7 Application Approval/Denial 5.0 Leasing Policies and Procedures 5.1 Residential Lease and Addendums 5.2 Lease Deposits 5.3 Lease Payment and Late Charges 5.4 Lease Amendments 5.5 Lease Modifications 5.6 Pre -Occupancy Inspection 5.7 Rental Rates 5.7.1 Setting Rental Rates 5.7.2 Rental Rents Based on Standard Occupancy 5.7.3 Household Rent 5.8 Maintenance and Entry to Restricted Units 5.9 Lease Renewals 5.10 No Subletting 5.11 Live -In Aides 5.12 Pets 6.0 Recertification Requirements 6.1 Required Annual Recertification 6.1.1 Recertification Appointments 6.1.2 Recertification Documentation 6.1.3 Annual Recertification Confirmation as a Qualified Household 6.2 Circumstantial or Interim Recertification 6.2.1 Changes in Household Size 6.2.2 Change of Household Income 6.3 Temporary Recertification 6.4 Annual Inspections 6.5 False Statements and Willful Omissions 11 11 12 12 12 13 13 13 13 13 13 13 13 13 13 13 13 13 13 13 14 14 14 14 14 14 14 10 7.0 Termination of Tenancies and Move -Out Procedures 10 7.1 Termination of Tenancies Other Than by Eviction 10 7.1.1 End of Lease Term 10 7.1.2 During a Lease Term 10 7.1.3 Notices to Vacate for Termination 10 of Tenancies Other than by Eviction 10 7.1.3a Tenant Notices to Vacate 7.1.3b Management Notices to Vacate 10 7.1.4 Move -out Procedures 7.1.4a Notice of Option to Request 10 an Initial Inspection 7.1.4b Scheduling the Initial 10 Move -out Inspection 7.1.4c Opting Out of a Pre -Inspection 10 7.1.4d Inspection Exceptions 11 7.1.4e Inspection Findings 11 7.1.4f Final Inspection 7.1.5 Maintenance and Repairs Necessary 11 Due to Impending Move -out 7.2 Termination of Tenancy Through to Eviction 11 7.2.1 Reasons for Eviction 7.2.1 a Violations of the Lease 11 7.2.1 b Non -Payment of Rent 11 7.2.1 c Misrepresentation of Eligibility 11 Under the Plan 11 7.2.2 Eviction Process 11 7.2.2a Eviction Notice 11 7.2.2b Verification of Occupancy 7.2.2c Unlawful Detainer 7.3 Refund of Security Deposit 7.3.1 Notification of Itemized Security Deposit Disposition 7.3.2 Tenant's Entitlement to Security Deposit 8.0 Grievance Process 8.1 Grievance Applicability 8.2 Grievance 8.2.1 Informal Grievance 8.2.2 Informal Hearing 8.2.3 Unresolved Grievances EXHIBITS EXHIBIT A EXHIBIT B EXHIBIT C EXHIBIT D EXHIBIT E EXHIBIT F Receipt and Acknowledgement 14 14 14 14 14 14 14 15 15 15 15 15 15 15 15 15 15 15 15 15 15 15 15 15 15 15 16 16 16 16 16 16 16 17 18 19 20 22 23 Management and Operations — Rental Units 2 Effective 7/1/2008 ABOUT THE AUTHORITY "The mission of the Palm Desert Housing Authority is to serve the citizens of Palm Desert by providing decent, safe, sanitary, and affordable housing to qualifying households whose incomes are very low to moderate including public -private partnerships," The Palm Desert Housing Authority (Authority) was established in December of 1997 to operate certain affordable rental properties located in Palm Desert that the Palm Desert Redevelopment Agency (Agency) acquired from the Riverside County Housing Authority (RCHA). Prior to the Agency's acquisition, the RCHA owned and operated the 725 affordable units for Palm Desert. The Authority now operates over 1,000 affordable rental units that are owned by the Agency. The income levels range from very low (20% of the Area Median Income) to moderate (up to 120% of the Area Median Income) with rents ranging from $120 to $990. The City Council members were appointed as commissioners to the Authority Board. The Authority Board created and established a Housing Commission comprised of members of the community to review and advise on matters to come before the Authority Board. Palm Desert's commitment to provide affordable housing is evidenced by the blend of for -sale single-family homes, senior, and multi -family rental units that comprise its portfolio. Palm Desert continues to be a leader among the desert communities in the development of affordable housing and utilizes a number of funding sources including tax-exempt bonds, 20 percent tax increment set -aside, housing mitigation funds and net operating income from the Authority Properties. In addition to the affordable units owned by the Agency, both the City of Palm Desert (City) and the Agency have provided incentives in various forms, such as land donations, down payment assistance, silent deeds of trust, density bonuses, and loans to developers that dedicate units as affordable. Currently there are over 600 units provided by developers or non-profit organizations using one of these incentives. The Authority also works hand in hand with the City toward sustaining the goals and policies contained in the City's approved Housing Element: Goal 1: A variety of housing types that meet all the needs of all income groups within the City. Goal 2: The preservation and maintenance of the supply of high quality affordable housing in the City. management company in accordance with this Administrative Plan. The policies, guidelines and standards set forth in this Administrative Plan shall apply to rental properties owned, operated or controlled by the Authority and the Agency, and are intended to encourage, maintain and preserve the supply of affordable housing in the City, the condition of affordable housing in the City, and the level of compatibility within the community that is expected by the City Council, Agency Board and the Authority Board, NOTICE: This Plan is intended to establish policies where the Authority/Agency has discretion under the applicable law. This Plan does not purport to change any of the requirements of Federal or State Law. In the event any discrepancy between this Plan and applicable law, the law will prevail. Palm Desert's affordable housing programs are successful in part because of the solid foundation of policies, procedures and regulatory provisions that have been established. Our rental properties as well as our for -sale housing programs have guidelines that provide for all residents to be treated fairly under fair housing laws, and equitably based on income and family size. The rental properties, through a coordinated effort with staff, are managed by a contracted professional property Management and Operations — Rental Units 3 Effective 7/1/2008 Administrative Plan Section 1 DEFINITIONS Capitalized terms used herein shall have the following meanings unless the context in which they are used clearly requires otherwise. Code Sections or statutes that are referenced herein may be amended from time to time and shall be subject to the then current law unless stated otherwise. Adiusted for Family Size: Shall mean a standardized household size for the purposes of renting units appropriate for family size pursuant to Health and Safety Code Section 50052.5, which is one person in the case of a studio unit, two persons in the case of a one -bedroom unit, three persons in the case of a two -bedroom unit, four persons in the case of a three -bedroom unit, and five persons in the case of a four -bedroom unit. Affordable Housing Cost: Shall mean a housing cost, as defined by Title 25 CCR Section 6920, which is calculated pursuant to California Health and Safety Code Section 50052.5, as such regulations may be amended from time to time. Agency: Shall mean the Palm Desert Redevelopment Agency. AMI: Shall mean the Area Median Income for Riverside - San Bernardino Metropolitan Statistical Area (SMSA), as determined and published annually by the United States Department of Housing and Urban Development ("HUD"), pursuant to California Health and Safety Code Section 50093, and the regulations promulgated thereunder, or if such agency shall cease to publish such an index, then any comparable index published by any other federal or state agency which is approved by the Agency. The AMI shall be adjusted for family size in accordance with state regulations adopted pursuant to California Health and Safety Code Section 50052.5, as amended from time to time. Applicant: Shall mean a person or household that desires to apply for tenancy at an Agency/Authority Property. See also: Interested Household, Wait List Eligible Household, and Qualified Household. Assets: See Household Assets. Authority: Shall mean the Palm Desert Housing Authority. Authority Board: Shall mean the five members who serve on the Palm Desert City Council, which is the governing body for the Authority. Caretaker: See Live-in Aide. CCR: Shall mean the California Code of Regulations. Child: See Minor. Child Care Expenses: Shall mean a reasonable amount paid by the household for the care of minors under 13 years of age where such care is necessary to enable a family member to be employed. City: Shall mean the City of Palm Desert. City Manager: Shall mean the City Manager for the City of Palm Desert. County: Shall mean the County of Riverside, California. Disability: Shall mean a physical or mental impairment that substantially limits one or more of the major life activities; a record of such impairment; or being regarded as having such an impairment, as such terms are defined by, and interpreted in accordance with, the Americans with Disabilities Act. Disability Program Participant: Shall mean a household member who has been determined by the Commissioner of Social Security to be unable to engage in any substantial gainful activity by reason of any medically determinable physical or mental impairment that has lasted or can be expected to last for a continuous period of not less than 12 months or as more particularly defined under Section 223 of the Social Security Act. Elderly Household: Shall mean a Household that consists of one or two persons, one of which is over the age of 55, or otherwise is qualified in accordance with California Civil Code Section 51.11. Exceptional Medical or Other Expenses: Shall mean medical expenses, and/or unusual expenses, as defined in this section, which exceed twenty-five percent (25%) of the gross annual income. Executive Director: Shall mean the Executive Director of the Palm Desert Redevelopment Agency and the Palm Desert Housing Authority. Family: Shall also mean 'Household' within the Plan unless otherwise stated. See also Household. Grievance: A tenant's or applicant's right to seek review of a decision from an impartial panel concerning management's action or failure to act in accordance with the individual tenant's lease or the Authority's policy and procedures herein described that adversely affect the individual's rights, duties, welfare, or status. HCD: Shall mean the Department of Housing and Community Development for the State of California. HOME Funds: Shall mean monies allocated under a block grant funding program made available through HUD through allocations and reallocations, to strengthen public - private partnerships and to expand the supply of decent, safe, sanitary and affordable housing with target emphasis on very low-income and low-income families in accordance with the HOME Investment Partnerships Program Final Rule - 24 CFR Part 92. Household: Shall mean one or more persons intending to occupy or occupying the same restricted unit, as more particularly described in the Authority's Resolution No. 22. Household shall also mean 'Family' within the Plan unless otherwise stated. Management and Operations — Rental Units 4 Effective 7/1/2008 Administrative Plan Household Assets: Shall mean those assets defined under Title 25 CCR Section 6914 includable as monthly income as prescribed therein. HUD: Shall mean the U.S. Department of Housing and Urban Development. Income: Shall mean income that a person or household has received or is expected to receive as more particularly categorized and described below: Annual Income: The anticipated total annual income of a household from all sources for the 12-month period following the date of determination of income, computed in accordance with Title 25. Household Income: Shall mean the total of all income received by a household which is included under Title 25 CCR Section 6914 less deductions and exemptions specified therein. Gross Income: Shall have the meaning ascribed to such term in Title 25 CCR Section 6914, as such regulations may be amended from time to time. Maximum Household Income: Shall mean the household income calculated based on family size that may be equal to but does not exceed 120 percent of AMI. Household incomes exceeding 120 percent will not be eligible for the Agency's or Authority's programs. Net Income: For the purpose of determining affordable housing cost or affordable rent, "net income" shall be computed as follows: the annual gross income less $300 for each minor and medical expenses which exceed 3 percent of the annual gross income and unusual expenses, all divided by 12. For the purposes of this Plan, "Income" shall not include the income of Live -In Aides. Income by Unit Allocation: Shall mean the allocation provided by the Authority to the property manager for the purposes of blending the qualified household and tenant incomes among the properties. Income Category: Shall mean the average income percentages within each income level. In the case of Very Low Income shall include household incomes from 20 percent up to 50 percent in the following categories: 20, 25, 30, 35, 40, 45 up to 50 percent; in the case of Low Income shall include household incomes from 51 percent up to 80 percent in the following categories: 55, 60, 65, 70, 75, 80; and in the case of Moderate Income shall include household incomes from 81 percent up to 120 percent as one category. Income Level: Shall mean a household determined by income to be either very low, low or moderate income pursuant to the definitions prescribed herein. Interested Households: Shall mean a person or household that desires to apply for tenancy at a Property that contains restricted units. See also: Applicant. Jurisdiction: Shall mean the legal jurisdiction of the Authority, which is the city limits of Palm Desert. Live-in Aide: Shall mean a person who resides with one or more elderly persons or persons with disabilities, who is not a relative or spouse of any person in the household, and has been determined by the Authority that the supportive services to be provided are essential to the care and well- being of such elderly person or person with disabilities. Low Income Household: Shall mean persons and families meeting the income qualification limits set forth in California Health and Safety Code Section 50079.5 and Title 25 of the California Code of Regulations Section 6910, et seq., as the case or context may require, as such statutes and regulations may be amended from time to time. Manager: Shall mean the contracted property management company for the Authority. Medical Expenses: Shall mean those medical expenses not included as extraordinary or unusual expenses, which are to be anticipated during the 12-month period for which the gross income is computed, and which are not covered by insurance (however, premiums for such insurance may be included as medical expenses). Medical expenses defined herein shall be deducted for qualified disabled persons and elderly households only. Minor: Shall mean a member of the household other than the head of household or spouse, who is under 18 years of age. Moderate Income Household: Shall mean persons and families meeting the income qualification limits set forth in California Health and Safety Code Section 50093 and Title 25 of the California Code of Regulations Section 6910, et seq., as the case or context may require, as such statutes and regulations may be amended from time to time. Notice of Denial: Shall mean the notice provided to the household when it is ineligible, not qualified or is no longer qualified. Plan: Shall mean this Administrative Plan (also referred to as The Plan). Public Housing Aaencv: Shall mean any State, County, municipal or other government entity or public body (or agency or instrumentality thereof) that is authorized to engage in or assist in the development or operation of housing for very low, low, or moderate income households. Qualified Household: A person or household whose total household income does not exceed the limits established by the Plan and who have provided documentation as required herein to demonstrate he, she or it is qualified to occupy a restricted unit. RCHA: Shall mean Riverside County Housing Authority. Property: Shall mean a multi -family or senior residential apartment complex, or any part thereof, that is owned, operated or controlled by the Agency or Authority, including but not limited to those properties listed in Exhibit A. Management and Operations — Rental Units 5 Effective 7/1/2008 Administrative Plan Property Manager: The manager assigned by the Manager for day-to-day operations for a specific affordable residential property. Rent: Shall mean the amount charged as a fee for occupancy for a particular restricted unit pursuant to Resolution HA-32 and categorized below: Affordable Rent: Shall mean rent calculated in accordance with Health and Safety Code Section 50053 for a very low, low or moderate -income household. Affordable rent shall include a reasonable allowance for utilities. Maximum Rent: Shall mean the maximum rental rate set for a particular type of unit at a specific Property, without regard to utility allowance, based on a bi- annual market survey. Such rate shall be adjusted in the non -surveyed year by the AMI percentage change as more particularly described in Resolution No. 32 adopted August 24, 2006 or any amendments thereto. Tenant Rent: Tenant Rent is the total monthly tenant payment to the Authority as determined by certification, recertification, or outside assistance. Tenant Rent may or may not be the total paid as Unit Rent for a particular unit. Unit Rent: Shall mean the total rent charged for a particular Agency or Authority owned, operated or controlled unit, including those amounts accepted from a third party for the purposes of rental assistance or housing expense. Rent Burdened: Shall mean a household that is paying more than 30 percent of household income for rent and utilities. Restricted Units: Shall mean an affordable housing unit that is owned, operated or controlled by the Agency or Authority. Senior: Shall mean a person who is at least 55 years of age or older. Tenant: Shall mean a person or household that has signed a residential lease to occupy or is currently occupying a restricted unit. Title 25: Shall mean Title 25 of the California Code of Regulations Section 6910, et seq., as it pertains to income and household size for households whose income is very low, low or moderate, as may be amended from time to time. Unusual expenses: Shall mean amounts paid by the household for the care of minors under 13 years of age or for the care of disabled or handicapped family household members, but only where such care is necessary to enable a family member to be gainfully employed, and the amount allowable as unusual expenses shall not exceed the amount of income from such employment. Utilities: Shall include electricity, gas, other heating (hot water heat), refrigeration and cooking fuels not paid by the Agency or Authority. Utilities may include water, trash and Management and Operations — Rental Units sewer if not paid by the Agency or Authority. Telephone, Cable, Digital Services and Internet Connection costs are not included as utilities. Utility Allowance: The amount equal to the estimate established by the RCHA under Part 965 of the Code of Federal Regulations of the monthly cost of a reasonable consumption of such utilities and other services for the unit by an energy - conservative household consistent with the requirements of a safe, sanitary, and healthful living environment applicable for each unit type and equipment. See Exhibit C. Veteran: A person who has served in the active military or naval service of the United States at any time and who shall have been discharged or released there from under conditions other than dishonorable. Very Low Income Household: Shall mean persons and families meeting the income qualification limits set forth in Califomia Health and Safety Code Section 50105 and Title 25 of the California Code of Regulations Section 6910, et seq., as the case or context may require, as such statutes and regulations may be amended from time to time; provided, however, that such income is at least 20 percent of AMI. Wait List Eliaible Households: Shall mean persons and families who have provided the documentation and/or information required demonstrating that they meet the minimum eligibility requirements to be placed on a waiting list. (See Section 3.3) END OF SECTION 1 Section 2 ABOUT THE PLAN Section 2.1 PURPOSE OF THE PLAN. The purpose of the Administrative Plan (the Plan) is to establish program guidelines, policies and procedures as they pertain to Agency/Authority owned, operated or controlled properties. This plan serves as the management plan for the rental, improvement, preservation, maintenance and affordability of Agency/Authority restricted units. Section 2.2 APPLICABILITY OF THE PLAN. The Plan shall apply to all members of interested households, wait list eligible households, qualified households, applicants and tenants applying for or residing in properties identified in Exhibit "A" and any others that may be controlled by the Agency or Authority from time to time. Unless otherwise specified in the Federal or State funding guidelines, the processes outlined herein shall also apply to the tenants occupying an Authority unit who receive Federal or State funding either directly or indirectly. Federal and State laws shall prevail in the event the policies and processes set forth herein are inconsistent with any existing or enacted applicable law. 6 Effective 7/1/2008 Administrative Plan Section 2.3 ADMINISTRATOR OF THE PLAN. The administrator of the Plan shall be the Palm Desert Housing Authority regardless of funding source or ownership of the restricted units. The Executive Director of the Authority shall have the authority to implement and administer the Plan in accordance with the terms herein. In matters where the Authority has discretion, waivers of existing policy shall be determined by the Executive Director or his or her designee. It is understood that references to either the Agency or the Authority in the Plan shall mean both entities unless clearly stated otherwise. Section 2.4 FISCAL RESPONSIBILITIES. Before the beginning of each fiscal year or as soon as possible after an acquisition of property, the Authority Board will adopt the property budget. The budget will include a projection of revenue and all expenditures including professional property management fees prior to being expended. A written request to the Finance Director of the City will be required to 'carry over' and unused capital and replacement expense budget amounts from a prior year. The Authority will follow procurement procedures in accordance with applicable law. Section 2.5 EQUAL OPPORTUNITY. It is the policy of the Agency, the Authority and it's agents to comply fully with all federal, state, and local anti -discrimination laws, including but not limited to Title VI of the Civil Rights Act of 1964; Title VIII and Section 3 of the Civil Rights Act of 1968 (as amended by the Community Development Act of 1974); Executive Order 11063 as strengthened by Congress in 1992; the Fair Housing Act of 1968, as amended; the Age Discrimination Act of 1975; the Americans with Disabilities Act (ADA) of 1990; and the U.S. Department of Housing and Urban Development regulations governing fair housing and equal opportunity; and any legislation protecting the individual rights of residents, applicants or staff which may be subsequently enacted. It is the Authority's policy to post required notices in conspicuous, public locations throughout the property as required by such notice. It is the Authority's policy to ensure meaningful access to limited English proficient (LEP) persons. The Authority may translate certain documents related to the Plan as well as those required by law to assist persons with LEP. Notwithstanding this provision, the English version of all documents signed by the tenant will govern. Reasonable, necessary steps will be established by the Manager in order to make certain that no eligible person has their assistance denied, decreased or terminated simply because they face challenges communicating in English. Section 2.6 PROPERTIES. Properties include those properties currently operated by the Authority, listed in Exhibit "A" as well as any property or development that comes under the direction, control or is acquired by the Agency or Authority. Each of the properties has its own design, decor, personality and sense of community. Each of the properties may from time to time have resident programs or outside services including coin operated laundry facilities, health screenings, low cost immunizations, or licensed childcare facilities. Services vary by location and are provided by an outside service provider qualified to offer such services and are not contracted for by the Authority or the Manager. Information on these outside services may be obtained from the Manager. Those properties designated as senior serve only elderly households. All other properties operated by the Authority are to be open and made available to all qualified households. END OF SECTION 2 Section 3 TENANT SELECTION AND WAITING LIST PROCEDURES The Authority has found that demands for its affordable rental housing exceed supply. In order to identify households that have interest in restricted units, waiting lists will be established for each property as herein described. Wait List Eligible Households will be assigned a position on the waiting list by income category and household size. Section 3.1 WAITING LIST INTEREST REGISTRATION FORM. All Interested Households must complete an interest registration form referred to as a "Guest Card." The purpose of the form is to allow the Authority to determine placement on the waiting list based on the information provided by the Interested Household. Interest registration forms will be accepted by phone, by mail, by physical delivery to the individual property management office. Section 3.2 ESTABLISHMENT OF WAITING LISTS. Waiting lists will be maintained for each property for each Income Category at or below 120% of the County median. Waiting lists for transfers will also be maintained for each property in accordance with this Section 3. Section 3.3 ELIGIBILITY FOR WAITING LIST. In order for an Interested Household to become a Wait List Eligible Household and be placed on the waiting list, the Interested Household must meet income eligibility requirements based on the AMI for Riverside County. The Interested Household will also be required to meet additional permissible criteria established by the Authority pursuant to Title 25 that include but are not limited to the following: Section 3.3.1 Must provide income and assets for all household members over the age of 18 (except for Live - In Aides), which in aggregate does not exceed Maximum Household Income. Section 3.3.2 Must provide names and ages of all household members. Section 3.3.3 Must disclose any allowable preferences at time of interest. Section 3.3.4 Current address and contact information. Section 3.4 PLACEMENT ON THE WAITING LIST. All Wait List Eligible Households will be placed on the appropriate affordable waiting list according to allowable Management and Operations — Rental Units 7 Effective 7/1/2008 Administrative Plan preferences, current income, and in the date/time order in which applications are received. Wait List Eligible Households must update the information provided to the manager as necessary during the wait list period in order to remain a Wait List Eligible Household. Section 3.5 NOTIFICATION OF AVAILABLE UNIT. Once the Manager identifies a restricted unit that will become available, Wait List Eligible Households will be notified by U.S. mail and upon request, telephone and will be given 10 days from the date of mailing of notice to respond to the Manager. Wait List Eligible Households will be notified by telephone (as a courtesy) if only a telephone number is provided. Failure of the Wait List Eligible Household to respond within the above time frame above will result in removal from the waiting list. In accordance with this Section, it is the Wait List Eligible Household's responsibility to keep the waiting list information current at all times. In the event contact is not possible due to insufficient or out of date information on file, the Wait List Eligible Household will no longer be deemed 'eligible' and will be removed from the waiting list without further notice. Section 3.6 NOTIFICATION BY WAIT LIST ELIGIBLE HOUSEHOLD OF INCOME OR HOUSEHOLD CHANGES. During the wait list period, any changes to the information provided by the Wait List Eligible Household must be provided to the property manager of the individual property to ensure its placement on the waiting list under the correct income category. At the time the updated information is provided, if the revised household income changes the income category for the Wait List Eligible Household but remains under 120% of the AMI, the household wilt remain 'eligible' but will be placed at the 'bottom' of the new income category list and notified of the change. Section 3.7 WAITING LIST MAINTENANCE AND NOTIFICATION OF CONTINUED INTEREST. Applicants on the waiting list shall confirm every two years that all information is current and timely. The Wait List Eligible Household must notify the individual property management office within 10 calendar days (but not more than 60 calendar days) prior to the two-year anniversary of placement on the list, that the household wishes to remain on the list (continued interest). Failure to notify the property management office within the time frame will result in removal from the waiting list. The Wait List Eligible Households will not be removed from waiting list unless: the household has been on the waiting list for two years and has not declared its continued interest in the program; the household fails to respond to a written request for information; the household fails to keep the information current making contact by the property management office not possible; the household misses a scheduled appointment without prior notification to reschedule; the household requests in writing that the household's name be removed; the household's income or family size has exceeded the limits of the program; or any information or documentation that deems a Wait List Eligible Household to be ineligible (includes the lack of documentation proving eligibility). Section 3.8 ALL UNITS ARE AFFORDABLE. No units owned or operated by the Agency or Authority will be intentionally rented to families above moderate income as Management and Operations — Rental Units 8 defined herein. In the event units are no longer required to be affordable, then the units that are identified as above moderate income, will be rented on a first come, first served basis regardless of income and family size, at the maximum rent as established by the Authority Resolution No. HA 32. Policies of the Plan apply to all tenants regardless of income or family size. Section 3.9 PREFERENCES. Each Wait List Eligible Household will be placed on the applicable affordable waiting list according to allowable preferences. Such preferences must be disclosed at such time as the Interested Household has completed the interest registration form or upon eligibility for said preference, whichever occurs first. Section 3.10 SELECTION FROM THE WAIT LIST UPON UNIT AVAILABILITY. Notwithstanding Section 3.10.4 herein, when a vacancy occurs, a Wait List Eligible Household will be selected to apply as an Applicant for tenancy in the following manner: first from the appropriate income waiting list that satisfies the property's Income by Unit Allocation, then by household size appropriate for the unit in accordance with Authority Resolution HA-22. The household income of an Applicant at the time a restricted unit becomes available will be used to determine the appropriate income category for the Applicant. If at the time a restricted unit becomes available, the Applicant's income is different than the waiting list income category they are selected from, they will be returned to a 'Wait List Eligible Household' status and placed on the appropriate income category waiting list in accordance with the waiting list procedures. The household will be placed at the 'bottom' of the new income category list and notified of the change. If there are no Wait List Eligible Households in the appropriate income category, the next Wait List Eligible Household will be selected from the next lower income category. Upon being selected to apply for tenancy the Applicant will then be required to complete the application process to determine whether they are a Qualified Household under the Plan as more particularly described in Section 4 and 5. Section 3.10.1 Property Income Composition and Income by Unit Allocation. From time to time the Authority may modify the tenant income composition of the property so as to not concentrate a higher percentage of one income level at one property. The Authority will select tenants by income in a manner to ensure decent, safe and sanitary housing and create a suitable living environment that fosters economic and social diversity in the tenant body as a whole by preparing an allocation for this purpose (Income by Unit Allocation). Section 3.10.2 Unit under/over utilization. To avoid overcrowding and prevent underutilization of restricted units, households will be selected in accordance with Agency Resolution No. 484, Authority Resolution No. HA-22, the "Policy on Occupancy Standards." Section 3.10.3 Offer and Acceptance of a Restricted Unit. Once an Applicant is deemed a Qualified Effective 7/1/2008 Administrative Plan Household, the household will be offered an available restricted unit appropriate for the household composition. The Qualified Household has an option to accept or decline the restricted unit, one time, without any effect on its position on the waiting list. A Qualified Household that declines more than one restricted unit will be removed from the waiting list, except to the extent the Qualified Household declines due to a disability or other reasons protected by law. The Authority will take into consideration the needs of the individual household's based on family composition and Fair Housing guidelines when identifying restricted units that become available to the selected household. Upon acceptance of the restricted unit, the Qualified Household will be notified, by telephone and/or in writing of the anticipated date the restricted unit will be available for occupancy. Section 3.10.4 Unit Availability and Transfers. The type of unit that becomes available will determine whether the next Wait List Eligible Household is selected or other special accommodation is made including an existing tenant transfer. Emergency Transfers will have first priority. Disabled Person Accommodations, Required transfers and Medical transfers will have priority in that respective order. Requested transfers will be added to the bottom of the appropriate waiting list unless the request is being considered both by management and the tenant for purposes of mutual benefit to the parties. 3.10.4.a. Emergency Transfer: A transfer of an existing tenant that is necessary due to an emergency condition. Emergency conditions are generally life safety issues that require immediate vacation of the restricted unit. 3.10.4.b. Disabled Person Accommodation: A reasonable accommodation made in accordance with the Americans with Disabilities Act, Section 503 of the Rehabilitation Act of 1973, the Fair Housing Act or applicable state disability law. 3.10.4.c. Reauired Transfer: A transfer that is necessary when a tenant's unit is no longer suitable in accordance with the Authority 's occupancy standards. 3.10.4.d. Medical Transfer: A transfers that is necessary when a tenant provides a verifiable medical reason for such transfer. 3.10.4.e. Requested Transfers: A transfer that is requested by an existing tenant for reasons of benefit to the tenant alone other than the reasons in Sections 3.10.4 a. through d. above. Section 3.11 Conflicts Prohibited. No person who is employed by the Authority, the Agency or the City and who exercises functions or responsibilities with respect to the Properties or programs govemed by this Plan, or any person with business or family relationships with such a person, may, during the period of employment and for one Management and Operations — Rental Units 9 year thereafter, apply for or occupy a restricted unit in the Properties or obtain any other benefit under the programs governed by this Plan. END OF SECTION 3 Section 4 APPLICATIONS AND HOUSEHOLD QUALIFICATION Once a Wait List Eligible Household is selected as an Applicant in accordance with Section 3, the Applicant must submit a completed application in the form acceptable to the Manager that includes the requirements, documentation, verifications, authorizations and certifications required by this Section. Section 4.1 APPLICATION. The completed application will require that the Applicant provide the following: Section 4.1.1 Contact Information. Current address and contact information for the Applicant. Section 4.1.2 Income. Income information for all household members over the age of 18 (except for Live -In Aides), which includes but is not limited to tax returns, pay stubs, bank statements, unemployment earnings statements, and disability or social security earnings statements. Section 4.1.3 Assets. Asset information for all household members over the age of 18 (except for Live -In Aides) which includes but is not limited to any interest in real property other than a primary residence, savings accounts, stocks, bonds, and other forms of capital investments. Section 4.1.4 Affordable Requirements. Must provide necessary documentation to verify affordable criteria has been met by all household members in accordance with Section 4.3. Section 4.1.5 Applicant Lease Requirements. Must provide necessary documentation to verify applicant lease requirements have been met by all household members in accordance with Section 4.2. Section 4.1.6 Identification. All members of the household must provide proof of identification, birth documents for each family member, a current driver's license, or equivalent, for copying. Section 4.1.7 ConsentNerification Forms. Authorization and/or signed consent forms to verify or obtain income, assets, tenant history, background checks (including criminal) and credit reports for all household members over the age of 18. All household members who authorize release of information or background checks have the right to privacy in accordance with federal law. Section 4.1.8 Application Fee. One $30.00 non- refundable application fee is required for each Applicant except as provided in that certain Stipulation for Entry of Effective 7/1/2008 Administrative Plan Judgment, Riverside County Superior Court Case No. INDIO 51124. Section 4.1.9 Other Information. Any other information deemed necessary by the Authority to determine eligibility. Section 4.2 APPLICANT LEASE REQUIREMENTS. The following lease requirements will apply to all members of Interested Households, Wait List Eligible Households, and Applicants: Section 4.2.1 Aqe Requirements. Lease holder(s) must be 18 years or older. All occupants 18 years or older (except for Live -In Aides) must sign the lease for the restricted unit and comply with all requirements of the Plan. Section 4.2.2 Income HistorvNerification. Except for retired persons, Disability Program Participants or other persons receiving similar governmental assistance or lease holder(s) must be employed by current employer for at least one full year or have been employed with prior employer for a minimum of one full year and must provide one month of pay stubs for income verification. Section 4.2.3 Self -Employment. Lease holder(s) that are self-employed must provide copy of previous year's personal tax returns and copies of personal bank statements for the three months prior to date of the lease. Section 4.2.4 Lease Income Requirement. Notwithstanding income requirements in Section 4.3.1 income must be at least 2 % times the rental rate for the restricted unit in order to be considered for occupancy. Section 4.2.5 Rental History. Must provide 1 to 3 years of verifiable rental history from a property management company, real estate company or mortgage company. Private owner history will be accepted only if proof of payment can be furnished, i.e. canceled checks. Section 4.2.6 Credit Requirements. Credit should be in good standing, with no outstanding judgments. Bankruptcies must be re-established for two years with strong employment and rental history. Bankruptcy must not include foreclosure on a home or amounts due from prior apartment rental. Section 4.2.7 Criminal Backaround. A state and nationwide criminal background check will be conducted for every household member over 18, to ensure that applicants meet minimum criteria in accordance with Exhibit B. The Authority has a zero tolerance policy for drug -related activity and violent criminal activity. Any conviction for criminal, violent behavior or drug activity is grounds for denial. Applications will also be denied for any activity that could prove to be detrimental to the health and safety or right to peaceful enjoyment of the other tenants. Section 4.3 AFFORDABLE QUALIFICATION REQUIREMENTS. All households must meet the affordable qualification requirements listed in this section as well as those requirements listed under the Applicant Lease Requirements section of this Plan in order to become a Qualified Household under this Plan. Section 4.3.1 Household Income Criteria. Management and Operations — Rental Units Households applying for tenancy in a restricted unit must have a household income (not including that of Live-in Aides) of not less than twenty percent (20%) of the AMI and not more than one hundred twenty percent (120%) of the AMI. Household incomes will be categorized as very low, low, or moderate pursuant to the definitions applied herein. Section 4.3.2 No Ownership in Real Property or Mobilehomes. No intended occupant of the restricted unit may have owned real property that includes a habitable dwelling unit within the last two years. The only allowable exception is where the applicant has filed court documents for dissolution of marriage or legal separation. Proof of the courts disposition as to the habitable dwelling unit will be required upon receipt by applicant. Proceeds from the sale of real property will be considered as part of the household's income pursuant to Title 25. Section 4.3.3 Certification And Recertification Of Eligibility. Applicants and/or Tenants must agree to provide the documentation prior to lease signing and again prior to lease renewal to certify that the tenant household is eligible within these guidelines. Section 4.3.4 Proof Of Income. Proof of income is required of all occupants over the age of 18 (except for Live -In Aides]. Section 4.3.5 Chanaes In Income. Applicants and existing tenants must agree to notify management of any changes in income of more than 25% of certified income. Section 4.3.6 Primary Residence Requirement. Applicant must agree that the restricted unit will be the primary and sole residence of all occupants listed on the lease agreement. Section 4.3.7 Other Housing Assistance. Any intended occupants or households receiving other housing assistance must disclose the source and amount at time of application or immediately upon receipt of such assistance whichever occurs first. Tenant rent will be adjusted accordingly. Households covered by this section will follow the same policies and procedures to be placed on the wait list of affordable housing. Households covered by this section will be qualified based on the affordable criteria of the assistance provider but will be subject to the remainder of the Plan including Sections 5 and 6. Section 4.4 CREDIT CHECKS. BACKGROUND CHECKS. AND DOCUMENTATION VERIFICATIONS. Subject to the requirements of this Section, all household members over the age of 18 will be required to sign the documents below in order for the Manager to complete a review of the requirements of this Section. Section 4.4.1 Applicant Certifications and Verifications: 4.4.1.a. Authorization for Release of Information Form; 4.4.1.b. Application and/or Tenant Income Certification; 10 Effective 7/1/2008 Administrative Plan 4.4.1.c. Certification that all prospective household members over the age of 18 have read and understand the eligibility requirements in this Plan; 4.4.1.d. Certification that all information is true and complete, that all changes in income and/or household composition will be reported, that all relevant prior housing assistance has been reported, and that the restricted unit will not be a duplicate residence, and acknowledging the potential for criminal and administration actions for false information; 4.4.1.e. Release of information at current or prior addresses for rental verification(s); 4.4.1.f Certification that no child support income is received or, for those who have an open case with Riverside County Child Support Services, certifying that all income from Child Support has been disclosed; 4.4.1.q. Verification that all Alimony/Family Support has been disclosed, when applicable; and 4.4.1.h And any other certification or verification form deemed necessary by the Manager to satisfy a requirement of this Plan. Section 4.4.2 Credit reports and background checks will be obtained for every family member aged 18 years or older in accordance with Exhibit B. Information provided in such reports will be used in determining eligibility for a restricted unit and any one or more of the following findings for any of the intended occupants will result in the denial of the rental application or continued tenancy: 4.4.2.a Amounts owed to any Public Housing Authority, Federal, State or Local housing assistance program. 4.4.2.b Fraud in connection with any Public Housing Authority, Federal, State, or Local housing assistance program. 4.4.2.c An eviction from any Agency property, Authority property, Public Housing Authority, a housing unit deemed 'affordable' in the City, or property by which the Agency, Authority or Public Housing Authority has or had control at the time of tenancy. 4.4.2.d An eviction from any rental housing. 4.4.2.e Any conviction for activity that would be a violation of the crime -free, drug -free housing policy of the Manager. 4.4.2.f A person who is subject to a lifetime registration requirement under a Federal, State or County sex offenders' registration program. Due to the location of restricted units near schools and playgrounds, a person subject to a registration requirement for a stated period of time will be denied during such registration period. Management and Operations — Rental Units 11 4.4.2.q Falsification of identification (includes but is not limited to: birth certificates, government issued identification or documents, identification cards or licenses, social security numbers or cards). 4.4.2.h Falsification or concealment of iincome, assets or documentation for the purpose of obtaining assistance. 4.4.2.i False statements or willful omissions made at any time during eligibility, qualification, the application process, or subsequent leasing and tenancy for the purpose of obtaining assistance. Section 4.5 ADDITIONAL DOCUMENT SUBMITTAL. Once the application has been submitted, any additional documents required by the Manager, must be submitted within ten (10) days or ten (10) days from the date the additional documents were requested whichever is later. If the Eligible Household is unable to obtain documents within specified time frame, an extension of ten (10) days may be requested. Failure of the household to provide, obtain or authorize necessary documentation or background checks will be cause for the application to be denied. After a denial pursuant to this section, the household would be required to contact the property manager and request that it be added to the bottom of the appropriate waiting list as an Interested Household. Section 4.6 APPLICATION ACCURACY. All information in the completed application is required to be as accurate as possible to prevent any discrepancies and/or cause a denial of application. This includes any requirements in this Section or the Plan. Section 4.7 APPLICATION APPROVAL/DENIAL. Upon receipt of a completed application, the Manager will process the application including verifications of income(s), assets, tenant histories, background checks and credit reports. Upon satisfactory review of all documentation required by this Section, the Applicant will be notified via mail of approval for tenancy. If the application is approved, the household shall be deemed a Qualified Household. If the application is denied, the applicant shall receive written notice of ineligibility including the reasons for the denial, and shall have the right to appeal through the Grievance process in accordance with Section 8. END OF SECTION 4 Section 5 LEASING POLICIES AND PROCEDURES The Authority operates the restricted units with leasing standards that will ensure the continued success of our affordable programs as well as comply with fair housing laws. The Authority and its representatives, including management company personnel, will not discriminate against any person on the basis of race, creed, color, sex, religion, national origin, familial status, sexual orientation, political beliefs, disability or handicap. Prior to admission into a unit, all adult household members that will be residing in the unit must sign a lease. Section 5.1 RESIDENTIAL LEASE AND ADDENDUMS. Once an Applicant becomes a Qualified Effective 7/1 /2008 Administrative Plan Household, a residential lease will be signed by the household members required under Section 4. The residential lease may include addendums that satisfy the requirements of this Section and will be considered a part of the residential lease. No tenant will occupy a unit without an executed residential lease. Only at such time as the tease is fully executed will it become enforceable. The residential lease will include the following information: Section 5.1.1 Effective Dates or Term of the Lease. Section 5.1.2 Parties to the Lease: all occupants listed and designated as adults or minors. Section 5.1.3 The unit location or apartment number. Section 5.1.4 The maximum occupancy Section 5.1.5 The terms including but not limited to: the rental rate and date due, late charges, returned check charges, methods of payments, location where rental payments are accepted, prorations, deposit requirements and allowable uses, cable cost, gate access, utility payment requirements or adjustments, assigned parking space designations and any rent incentives in effect. Section 5.1.6 The policies of the property as updated from time to time, also known as the House Rules and Regulations, will include but not be limited to: 'Noise • Personal property responsibility •Waterbeds • Liabilities •Housekeeping • Crime/drug free housing • Plumbing . Use of patio/balconies ' Damage Appliance agreements •Vehicles and vehicle parking • Satellite dish and/or antennas •Security •Pet or Companion Animal Policy •Lockout policy • Guest and Visitor occupancies • Absences from the restricted unit in excess of three (3) weeks including vacations, military duty, medical conditions or to care for a family member not residing at the unit due to serious illness • Unit inspections • Amenity Area guidelines Apartment condition, alterations, and damages .Subletting, Assigning, Subleasing Tenants and all members of the household over the age of 18 will be required to acknowledge receipt of such Rules. The Manager will notify tenants of any violations of property rules, regulations and all other violations of tenant leases in writing, and where applicable noticed in accordance with applicable law covering such a violation. Management and Operations — Rental Units 12 Section 5.1.7 The policies and regulations regarding notices for vacating. Section 5.1.8 The policies with regard to condemnation. Section 5.1.9 The policies regarding attorney's fees and costs. Section 5.1.10 Notice of applicable laws, i.e., Megan's law, Lead -Based Paint, Mold, etc. Section 5.1.11 Policies imposed as a part of participating in the Authority's affordable housing program, if applicable (i.e., annual recertification requirements). Section 5.1.12 Policies on Maintenance and entry to restricted units, smoke detector/alarm responsibilities, and definitions of normal wear and tear. Section 5.1.13 Policies on Standard Maintenance and Emergency Repairs. Section 5.1.14 Policies on Insurance for Renters and Personal Property. Section 5.1.15 Signatures of Tenant (and all members required to sign) and Owner or Owner's Agent. Section 5.2 LEASE DEPOSITS. Balance of deposit, move -in prorates and the first full month of rent must be in the form of a money order or cashier's check. Section 5.3 LEASE PAYMENTS AND LATE CHARGES. All payments for rent and late charges will be paid at a location slated in the Residential Lease. Section 5.3.1 Rent is due on the 1st of each month. Section 5.3.2 Rent is late after the close of business on the 5m at 5:00 p.m. PST unless otherwise provided in the lease agreement. Section 5.3.3 Late fees will be imposed at 5:01 p.m. PST on the 5`" of each month. Section 5.3.4 All payments of rent, late charges, attorneys fees, cable or any other payments made to management offices are to be made by personal check*, money order, or cashier's checks directly to the management office. NO CASH PAYMENTS FOR RENT WILL BE ACCEPTED except for a Three (3) Day Pay or Quit payment. Section 5.3.5 Payments will be accepted at the location stated in the residential lease, unless notified in writing by the Manager of an alternate acceptable location ten (10) days prior to rent due date. *Personal checks will be accepted so long as there have been no checks returned for non -sufficient funds in the previous 12 months. Section 5.4 LEASE AMENDMENTS. All amendments to leases must be in writing and signed by both parties. Effective 7/1/2008 Administrative Plan Oral agreements or modifications will not be enforceable and shall be void unless written and signed by both parties at the time of agreement. Section 5.5 LEASE MODIFICATIONS. Lease modifications will be made to the residential lease form as necessary to accommodate any changes of the affordable program, clarification to policies or applicable laws. Section 5.6 PRE -OCCUPANCY INSPECTION. An authorized representative of the Manager and an adult member of the household will inspect premises prior to commencement of occupancy. A move -in inspection form indicating conditions of premises will be made, signed, and filed in applicant file. Section 5.7 RENTAL RATES Section 5.7.1 Setting Rental Rates. Rents will be established annually as set forth in Resolution No. HA-32 adopted August 24, 2006, "Procedure for Setting Rental Rates". Section 5.7.2 Rental Rents Based on Standard Occupancy. Rents will be established pursuant to California Law Health and Safety Code Section 50052.5 as it relates to standardized occupancy based on unit size, which is one person in the case of a studio unit, two persons in the case of a one -bedroom unit, three persons in the case of a two - bedroom unit, four persons in the case of a three -bedroom unit, and five persons in the case of a four -bedroom unit. Actual occupancies of each unit will be in accordance with Resolution HA-22. Section 5.7.3 Household Rent. Individual household rent shall be established after compilation of all household members' sources of incomes, assets and allowable deductions, and proper notification. Section 5.8 MAINTENANCE AND ENTRY TO RESTRICTED UNITS Section 5.8.1 Inspection The Manager or its agent or agents shall be allowed to enter the apartment as provided by state law. Upon 24-hour notice, the Manager may enter to inspect the condition of the premises and/or appliances therein. In the event of an emergency, an authorized representative of the Manager has the right to enter the restricted unit without notice. Section 5.8.2 Service Reauest It is the Tenant's responsibility to call in all service requests to the property office location. Tenants must allow maintenance staff permission to enter the restricted unit to perform a maintenance request in the event the Tenant is not home or schedule an appointment during the maintenance hours Monday through Friday, between 9:00 a.m. and 5:00 p.m. All service request response will be within a 24-hour period. Section 5.9 LEASE RENEWALS Leases under consideration for renewal by the Manager must be renewed prior to the stated expiration of the residential lease or the tenant reverts to a month -to -month tenancy at the maximum rental rate for the restricted unit. Leases under consideration for renewal by the Management and Operations — Rental Units Manager for tenants that were previously deemed a Qualified Household must recertify their eligibility status annually in accordance with Section 6 below. Section 5.10 NO SUBLETTING The leases shall prohibit subleasing of restricted units in whole or in part. Section 5.11 LIVE-IN AIDES A Live -In Aide will be allowed, provided he or she is essential to the care and well-being of an elderly or disabled person who resides within a restricted unit. The Live -In Aide will be subject to this Plan except where noted and will be required to sign a consent for the purposes of a background check, proof of qualification, and proof of employment as a live-in aide. The Live -In Aide will also acknowledge acceptance of the terms of occupancy in a restricted unit. The addition of a Live -In Aide must not overcrowd the unit as prescribed in the Occupancy Standards Resolution 484 and HA 22. Section 5.12 PETS The leases shall require tenants to comply with the pet policy attached as Exhibit D. END OF SECTION 5 Section 6 RECERTIFICATION REQUIREMENTS Section 6.1 REQUIRED ANNUAL RECERTIFICATION. Qualified Households with a current lease will be required to recertify annually to ensure the household remains a Qualified Household. Failure to recertify will result in the termination of tenancy. Section 6.1.1 Recertification Appointments. The Manager will set appointments with the tenant to bring in the necessary documentation for income and household recertification. Manager will set the appointment with the tenant in advance of the lease renewal date so as to give proper notice to the tenants of any rental rate adjustment. A tenant that does not commit to an appointment with the Manager, does not show up for an appointment, or does not provide all the proper documentation will be given notice of discontinuation of assistance and return to the maximum rental rate at the end of the lease term, but no later than 90 days from the date of the request for the appointment by Manager. Section 6.1.2 Recertification Documentation. The Manager will request the necessary documentation for the purpose of recertifying the household as a Qualified Household, including but not limited to: Section 6.1.2.a Income information for all household members over the age of 18 (except for Live -In Aides), which includes but is not limited to tax returns, pay stubs, bank statements, unemployment earnings statements, and disability or social security earnings statements. Section 6.1.2.b Asset information for all household members over the age of 18 (except for Live -In Aides), which includes but is not limited to any interest in real property other than a primary residence, savings accounts, stocks, bonds, and other forms of capital 13 Effective 7/1/2008 Administrative Plan investments. Section 6.1.2.c Must provide necessary documentation to verify affordable criteria as listed in Section 4.3 have been met by all household members. Section 6.1.2.d Must provide necessary documentation to verify applicant lease requirements in Section 4.2.1 through 4 have been met by all household members. Section 6.1.2.e AD members of the household must provide proof of identification for copying. Section 6.1.2.f Authorization and/or signed consent forms to verify or obtain income, assets, identification and employment information for all household members over the age of 18. All household members who authorize release of information or background checks have the rights to privacy under federal privacy laws. Section 6.1.2.a Any other information deemed necessary by the Authority to determine eligibility. Section 6.1.3 Annual Recertification Confirmation as a Qualified Household. Upon receipt of all required recertification documentation required by this section, the Manager will confirm that based on the documentation provided by the household that the household remains qualified. In the event the household's income requires that the income category of the household be changed in either direction, the Manager will adjust the terms of the new lease to reflect the change in income category. (The Manager will re -lease restricted units according to the income by Unit Allocation through vacancies to accommodate the change in income of households during recertification.) In the event that a household no longer can be deemed a qualified household after recertification, the tenant will revert to a month -to - month tenancy at the maximum rental rate for the restricted unit for a period of not more than six (6) months at which time, with proper Notices having been given, will vacate. Section 6.2 CIRCUMSTANTIAL OR INTERIM RECERTIFICATION. A circumstantial or interim recertification may be conducted on a case -by -case basis when deemed necessary, by Manager but only once during the term of an executed lease. Such recertification would initiate a new anniversary date for the revised or amended lease. This review may occur for either of the following reasons: Section 6.2.1 Chances in Household Size. Any increase or decrease in household size. Section 6.2.2 Chanae of Household Income. Any increase or decrease in household income in excess of 25 percent. Section 6.3 TEMPORARY RECERTIFICATION. Recertification may be done on a monthly or quarterly basis upon declaration by a Tenant that the household income has temporarily decreased due to unemployment or disability. Proof of unemployment or disability will be required. Section 6.4 ANNUAL INSPECTIONS. At least once annually, an inspection will be conducted by the Manager to verify that the tenants occupying the restricted unit have maintained the unit in good condition. Such inspections will be by appointment, but may or may not require the tenant to be present. Section 6.5 FALSE STATEMENTS AND WILLFUL OMISSIONS. False statements or willful omissions made during the recertification process may result in denial of assistance or in the recapture by the Authority of the rental assistance for the previous 12-month period. END OF SECTION 6 Section 7 TERMINATION OF TENANCIES AND MOVE - OUT PROCEDURES Section 7.1 TERMINATION OF TENANCIES OTHER THAN BY EVICTION. The procedures noted in this Section 7.1 do not apply to evictions. Section 7.1.1 End of Lease Term. With proper notice, as described in this section, the Manager or Tenant may terminate a tenancy at the expiration of the residential lease without reason or cause. Section 7.1.2 During a Lease Term. A tenancy may be terminated during a lease term without the termination being deemed an eviction under the following circumstances: Section 7.1.2.a Death of the sole tenant of a unit. Section 7.1.2.b By abandonment of the premises by the tenant as determined in accordance with Civil Code section 1951.3. Section 7.1.2.c By the determination by the Manager of tenant ineligibility under this Plan. Section 7.1.2.d By agreement of both the Manager and the tenant. Section 7.1.3 Notices to Vacate for Termination of Tenancies Other Than by Eviction. All notices will be given as provided for under California law. Section 7.1.3a Tenant Notices to Vacate. Tenants providing a written "Notice of Intent to Vacate", the manager must give 30 days written notice to the Manager or as prescribed by current law, or as such law may be amended from time to time. Section 7.1.3b Manaaement Notices to Vacate. When the Manager provides a written "Notice of Termination of Tenancy", the Manager must give a 30, 60, or 90-day notice to the tenant in accordance with applicable law. Under California law, notices provided at the end of the lease term do not require reason or cause. Management and Operations — Rental Units 14 Effective 7/1/2008 Administrative Plan Section 7.1.4 Move -out Procedures. At such time as a tenant or Manager provides a Notice to Vacate as detailed in this section, inspections may be requested and will be conducted in accordance with CC §1950.5(f) as amended from time to time. Section 7.1.4a Notice of Option to Request an Initial Inspection. Tenants may request an initial inspection of their unit upon providing a 30-day vacating notice to the Manager. All pre -inspections must be requested in writing by the tenant, otherwise the Manager will not conduct one. Tenants may be present during any of the inspections; however, the inspections may take place in the absence of the tenant. Section 7.1.4b Schedulina the Initial Move -out Inspection. A mutually agreeable time and date will be attempted to schedule the initial inspection. It will not be scheduled more than two weeks prior to the tenant vacating or the end of the lease date. Scheduling should allow tenant ample time to perform repairs and/or cleaning enumerated during the initial inspection. The Manager will give tenant at least 48 hours notice of initial inspection. Section 7.1.4c Opting Out of a Pre -Inspection. If the tenant does not request a pre - inspection, the Manager will not conduct one. Upon the tenant vacating, the Unit will be inspected to determine the work necessary to prepare the unit to market and re -lease. Tenants are strongly encouraged to request an initial inspection. Section 7.1.4d Inspection Exceptions. The Manager is not required to perform an initial inspection if the tenant has been served with any form of eviction notice because the tenant has failed to pay the rent, violated a provision of the lease or the rental agreement, materially damaged the property, committed nuisance, or used the property for an unlawful purpose. Section 7.1.4e Inspection Findings. All corrections identified during any pre - inspection or final inspection will be noted and a copy will be provided to the tenant as an itemized statement specifying the repairs or cleaning that will be the basis for deductions to the security deposit. Deductions cannot be taken for conditions caused by normal wear and tear during tenancy or previous tenancies, or for cleaning rental unit that is as clean as it was when the existing tenant moved in. Section 7.1.4f Final Inspection. A final inspection will be scheduled at the time of move -out. The final inspection will be made to note any remaining items not addressed by the Tenant that are still in need of repair. Section 7.1.5 Maintenance and Repairs Necessary Due to Impendina Move -out. Any corrections identified during an initial move -out inspection and noted on the itemized statement may be corrected by the tenant by performing any required maintenance as permitted during the period following the initial move -out inspection through the termination of the tenancy in order to avoid deductions from the security deposit. The tenant may not perform any Management and Operations — Rental Units 15 repairs that are prohibited by the rental agreement or lease. Section 7.2 TERMINATION OF TENANCY THROUGH, EVICTION. This Section 7.2 covers eviction policies and reasons for commencing eviction proceedings. Section 7.2.1 Reasons for Eviction. Section 7.2.1a Violations of the Lease. Violations of any of the lease terms may result in termination of the lease and eviction. These include but are not limited to, violations of the crime -free, drug -free housing policy, disruptions of the peaceful enjoyment of other residents in the community, any health and safety condition caused by the tenant, the nature of which jeopardizes the other residents of the community. Section 7.2.1 b Non -Payment of Rent. Processes for non-payment of rent and the procedures for filing an unlawful detainer will follow the procedures as outlined in the California Code of Civil Procedures and the California Civil Code. Section 7.2.1 c Misreoresentation of Eliaibilitv Under the Plan. False statements or willful omissions made for the purposes of obtaining or retaining a restricted unit. Section 7.2.2 Eviction Process. Section 7.2.2a Eviction Notice. Once it has been determined that the Manager will proceed with an eviction, the Manager will serve the tenant with a notice to voluntarily vacate the rental unit within the specified time period. Section 7.2.2b Verification of Occupancy. After the tenant's Eviction Notice expires, the Manager will attempt to verify occupancy. If the restricted unit is still occupied and no arrangements have been made to vacate, proceedings for a court ordered eviction will commence. If the tenant has vacated, but has an outstanding balance due for the tenancy or unit repairs and the security deposit is insufficient to cover such costs, the Manager will attempt to collect for the balance due and use any remedies available including court action. In the event there are sufficient monies available within the security deposit to cover any amounts due from the tenant, the deductions and/or refunds shall be made to the security deposit in accordance with CC § 1950.5 as amended from time to time. Section 7.2.2c Unlawful Detainer. An unlawful detainer will be filed with the superior court in accordance with California law. This assures the tenant the right to a court hearing if the tenant believes that the Manager has no right to evict the tenant. Section 7.3 REFUND OF SECURITY DEPOSIT. Security deposit refunds will be processed in accordance with CC §1950.5 as amended from time to time. Section 7.3.1 Notification of Itemized Security, Deposit Disposition. After inspection and assessment of the conditions of the vacated unit, and after completing repairs or receiving the invoice/receipt, the Manager will notify the tenant of the security deposit disposition within ninety (90) Effective 7/1/2008 Administrative Plan days. The Manager will mail or deliver a copy of an itemized statement indicating the detailed charges against the security received and the amount to be refunded, if any. Attached to the itemized statement to the tenant shall be copies of invoices and charges incurred in order to clean or repair the unit. Section 7.3.2 Tenant's Entitlement to Security Deposit. If tenant is not notified as to the disposition of the security deposit within the required notification period in Section 7,3.1, the tenant shall be entitled to 100 percent of the original security deposit amount. END OF SECTION 7 Section 8 GRIEVANCE PROCESS Section 8.1 GRIEVANCE APPLICABILITY. This grievance procedure shall be applicable to any Applicants and tenants of the Authority. Grievances that may be considered under these procedures will include actions related to tenancy matters, but not including non-payment of rent and other the matters governed by Section 7.2. Under no circumstance may a Grievance be filed after issuance of any notice in accordance with Section 7.2.2. A copy of this grievance policy shall be provided to all Tenants. Section 8.2 GRIEVANCES. The tenant grievance process is not intended to replace the normal interactions that will occur between tenants and the Manager, and is not intended to be used prior to an issue first being raised with the Property Manager. Only when a tenant has made all attempts to resolve a complaint may a complainant seek the following remedies outlined in this process. Section 8.2.1 Informal Grievance. Any grievance shall be presented to the Property Manager either orally or in writing, within thirty (30) days after the grievance arose so that the grievance may be discussed informally and hopefully resolved. Section 8.2.1.a. The Property Manager shall meet with the complainant within twenty-four (24) hours if possible, at which time the complainant may present oral and written evidence or documentation. A written summary of this discussion, the decision and the reasons for the decision will be prepared by the Property Manager within five (5) days and a copy will be provided to the complainant, with a copy to be filed in the complainant's file. The summary will include a decision and any steps that will be necessary to resolve any grievances. Section 8.2.1.b. If not resolved by Property Manager, Regional Supervisor to meet with resident within seven (7) days of meeting with Property Manager, at which time the complainant may present oral and written evidence or documentation. Summary of the Regional Supervisor's decision and the reasons therefore to be put in writing within five (5) days, copy to file and complainant. Regional Supervisor, Vice -President to meet with complainant within fourteen (14) days of meeting with Regional Supervisor, at which time the complainant may present oral and written evidence or documentation. Summary of the Vice -President's decision and the reasons therefore to be put in writing within ten (10) days, copy to file and complainant. Section 8.2.2 Informal Hearina. If the complainant is not satisfied with the Vice -President's decision, the complainant must submit a written request within ten (10) calendar days after receipt of the summary from the Vice - President, at which time the Management Company will arrange for an impartial, third party mediation service to hear the matter within twenty-one (21) days. The complainant will be afforded fair due process safeguards as prescribed by Fair Housing Laws, including but not limited to the rights to present oral and written evidence and to be represented by an attorney. Summary of the decision of mediation service to be provided to complainant and a copy to the Authority. Section 8.2.3 Unresolved Grievances. If the complainant is not satisfied with the outcome of the process in Section 8.2.1 through 8.2.2, he or she may submit a written request to the Executive Director within ten (10) calendar days after receipt of the summary from the Mediator. The Executive Director shall review the request within ten (10) days and determine whether the decision should stand, be revised or reviewed further. The Executive Director shall be the final authority for purpose of interpretation of the requirements of the Program, upon a written request for interpretation. END OF SECTION 8 Section 8.2.1.c. If not resolved by Management and Operations — Rental Units 16 Effective 7/1/2008 Administrative Plan EXHIBIT A MULTIFAMILY APARTMENTS ONE QUAIL PLACE 72-800 Fred Waring Drive DESERT POINTE 43-805 Monterey Avenue NEIGHBORS 73-535 Santa Rosa Way TAOS PALMS 44-830 Las Palmas Avenue CALIFORNIA VILLAS 77-107 California Drive LAGUNA PALMS 73-875 Santa Rosa Way COUNTRY VILLAGE 42-455 Washington Street PALM VILLAGE 73-650 Santa Rosa Way SAGE CREST 73-775 Santa Rosa Way 144-200 San Pascual 4 tlntts Telephone 384 (760) 568-9835 64 (760) 340-6945 24 (760) 836-1455 16 (760)340-6945 141 (760) 345-0452 48 (760) 836-1455 66 (760) 568-9835 36 (760) 836-1455 14 (760) 674-1139 SENIOR APARTMENTS LAS SERENAS 73-315 Country Club Drive THE PUEBLOS 73-695 Santa Rosa Way PUEBLOS EAST 73-697 Santa Rosa Way CATALINA GARDENS 73-600 Catalina Way CANDLEWOOD 74000 - 74002 Shadow Mountain Drive LA ROCCA VILLAS 42-135 Golden Eagle Lane 150 (760) 773-9040 15 (760) 568-3640 4 (760) 568-3640 72 (760) 568-3640 30 (760)568-3640 27 (760) 773-9040 Management and Operations — Rental Units 17 Effective 7/1/2008 Administrative Plan EXHIBIT B NON-EXCLUSIVE LIST OF REQUIRED AND PERMISSIVE BACKGROUND CHECK INFORMATION BY TYPE OF FUNDING SOURCE OF INFO INFORMATION Law Enforcement Agencies Illegal Drug Use FEDERAL FUNDS INVOLVED INVESTIGATION Required DISCLOSURE & CONSENT Housing Auth. must require & applicant must consent Drug Use that interferes with Required Housing Auth. must health & safety of others require & applicant must consent Sex Offenses Required Housing Auth. must require & applicant must consent "Serious" Crimes May obtain Must notify applicant, if • murder, mayhem, rape, burglary basis for denial • hate crimes • offenses re firearms/explosives • felonies involving drugs, alcohol • domestic violence Juvenile records Prohibited N/A Arrests not resulting in conviction Prohibited N/A State/Federal Social Security Numbers Required Housing Auth. must Government require & applicant must consent Citizenship/Residency Information Required Housing Auth. must require & applicant must consent Income/family composition & tax Required Housing Auth. must info, to verify eligibility require & applicant must consent Credit Agencies Investigative Consumer Report May obtain Housing Authority • Credit history must notify applicant • Character • Reputation • Personal characteristics • Mode of living • Convictions May obtain, Housing Authority • Civil Actions but only if must notify applicant • Tax Liens credit agency • Outstanding judgments has verified info within 30d of disclosure • Bankruptcies more than 10y Prohibited N/A prior • Civil judgments more than 7y old Public Records Relevant background information May obtain Must notify applicant, if Obtained From • Creditworthiness basis for denial. Other Sources; • Credit standing Consent Interviews with • Credit capacity recommended. Neighbors, • Civil actions Friends & • Convictions Associates • Tax liens • Outstanding judgments • Character • General reputation • Personal characteristics • Mode of living FEDERAL FUNDS NOT INVOLVED INVESTIGATION May obtain May obtain May obtain May obtain DISCLOSURE & CONSENT Must notify applicant, if basis for denial Must notify applicant, if basis for denial Must notify applicant, if basis for denial Must notify applicant, if basis for denial Prohibited N/A Prohibited N/A May obtain Application must indicate disclosure is voluntary Prohibited N/A. But, if Housing Auth. Has unsolicited evidence that applicant is undocumented, it must reject the application Required Housing Auth. must require & applicant must consent May obtain Housing Authority must notify applicant May obtain, but only if credit agency has verified info within 30d of disclosure Prohibited May obtain Housing Authority must notify applicant N/A Must notify applicant, if basis for denial. Consent recommended. In addition to credit reporting agencies, background check information may be obtained from Westlaw, Lexis, DataQuick, Merlin, Choice Point, and similar reputable resources. Management and Operations — Rental Units 18 Effective 7/1/2008 Administrative Plan EXHIBIT C RCHA EAST RIVERSIDE COUNTY UTILITY ALLOWANCES Housing Authority of the County of Riverside Housing Allowances for Tenant Furnished Utilities and Other Services Effective: 07/05/2007 Locality: East County Dwelling Unit Size Heat GAS / PROPANE {ELECTRIC Air Conditioning (Blower (Evap Cooler / Heat Exchanger) 0 Cooking GAS / PROPANE ELECTRIC Other Electric (Lighting and Refrigeration) Water Heating (GAS / PROPANE ELECTRIC Water Service - Domestic Use Water Service - Evap / Swamp Cooler 'Sewer 'Trash 'Refrigerator (if supplied by Tenant) 'Stove/Range (if supplied by Tenant) OBR $14 $27 $7 $1 $2 $5 $12 $6 $13 $14 $11 $20 $21 $4 �'$4 1BR $20 $37 $10 $2 $3 $6 $14 $9 $18 $20 $15 $20 $21 $4 $4 2BR 3BR $26 $31 $48 $59 $13 $16 $2 $3 $4 $5 $8 $10 $18 $22 $11 $13 $23 $29 $25 $31 $19 $23 $20 $20 $21 $21 $4 $4 $4 1 $4 This chart is current from 07/05/2007 through 06/30/2008. Deanna Lorson, Managing Director 4BR 5BR 6BR $40 $46 $51 $75 $85 $96 $20 $23 $26 $4 $4 $5 $6 $7 $8 $13 $15 $16 $28 $32 $36 $17 $20 $22 $36 $42 $47 $39 $45 $51 $30 $34 $38 $20 $20 $20 $21 $21 $21 $4 $4 $4 $4 $4 $4 Management and Operations — Rental Units 19 Effective 7/1/2008 Administrative Plan EXHIBIT D PET POLICY PURPOSE Section 1 Permitted Pets Section 1.1. Elderly Households are allowed to keep common household pets in their restricted unit in accordance with this Pet Policy, including one cat or one dog, or either one or two birds, or fish in an aquarium. AU pets must be registered with the Manager before being brought onto the premises, and registration must be updated each year at annual re-examination. Section 1.2. Tenants with a Disability may keep a service or companion animal in accordance with applicable disability laws. All service animals need to wear identifying gear such as tags, harnesses, or capes when outside of the restricted unit. Section 1.3. No vicious or intimidating animal or pet is to be kept on the premises (this includes any animal whose bite is venomous or any animal that has previously bitten anyone). Section 2 Required Fees and Payments Section 2.1. The tenant will be responsible for all reasonable expenses directly related to the presence of the animal or pet on the premises, including the cost of repairs and replacement in the restricted unit, and the cost of animal care facilities if needed. These charges are due and payable within 30 days of written notification. Section 2.3 Service animals will not be charged a pet deposit, but the Tenant is liable for any damage caused by the animal. Section 2.4. For other animals, the Authority will charge a refundable pet deposit of $200 for each pet. Section 2.5. The Authority will refund the unused portion of the deposit to the tenant within a reasonable time after the tenant moves from the property, or no longer owns or has a pet present in the tenant's restricted unit, if the tenant no longer has the pet, an inspection of the unit must be done to provide evidence that there is no damage to the restricted unit caused by the pet. Section 3 Limitations Section 3.1. Authority's authorization for pet(s) will be given on a year -by -year basis. Section 3.2. Except for service animals, no pet will be allowed if weight exceeds 25 pounds. The 25-pound limit is for the expected adult weight of the animal. Section 3.3. Fish aquariums must not exceed 15 gallons of water. Section 3.4. All pets must be effectively restrained and under the control of a responsible person when passing through a common area, from the street to the restricted unit, etc. Dogs must be on a leash at all times when not in the rental unit. Section 4 Registration Section 4.1. Registration in accordance with Section 1.1 must include the following: A certificate signed by a licensed veterinarian stating that the pet has received timely all inoculations currently required by state and local laws; a picture must be provided at time of registration; and the name, address and phone number of person designated responsible for the pet in the tenant's absence. Section 4.2. All animals or pets are to be spayed or neutered. If animals are not spayed or neutered and have offspring, the tenant household is in violation of this rule. Section 5 Sanitation Standards Section 5.1. Any animal or pet waste deposited must be removed immediately by the pet owner. Tenants will take adequate precautions to eliminate any animal or pet odors within or around the restricted unit and maintain the restricted unit in a sanitary condition at all times. Section 5.2. All animals or pets are to be fed inside the restricted unit. Feeding is not allowed on porches, sidewalks, patios or other outside area. Section 6. Potential Problems and Solutions Section 6.1. Tenants will not permit any disturbances by their pet, which interferes with the quiet enjoyment of other tenants; whether by loud barking, howling, biting, scratching, chirping or other such activities. Section 6.2. The Authority may enter the tenant's restricted unit to inspect the premises when circumstances so warrant, to investigate a complaint that there is a violation, and/or to check on a nuisance or threat to health and safety of other tenants. Section 6.3. If the pet is threatened by the incapacitation or death of the owner (or by extreme negligence), and the person designated pursuant to Section 4.1 is unwilling or unable to care for the pet, the Authority may place the pet in proper facility for up to 30 days at the pet owner's expense. If there is no other solution at the end of 30 days, the Authority may donate the pet to a humane society. Cost of this professional care will be borne by the pet owner. Management and Operations — Rental Units 20 Effective 7/1/2008 Administrative Plan Section 6.4. Excluded from the premises are all animals and/or pets not owned by tenants, except for service animals. Section 6.5. The authorization for a household pet(s) may be revoked at any time subject to the Authority's grievance procedure if the pet becomes destructive or a nuisance to others, or if the tenant fails to comply with this policy. Section 6.6. Violation of this Pet Policy by a Tenant is subject to: Mandatory removal of the pet from the premises within 3 days of notice from the Authority; or if for a threat to health and safety, removal within 24 hours of notice; or Lease termination proceedings. Section 7 Indemnification by Pet Owner Section 7.1. The Tenant shall indemnify, defend and hold harmless the Authority, the Agency and the City from and against any and all claims, actions suits, judgments and demands brought about by actions or damages caused by the Tenant's pet(s), guide animal, hearing animal, assistance animal, seizure response animal, companion animal, or emotional support animal. Any injury or damage to persons or property caused by Tenant's pet(s), guide animal, hearing animal, assistance animal, seizure response animal, companion animal, or emotional support animal shall be the liability of said Tenant. At the Tenant's discretion and expense, Tenant is responsible for securing liability insurance for such purpose. This policy is incorporated by reference into the Lease Agreement signed by the resident, and therefore, violation of the above Policy will be grounds for termination of the lease. Acknowledgement by Tenant END OF EXHIBIT D Management and Operations — Rental Units 21 Effective 7/1/2008 Administrative Plan EXHIBIT E HOUSING AUTHORITY ZERO TOLERANCE POLICY PURPOSE It is the policy of the Authority that prohibited criminal activity will not be tolerated. "Prohibited criminal activity" includes violent and drug -related criminal activity or any criminal activity that threatens the health, safety or right to peaceful enjoyment of other residents or others in the immediate vicinity in any housing property and/or program administered by the Authority. A copy of this Zero Tolerance Policy shall be made available to all applicants and tenants in Authority -administered programs. POLICY The Authority will foster crime -free housing by implementing aggressive strategies that will reflect a zero tolerance of prohibited criminal activities by enforcing the following actions: 1. Deny or terminate assistance to any household containing a member that is currently engaging in, or has engaged in during a reasonable time before applying (as determined by the Authority): (a) drug -related criminal activity; (b) violent criminal activity; (c) other criminal activity that would threaten the health, safety, or right to peaceful enjoyment of the premises or other residents; or (d) other criminal activity that would threaten the health or safety of any Authority employee, contractor subcontractor or agent of the Authority. 2. Applications will also be denied for any other activity that could prove to be detrimental to the health and safety or right to peaceful enjoyment of the other tenants. 3. Conduct a state and nationwide criminal background check for every household member over 18, to disclose any criminal background information. Any conviction for criminal, violent behavior or drug activity during a reasonable time before applying (as determined by the Authority) is automatic grounds for denial. 4. Alert tenants residing in the Authority owned housing properties about their obligation to keep restricted units free from prohibited criminal activity. 5. Incorporate an addendum to all leases that includes grounds for termination of tenancy due to criminal activity. 6. Provide management with required guidelines for screening potential and existing tenants, inspecting the premises of the property, and taking action against tenants engaged in criminal activity, fraud, or any nuisances. 7. Work collaboratively with law enforcement agencies to assist in the enforcement of the Zero Tolerance Policy, as well as crime patterns and other potential problems. Acknowledgement by Tenant END OF EXHIBIT E Management and Operations — Rental Units 22 Effective 7/1/2008 Administrative Plan EXHIBIT F HOUSING AUTHORITY PROPERTIES RESIDENT SERVICES BUILDINGS HOUSE RULES GROUP USE PRIORITIES 1 Permission for use of the Housing Authority Properties Resident Services Buildings shall be granted to the following on a first- come/first-served basis, subject to the following priorities. 1. Housing Authority Properties Leasing Office Activities or Meetings, 2. Housing Authority Properties Tenants Activities and Programs organized or approved by the Property Manager (may include daily routine activities). 3. City of Palm Desert, Palm Desert Redevelopment Agency, and Palm Desert Housing Authority meetings or activities. RESIDENT SERVICES BUILDINGS HOUSE RULES 1 1. Operations Hours are 8:00 a.m. to 5:00 p.m., Monday through Friday, except City observed Holidays which are as follows: New Year's Day, New Year's Eve, Martin Luther King Jr. Birthday, President's Day, Memorial Day, Independence Day, Labor Day, Veteran's Day, Thanksgiving Day, and Christmas Day, and Christmas Eve. The Housing Authority Administrator, at his/her discretion, may authorize alternate operating hours from time to time with the proper facility supervision. 2. No disorderly or illegal conduct shall be permitted during any activities or programs offered in or during the use of the Resident Services Buildings. 3. Smoking is prohibited in the Resident Services Buildings and within 40 feet of all entrances or exits. 4. Pets, other than those assisting persons with disabilities, are not permitted on the Resident Services Buildings property. 5. No food or drink is allowed inside the Resident Services Buildings building except during organized functions. 6. No alcoholic beverages or controlled substances of any kind are permitted on the Resident Services Buildings property. 7. The Resident Services Buildings is not responsible for lost or stolen items. It is strongly recommended that items of value not be brought into the building or on the premises. 8. Access to the Community is such that tenants and attendees will be walking through residential communities. Courtesy for the quiet enjoyment of the surrounding residents should be considered at all times. 9. Prior written approval is required from the Property Manager for equipment and services brought in and not directly provided by the Resident Services Buildings. 10. All children under the age of 10 must be accompanied by an adult over the age of 18. *Note: accompany means within close proximity (an arms -distance for example). Youth organizations (ages 11-18) must have one adult to five minors in attendance who shall remain in the Resident Services Buildings for the duration of the activity. 11. The Resident Services Buildings is provided for in an "as is" condition. "As -is" means that the facility user may not remove or displace furniture and/or other fixtures such as tables, chairs, etc. (collectively "fixtures") or add or bring in additional fixtures not already provided, and therefore such fixtures must stay in the same location as originally provided by the Property Manager; decorations on walls, tables and other locations, may not be removed, displaced or covered up in any way. If there are any questions regarding this rule, please contact the Property Manager prior to use of the facility. The Property Manager has the right to inspect the Resident Services Buildings while in use to ensure compliance with this provision. Failure to comply with this provision, the event is subject to immediate cancellation/revocation at the discretion of the Property Manager. 12. Tape, nails, tacks, putty, screws, staples, decals, powders, wax, paint, etc., are not permitted in/on the walls, floors, ceilings or fixtures. Rice, birdseed, confetti, glitter and similar materials may not be thrown inside or outside the facility. No smoke/fog machines are allowed to be used. Music devices may be acceptable; however, prior written approval is required. 13. All users of the facility shall be aware of the maximum occupancy of 104 and enforce that Management and Operations — Rental Units 23 Effective 7/1/2008 Administrative Plan it is not exceeded. Doors must remain unlocked during hours of use. 14. In addition to the House Rules and regulations governing the use of the Resident Services Buildings, all users shall also comply with all applicable local ordinances of the City of Palm Desert and state and federal laws. Failure to comply with said rules may subject a user from entering the premises. 15. Facility users may not list the City of Palm Desert, its Redevelopment Agency, or Housing Authority as a sponsor of the activity and may not list the Resident Services Buildings phone number as the contact in any written materials associated with any event. The Property Manager may require copies of all promotional materials used in conjunction with the use of the facility. Failure to comply with such a request may result in cancellation of the event. 16. Parking is not available on -site. All facility users will be required to make their own provision for parking. 17. All users of facility shall be responsible for cleanup after each meeting. Tables and chairs must be wiped clean after any event. 18. The City of Palm Desert, its Redevelopment Agency, and Housing Authority assumes no legal responsibility and are not liable for personal injuries, thefts or losses of private property while on or using the Resident Services Buildings and associated facilities. 19. Facilities and equipment are to be left in the same condition as they were prior to the event. 20. Violation of any of these rules by any user during occupancy shall be sufficient cause for denying further use of the Resident Services Buildings facility to the organization. 21. These House Rules are issued for specific use of the facility and for specific hours and the premises must be vacated as scheduled. 22. Failure to observe any rules, regulations, and ordinances of the City of Palm Desert may be sufficient cause for denying further use of the Resident Services Buildings facility. 23. Fights, vandalism or unacceptable behavior occurring during an event shall cause immediate cancellation of the event. I, the undersigned, acknowledge that I have read all the rules listed above regarding the use of the Resident Services Buildings and agree to abide by such rules and regulations as set forth by the City of Palm Desert Housing Authority. Print Name (Tenant) Signature Date Management and Operations — Rental Units 24 Effective 7/1/2008 Administrative Plan ACKNOWLEDGMENT OF RECEIPT OF THE PALM DESERT HOUSING AUTHORITY ADMINISTRATIVE PLAN (Please read the following statements, sign below and return to the property manager.) Acknowledging Receipt of the Administrative Plan I/We certify by signing below that I/we have received and have been given an opportunity to read a copy of the Administrative Plan, and I/we understand that it is my/our obligation to be aware of the administrative policies and procedures, rules, and requirements contained therein. I/We further understand that all leaseholders, occupants, and guests are responsible for complying with the Administrative Plan including all policies and procedures, rules, and requirements described therein ("Administrative Plan"). Changes To and Questions Regarding the Administrative Plan I/We further acknowledge and understand that the Administrative Plan is subject to change at any time, without notice, at the sole discretion of the Palm Desert Housing Authority. Any such changes to the Administrative Plan shall be effective immediately unless specified otherwise. I/We acknowledge and understand that I/we shall be bound by, and to abide by, any changes to the Administrative Plan. Any questions regarding the Administrative Plan or how it applies to my/our residency should be directed to the property manager. Any changes made to the Administrative Plan will be posted on the City of Palm Desert website (www.citvofnalmdesert.com) and a full updated copy may be reviewed or obtained upon request from the leasing office. All leaseholders must sign below, Name of Leaseholder (Print) Name of Leaseholder (Print) Name of Leaseholder (Print) Signature of Leaseholder Signature of Leaseholder Signature of Leaseholder Property Manager Date Date Date Date 8.36.010 Chapter 8.36 REGULATION AND PROIIIBITION OF SMOKING Sections: 8.36.010 8.36.020 8.36.030 8.36.040 8.36.050 8.36.060 8.36.070 8.36.080 8.36.090 8.36.100 Purpose of chapter. Definitions. Prohibition of smoking in unenclosed areas. Designation of smoking areas. Optional prohibition. Posting of signs. Exceptions. Nonretaliation. Enforcement. Violation —Penalty, 8.36.010 Purpose of chapter. Smoking of tobacco, or any other weed or plant, is a positive danger to health and a cause of material annoy- ance, inconvenience, discomfort and health hazard to those who are present in confined places. In addition, thc Cali- fornia Air Resources Board has placed secondhand smoke in the same category as the most toxic automotive and in- dustrial air pollutants by categorizing it as a toxic air con- taminant for which there is no safe level of exposure. Therefore, it is the city's intent to provide for thc public health, safety and welfare, by prohibiting the smoking of tobacco, or any other weed or plant, in public places and places of employment, except in designated smoking areas as set forth herein. (Ord. 1200 § 3, 2009; Ord. 462 § 1 (part), 1986) 8.36.020 Definitions. The following words and phrases, whenever used in this chapter shall have the meanings defined in this section unless the context clearly requires otherwise: "Business" means any sole proprietorship, partnership, joint venture, corporation association, or other entity formcd for profit -making purposes. "City" means the city of Palm Desert, and its related entities including thc Palm Desert redevelopment agency and the Palm Desert housing authority. "Common area" means every unenclosed area of a mul- tiunit residence that residents of more than one unit of that multiunit residence arc entitled to enter or use, including, for example, paths, courtyards, playgrounds, swimming pools, parking lots, and picnic areas. "Dining area" means any area, including streets and sidewalks, which is available to or customarily used by the (Palm Desert Supp. No. 16, 2.1(1) 156 general public or an employee, and which is designed. es- tablished, or regularly used for consuming food or drink. "Employee" means any person who is employed or re- tained as an independent contractor by any employer or nonprofit entity in consideration for dircct or indirect monetary wages or profit, or any person who volunteers his or her services for an employer or nonprofit entity. "Employer" means any person, business, entity or non- profit entity that retains the service of one or more employ- ees. "Enclosed area" means an area in which outside air can- not circulate freely to all parts of thc area, and includes an arca that has: 1. Any type of overhead cover whether or not that cover includes vents or other openings and at least three walls or other vertical boundaries of any height whether or not those boundaries include vents or other openings; or 2. Four walls or other vertical boundaries that exceed six feet in height whether or not those boundaries include vents or other openings. "Multiunit residence" means a residential property con- taining two or more units. "Nonprofit entity" means any entity that meets the re- quirements of California Corporations Code Section 5003 as well as any corporation, unincorporated association or other cntity created for charitable, religious, philanthropic, education, political, social or similar purposes, the net pro- ceeds of which are committed to the promotion of the ob- jectives or purposes of the entity and not to private gain. A government agency is a nonprofit entity within the meaning of this chapter. "Person" means any natural person, business, coopera- tive association, nonprofit entity, personal representative, receiver, trustee, assignee, or any other legal entity includ- ing government agencies. "Place of employment" means any enclosed areas under the control of a public or private employer which employ- ees normally frequent during the course of employment, including, but not limited to, work areas, employee lounges, conference rooms and employee cafeterias. A pri- vate residence is not a place of employment, except for child care facilities in private homes. "Primary entrance" means the entrance to a building or business through which thc majority of patrons enter. A building or business has only one primary entrance. Where the door into the establishment is at thc end of a corridor formed by two or more vertical walls or barriers, with or without overhead cover, the primary entrance shall be deemed to be at the end of the corridor open to the exterior. "Public place" means: I . Any area to which the public is invited or in which the public is permitted, including, but not limited to, shop- ping malls, retail stores, retail service establishments, retail food production and marketing establishments, restaurants, theaters, waiting rooms, reception areas, educational facili- ties, health facilities, and public transportation facilities and their associated parking areas. A private residence or pri- vate country club is not a public place; 2. Areas measured a distance of forty feet from the entrances and exits to city -owned public places; 3. Areas measured a distance of twenty feet from the primary entrances to publicly or privately -owned commer- cial, industrial, institutional, or office professional build- ings; 4. Unenclosed areas owned by the city including, but not limited to, city -owned property, parks, playgrounds, restrooms, baseball and soccer fields, except the golf course arca of Desert Willow or where specific signs are posted permitting such smoking; 5. Unenclosed public events including, but not limited to, sports events, entertainment, speaking performances, ceremonies and fairs; 6. Hotels, except in designated areas. "Reasonable distance" means a distance of -twenty feet or, with respect to a designated smoking area or such larger arca as the city manager reasonably determines in writing to be necessary in a given circumstance to ensure that oc- cupants of an area in which smoking is prohibited are not exposed to secondhand smoke created by smokers outside thc area. "Secondary entrance" means any entrance to a building or business that is not the primary entrance. One building or business may have multiple secondary entrances. "Secondhand smoke" means smoke from tobacco or any other weed or plant created by burning or carrying any lighted pipe, hookah, cigar, or cigarette of any kind, and the smoke exhaled by an individual who engages in smoking. "Shopping mall" means any parcel of land zoned and used for retail sales by more than one retailer that is jointly operated or which includes shared parking facilities. "Smoke," or "smoking" means and includes the carrying of a lighted pipe, or the lighting of a pipe, cigar or cigarette of any kind. "Unenclosed area" means any arca that is not an en- closed arca. (Ord. 1200 § 3, 2009; Ord. 1154 § I, 2008; Ord. 1007 § 1, 2001; Ord. 462 § 1 (part), 1986) 8.36.030 Prohibition of smoking in unenclosed areas. A. Smoking is prohibited in the unenclosed areas of the following places within the city, except places where 8.36.020 smoking is already prohibited by state or federal law, in which case, those laws apply: 1. Public places; 2. Places of employment; 3. Businesses, including, but not limited to, restau- rants and bars, and other public accommodations. In addi- tion, smoking is prohibited within a reasonable distance of the primary entrance to a dining arca. Where a business has more than one entrance, an outdoor smoking arca may be designated within a reasonable distance of one of the sec- ondary entrances. In such cast, smoking is prohibited within a reasonable distance of the primary entrance and any other secondary entrances. 4. Common areas of multifamily residential properties owned by the city of Palm Desert, except where permitted under Section 8.36.070. B. No person shall dispose of smoking waste or place or maintain a receptacle for smoking waste in an area in which smoking is prohibited by this chapter or other law, including within any reasonable distance required by this chapter. (Ord. 1200 § 3, 2009; Ord. 462 § I (part), 1986) 8.36.040 Designation of smoking areas. A. Places Where Smoking Permitted. Notwithstanding Section 8.36.030 of this chapter, smoking is permitted in the following locations within the city, unless otherwise provided by state or federal law: 1. Private residential property, other than: (a) those private residential properties used as a child-care or health- care facility subject to licensing requirements when em- ployees, children or patients arc present; or (b) home based business where members of the public are invited. Nothing in this chapter shall require a person or entity who or which owns or controls a private residential property, including, but not limited to, a condominium association or an apart- ment owner, to permit smoking and such a person may prohibit smoking throughout the property he, she or it owns or controls. 2. Designated areas in shopping mall unenclosed ar- eas, provided that: (a) there is not more than one square foot of area designated for smoking for every twenty thou- sand square feet of rentable space of the shopping mall (provided that each shopping mall may have at least one designated smoking area of forty or fewer square feet in arca); (b) the arca is prominently marked with signs; (c) it is located the greatest distance practicable, and at least a reasonable distance, from any doorway or opening into an area or any accessway from parking facilities to the retail areas of the shopping mall; (d) smoke is not permitted to enter adjacent areas in which smoking is prohibited by this chapter, other law or by thc owner, lessee or licensee of the 156-1 (Palm Dcscn Sapp. No. 16, 2-101 8.36.040 adjacent property; and (c) the location(s) of the designated smoking area(s) is or are approved in writing by the city manager of thc city or designee based on the standards of this subsection and the goals of this chapter. 3. Any unencloscd area in which no nonsmoker is present and, due to the time of day or other factors, it is not reasonable to expect another person to arrive. B. Where smoking areas arc designated, existing physical barricrs and ventilation systems shall he used to eliminate the toxic effect of smoke in adjacent nonsmoking areas, but employers are not required to incur any expense to make structural or physical modifications in providing these areas. There shall be no designated smoking areas in areas that have a common or shared air space with other areas in which smoking is prohibited such as, without limi- tation, air conditioning systems, heating systems, ventila- tion systems, entries, doorways, hallways, and stairways or within a reasonable distance of commercial building en- tries. In all disputes in the work place, the rights of the non- smoker shall be given priority over the rights of the smoker. C. No person shall smoke in an area in which smoking is otherwise permitted by this chapter or other law within a reasonable distance from any primary entrance, opening, crack, or vent into an area in which smoking is prohibited by this chapter, othcr law or by the owner, lessee or licen- see of that area. (Ord. 1200 § 3, 2009; Ord. 1154 § 1, 2008; Ord. 462 § 1 (part), 1986) 8.36.050 Optional prohibition. A11 managers and owners of any establishment ex- empted from the provisions of Section 8.36.070 serving or doing business with the public may, at their discretion, post "No Smoking" signs within various areas of their busi- nesses and utilize the full right of the provision of this chapter. No public place other than those enumerated in Section 8.36.070 shall be designated as a smoking area in its entirety. (Ord. 1200 § 3, 2009; Ord. 462 § 1 (part), 1986) 8.36.060 Posting of signs. Signs which designate smoking or no smoking areas established by this chapter shall be clearly, sufficiently and conspicuously posted in every room, building or othcr place so covered by this chapter. "No Smoking" signs shall be specifically placed in retail food productions and mar- keting establishments, including grocery stores and super- markets open to the public, so they are clearly visible to persons upon entering the store, clearly visible to persons in checkout lines and clearly visible to persons at meat and produce counters. The manner of such posting, including (Palm Desert Supp.No. 16,2-10) the wording, size, color, design and place of posting, whether on the walls, doors, tables, counters, stands or elsewhere, shall be at the discretion of the owner, operator, manager or other person having control of such room, building or other place, so long as clarity, sufficiency and conspicuousness are apparent in communicating the intent of this chapter. (Ord. 1200 § 3, 2009; Ord. 462 § 1 (part), 1986) 8.36.070 Exceptions. Exceptions to the smoking prohibitions of this chapter arc as follows: A. Private offices, including those in the work place, designated areas of hotels and motels, areas and rooms while in use for private social functions, private hospital rooms, psychiatric facilities, jails, bar areas and stores that deal exclusively in tobacco products and accessories. B. Areas measured within a twenty -foot zone outside of a building's primary entrance, as long as the smoker is actively passing through on thc way to another destination and so long as the smoke does not entcr any indoor area in which smoking is prohibited. C. Any owners or other person having control of a business or other establishment subject to this chapter may apply to the city for an exemption or modification of the provisions of this chapter due to unique or unusual circum- stances or conditions. D. Up to twenty-five percent of the contiguous deck area around swimming pools in multifamily residential properties owned by the city of Palm Desert. Such desig- nated smoking areas must be clearly signed. (Ord. 1200 § 3, 2009; Ord. 462 § I (part), 1986) 8.36.080 Nonretaliation. No person or employer shall discharge, refuse to hire or in any manner retaliate against an employee or applicant for employment because such employee or applicant exer- cises any rights afforded by this chapter. (Ord. 1200 § 3, 2009; Ord. 462 § 1 (part), 1986) 8.36.090 Enforcement. A. The owncr, operator or manager of any facility, business or agency within the purview of this chapter shall comply herewith. Such owncr, operator or manager shall post, or cause to be posted, all "No Smoking" signs re- quired by this chapter. Such owner, operator or manager shall not allow service to any person who violates this chapter by smoking in a posted "No Smoking" area. B. It shall be the responsibility of employers to dis- seminate information concerning the provisions of this chapter to employees. 156-2 C. The city's code enforcement officers, police and fire personnel are authorized to issue citations for violation of the provisions of this chapter. (Ord. 1200 § 3, 2009; Ord. 462 § 1 (part), 1986) 8.36.100 Violation —Penalty. A. Any person who violates any provision of this chapter by: (1) smoking in a posted "No Smoking" area; (2) failing to post or cause to be posted a "No Smoking" sign required by this chapter; (3) owning, managing or op- erating a business or building in which the prohibitions of this chapter are violated; or (4) violating any other provi- sion of this chapter, is deemed guilty of an infraction in accordance with Chapter 1.12 of this code. B. Any violation of this chapter is hereby declared to he a nuisance. C. Each incident of smoking in violation of this chap- ter is an infraction subject to a fifty -dollar fine. (Ord. 1200 § 3, 2009; Ord. 462 § I (part), 1986) 157 8.36.090 (Palm Desert Supp. No I7. a-I(1)